Maryland Law Review
56
(1997):438.
COMMUNITARIANS, NEOREPUBLICANS, AND GUNS:
ASSESSING
THE CASE FOR FIREARMS PROHIBITION
David B. Kopel[*]
Christopher C. Little[**]
-
Introduction
-
I. The Communitarian
Network and Domestic Disarmament
-
A. The
Communitarian Agenda
-
B. The
Communitarian Movement
-
C. The Case
for Domestic Disarmament
-
II. The Feasibility
and Communitarian Implications of Domestic
Disarmament
-
A. Guns and
Other Dangerous Items
-
1.
Noncompliance of Law Enforcement Personnel
-
2.
Resistance
-
3.
Overwhelming and Ruining the Criminal Justice System
-
4.
"Nasty Things May Happen": Armed Resistance
-
B. Country,
Court, and the Crisis of Legitimacy
-
C.
Summary
-
III. Virtue and
Community Militias
-
IV. Guns and Public
Safety
-
V. The Right
Guaranteed by the Second Amendment: A Critique of
Domestic
Disarmament's Legal Analysis(p.439)
-
Conclusion
It is high time for the federal
government to outlaw gun possession by anyone except the police and the
military, and to round up all firearms currently in private hands. Millions of
Americans think so, but even the most aggressive of America's gun control
groups have not been willing to advocate such a policy. Into the breach has
stepped the Communitarian Network, arguably the most influential think tank in
Washington. In a lengthy position paper, The Case for Domestic Disarmament
(Domestic Disarmament),[1] the Communitarian
Network presents a forceful law-and-policy case for a gun-free America.
Domestic Disarmament is noteworthy because
it is almost the only scholarly document arguing at length for confiscating
all guns,[2] rather than
merely outlawing the future production of certain "bad" guns (such as handguns
and so-called "assault weapons").[3] Domestic
Disarmament is particularly important because it is a product of the
Communitarian Network, the think tank that, far more than any other, has the
ear of President Clinton and many other leading Democrats (and (p.440)some Republicans).[4] Moreover,
Domestic Disarmament offers an entirely new vantage point from which to
view the firearms issue--from the communitarian context, in which the
individual's responsibilities to society are seen as more important than the
unlimited exercise of rights.[5]
This Article evaluates and responds to Domestic
Disarmament
and the Communitarian Network's gun prohibition agenda. In addition to
discussing Domestic Disarmament, this Article considers David C.
Williams's Civic Republicanism and the Citizen Militia: The Terrifying
Second Amendment,[6] which calls for a
somewhat different communitarian approach to gun policy. Williams argues that
(1) the Second Amendment poses no impediment to any form of gun control on
individuals,[7]
and (2) in the long term, the government should revive the "well regulated
Militia"[8] and
encourage citizen proficiency with arms and participation in communal defense
organizations.[9]
Part I
of this Article provides an overview of communitarianism and the Communitarian
Network and summarizes the argument of Domestic Disarmament. Part II inquires into
whether domestic disarmament is enforceable and what communitarian problems
may be raised by enforceability issues. Part III sketches a
variety of possible solutions to the American gun dilemma, including the
communitarian militia proposals of Williams.[10] Part IV briefly
reviews the contribution that firearms ownership may make to public safety,
and Part V closely
scrutinizes (p.441)Domestic Disarmament's
conclusion that the Second Amendment presents no barrier to firearms
confiscation.[11]
For too long, the American gun control debate has
avoided the most fundamental issues. The progun and antigun lobbies both agree
that there are "good" gun owners and "bad" gun owners; the main issues concern
drawing a line between the two and determining what kinds of measures should
be used to keep the two groups separate. In addition, the antigun lobbies
argue that there are good guns (many types of rifles and shotguns) and bad
guns (handguns and assault weapons) and that no gun control policy should
deprive good Americans of their good guns.[12] Nevertheless,
none of the major policy groups participating in the American gun debate
argues, as does the Communitarian Network, that America's gun policy should be
modeled on Japan's, in which communitarian values prevail, guns are almost
entirely prohibited, and gun violence is rare.[13] By forcefully
raising the issue of whether any Americans should have guns at all, the
Communitarian Network performs a great service by inviting inquiry into the
most fundamental premises of the American gun control debate. In this Article,
the authors hope to advance the inquiry begun by Domestic Disarmament.
I. The Communitarian
Network and Domestic Disarmament
A. The
Communitarian Agenda
The Communitarian Network is a
public policy think tank founded upon the philosophy of sociologist Amitai
Etzioni, a professor of American Studies at George Washington University.[14] Dr. Etzioni is
joined by a number of like-minded academics, many of whom (p.442)enjoy close connections to the Washington political
establishment.[15] The
Communitarian Network's mission is to address what it considers the baneful
societal effects of an imbalance between individual rights and social
responsibilities.[16] The United
States, argue communitarians, has become a place where responsibilities no
longer accompany rights to the extent they once did, resulting in a fragmented
society in which irresponsibility, selfishness, and violent crime run rampant.[17]
These socially deleterious effects of an unrestrained individualism must
therefore be reversed through the advocacy and implementation of new policies
designed to further the common good.[18] The
Communitarian Network's slogan is "strong rights presume strong
responsibilities."[19]
Communitarians also argue that parents should
forsake consumerism, personal advancement, and greed.[20] Workplace
reforms such as paid parental leave and flex schedules should be mandated.[21] Additionally,
communitarians propose making it more difficult for couples with children to
divorce.[22]
Advocacy of an increased emphasis on moral education in the nation's schools
is another element of the communitarian message.[23] Schools should
"teach those values Americans share,"[24] such as "the
values of civility, sharing, and responsibility to the common good."[25]
The Communitarian Network also advocates a number
of other public policy ideas to increase public virtue and advance the common
good. Included among these are campaign finance restrictions and a heightened
emphasis on the importance of voting, jury duty, and paying taxes.[26] Among the most
controversial proposals are the implementation of widespread sobriety
checkpoints,[27]
less privacy for HIV (p.443)carriers,[28] and mandatory
organ harvesting from deceased persons who had not expressly forbidden the
government from appropriating their organs.[29]
B. The
Communitarian Movement
The Communitarian Network does
not exhibit the scholarly indifference of the ivory tower. "Like a scientist
in a laboratory," writes the Philadelphia Inquirer, Professor Etzioni
"has a three-step formula for changing society. Step One, create the message.
Step Two, spread the message. Step Three, organize a grassroots movement."[30] The
Communitarian Network has created an activist arm to implement its ideas on a
grassroots level: the American Alliance for Rights and Responsibilities. There
is also a communitarian journal, The Responsive Community. The
journal's subtitle includes the communitarian mantra "rights and
responsibilities."[31] The
communitarians have written several books.[32]
Professor Etzioni's movement has especially
piqued the media's interest because the communitarians exercise a great deal
of influence on the Clinton Administration.[33] Indeed,
candidate Clinton's "New Covenant" speech was drafted in part by communitarian
philosopher (p.444)William Galston.[34] Dr. Etzioni
opines that President Clinton is a communitarian to the core.[35]
Communitarians insist that they are not
majoritarians and that any scheme to further the cause of community rights
must be constitutionally sound.[36]
Critics, however, accuse them of being disingenuous. Many skeptics charge that
communitarians are actually apostles of a new statism and that the
Communitarian Network is misleading (p.445)its readers when it denies that majoritarian coercion
will be necessary to achieve many of its goals.[37] Whatever
communitarians are, they are something new to the American political scene.[38]
C. The Case
for Domestic Disarmament
The Communitarian Network's
papers on gun control call for severe firearms legislation, based upon the
premise that the right of individuals to keep and bear arms (which really is
not a right at all, it is argued) is outweighed by the right of the public to
be safe. The position is summarized in The Responsive Communitarian
Platform: Rights and Responsibilities (Platform):[39]
There is little sense in gun
registration. What we need to significantly enhance public safety is
domestic disarmament of the kind that exists in practically all
democracies. The National Rifle Association's suggestion that criminals, not
guns, kill people ignores the fact that thousands are killed each year, many
of them children, from accidental discharge of guns, and that
people--whether criminal, insane, or temporarily carried away by
impulse--kill and are much more likely to do so when armed than when
disarmed. The Second Amendment, behind which the NRA hides, is subject to a
variety of interpretations, but the Supreme Court has repeatedly ruled, for
over a hundred years, that it does not prevent laws that bar guns. We
join with those who read the Second Amendment the way it was written, as a
communitarian clause, calling for community militias, not individual gun
slingers.[40](p.446)
This position is developed in
the Communitarian Network position paper dedicated solely to the issue of gun
ownership,
Domestic Disarmament. The paper's argument is summarized in five
propositions:
1. Legal analysis shows there is no individual
right to keep and bear arms guaranteed in the Second Amendment to the United
States Constitution;[41]
2. Permitting individual gun ownership in this
country causes thousands of injuries and deaths every year and, therefore,
poses an inordinate threat to public safety;[42]
3. Polls indicate that the vast majority of
Americans want some forms of additional gun control legislation;[43]
4. The gun control proposals currently advocated
(waiting periods, registration, and the like) will not adequately mitigate the
damage gun ownership causes to the American community;[44]
5. Therefore, because there is no constitutional
right of individuals to keep and bear arms, America must adopt laws even
stricter than those in Europe, Canada, and Japan.[45]
As a first step, Domestic Disarmament
calls for a ban on the sale and possession of handguns and so-called
"semiautomatic assault weapons," as well as a prohibition of all ammunition
that can be used in
(p.447)these firearms.[46] (This latter
requirement would outlaw virtually all ammunition, because handguns and
assault weapons come in a nearly limitless variety of calibers.)
Etzioni is willing to offer a few concessions to
gun owners:
Gun collectors may be
accommodated by provisions allowing them to keep their collections, but
rendering them inoperative (cement in the barrel is my favorite technique).
Hunters might be allowed (if one feels this "sport" must be tolerated) to
use long guns that cannot be concealed, without sights or powerful bullets,
making the event much more "sporting." Finally, super-patriots, who still
believe they need their right to bear arms to protect us from the Commies,
might be deputized and invited to participate in the National Guard, as long
as the weapons with which they are trained are kept in state-controlled
armories. All this is acceptable, as long as all other guns and bullets are
removed from private hands.[47]
Making some breathtaking
assumptions about the ease with which the government will collect more than
200 million guns and many billion rounds of ammunition from at least 50
million gun owners,[48] Etzioni
proposes the following experiment designed to set the policy in motion:
Perhaps the best way to
proceed, if nationwide domestic disarmament cannot be achieved immediately,
is to introduce it in some major part of the country, say, the Northeast.
That will allow everyone to see the falsity of the NRA's beloved statement
that criminals kill people, not guns.... The rapid fall in violent crime
sure to follow will make ever more states demand that domestic disarmament
be extended to their region.[49]
Thus, to Etzioni, the answer
to gun crime is simple: implement a national policy that entails the virtual
prohibition of most firearms and ammunition, beginning with a ban on assault
weapons and handguns, and eventually encompassing all firearms and ammunition
in private hands.
There are some indications that the Clinton
Administration, following the communitarian lead, is thinking along similar
lines. Although President Clinton has stated his opposition to a ban on
hunting weapons, he has at least indicated support for most of the rest (p.448)of the Communitarian Network's agenda on guns. In
particular, he put an immense amount of political capital into passing the
1994 federal ban on assault weapons.[50] After that
year's elections, he opined that the assault weapons ban had cost the
Democrats twenty seats in the House of Representatives, thereby giving control
of Congress to the Republicans.[51] Nevertheless,
said President Clinton, he would sacrifice his own reelection to maintain the
federal ban.[52]
In addition, President Clinton ordered Attorney
General Janet Reno to draft a comprehensive proposal for strict national
handgun licensing.[53]
A White House working group outlined a proposal for highly restrictive
licensing of all handguns and all semiautomatic long guns that have not
already been banned, and much more stringent controls on all other firearms.[54] In a 1993
interview, President Clinton (p.449)stated
that he favored a ban on all handguns, but that he recognized such a ban was
not currently politically feasible.[55] The Federal
Bureau of Investigation (FBI) and President Clinton have begun pushing for
broad new restrictions on ammunition.[56] Finally, Henry
Cisneros, the Secretary of the Department of Housing and Urban Development
(HUD) during President Clinton's first term, was a signer of the
Platform manifesto before accepting his post in the Clinton
Administration.[57] Were his views
sharply out of step with those of the President (for example, had he signed a
document calling for a complete ban on abortion), it is doubtful that he would
have remained in the Cabinet.(p.450)
II. The Feasibility
and Communitarian Implications of
Domestic Disarmament
Communitarians, including
President Clinton, argue that the presence of so many guns in America makes it
the most dangerous country in which to live.[58] Rhetorical
flourish is employed to drive the point home: "[T]he danger that our cities be
turned into Beiruts or Dubrovniks must be averted."[59] The gun control
proposals that have been enacted into law and those that are currently the
subject of political discussion are but "vanilla-pale measures," according to
Etzioni; to him, the only truly effective measure to end gun violence is
domestic disarmament.[60]
Many criminologists agree that the enactment of
laws that Etzioni calls vanilla-pale measures will do little to stem the tide
of gun-related violence in this country. The leading criminological studies,
those done by James Wright, Kathleen Daly, Peter Rossi, and Gary Kleck,
conclude that the measures currently proposed will, at best, only slightly
mitigate the level of criminal misuse of firearms.[61] One of the
Wright-Rossi studies, a National Institute of Justice survey of felons in
state prisons, concluded that criminals will always get guns and use them, no
matter what gun control laws are passed.[62] Indirectly
supporting the viewpoint of Domestic Disarmament, Kleck observes that,
in a country awash in guns, such as ours, no gun control policy--short of
universal confiscation--"is likely to have a dramatic impact on violence in
America. Because gun availability, even among high-risk individuals, seems to
have at best a modest impact on violence rates, gun controls only nibble at
the edges of the problem rather than striking (p.451)at its core."[63] Thus, Etzioni's
repudiation of vanilla-pale gun control measures is well supported by
scholarly research on the gun issue.
Most European nations (Switzerland and a few others
excepted) impose stricter firearms controls than does the United States.[64] The typical
model is a strict licensing system for handguns and a somewhat milder
licensing system for most long guns.[65] There is a
great deal of variation in this model, from countries with the most rigorous
laws and the most aggressive enforcement against ordinary gun owners (such as
Spain, Germany, and Great Britain)[66] to countries
with more relaxed attitudes (such as Norway, France, Italy, Belgium, Latvia,
and the Czech Republic).[67] Actual bans on
handguns (Ireland)[68] are rare, and
bans on all guns (Romania under Facism Communism)[69] are rarer
still. Thus, Domestic Disarmament goes far beyond where most European
nations have trod, at least during their periods of democratic rule.
Nevertheless, Domestic Disarmament springs in part from what might be
termed a European sensibility toward an armed populace.[70] In a 1976
Public Interest essay, The Great American Gun War,[71] historian B.
Bruce-Briggs described the combatants of what he called a "low-grade war"[72] fought over gun
ownership by social factions representing "two alternative views of what
America is and ought to be."[73] Advocates of
strict gun control are usually
those who take bourgeois Europe
as a model of a civilized society: a society just, equitable, and
democratic; but well ordered, with the lines of responsibility and authority
clearly drawn, and with decisions made rationally and correctly by (p.452)intelligent men for the entire nation. To such
people, hunting is atavistic, personal violence is shameful, and
uncontrolled gun ownership is a blot upon civilization.[74]
In most of Europe, gun ownership
is not a right but a state-granted privilege.[75] Likewise, the
Communitarian Network views gun ownership in America as a privilege rather
than a right, a privilege that should now, due to the level of gun violence,
be denied.[76]
Ironically, despite the Communitarian Network's
emphasis on the importance of individuals yielding to the will of the majority
of the community, the Communitarian Network's gun prohibition policy actually
deviates greatly from what a large majority of Americans favor. Polls indicate
that most Americans believe the Second Amendment does protect an individual
right to arms,[77] although many
Americans do support what they see as moderate gun control measures.[78] Most Americans
do not favor firearms prohibition; rather, they view self-defense[79] and the
recreational use of firearms as obvious benefits to be retained.[80] A ban on
handguns is favored by only twenty-seven percent.[81] A ban on long
guns garners only eleven percent support.[82]
Because, in all likelihood, Americans will not
support a policy of gun prohibition, why even take this particular proposal of
the Communitarian Network seriously? Although the case for domestic
disarmament is at the moment a pipe dream, there are important reasons why the
Communitarian Network's argument deserves serious attention.(p.453)
First, the gun rights lobby has long argued that
the eventual goal of gun control legislation is gun prohibition.[83] Procontrol
voices have pointed to this allegation as evidence of the lobby's "paranoia."[84]
We now witness an important think tank, one that strongly influences the
present Administration and many members of Congress, openly calling for gun
confiscation. Second, while the communitarians serving in the Clinton
Administration do not believe that total disarmament is possible, they clearly
hope to achieve a high degree of disarmament.[85]
Serious reflection on the argument for domestic
disarmament raises the question of how wise such a policy would be,
particularly from the standpoint of communitarianism. Might the attempt to
seize as many firearms as possible create more communal problems than it would
solve? This question is faced squarely by Washington, D.C., attorney and
former Justice Department official Ronald Goldfarb, who follows Etzioni in
calling for domestic disarmament "beginning with a model program."[86] Disarmament
should be implemented in three phases, avers Goldfarb: (1) increasing
regulation of firearms sales, (2) registering firearms once the sales of such
have been efficiently regulated, and finally (3) confiscating as many weapons
and as much ammunition as possible.[87] Goldfarb seems
troubled, however, over problems arising from such a controversial and
herculean endeavor:
Is there an individual right
to self-defense that cannot be abrogated? How do we balance the necessary
policing with the public's right of privacy and its constitutional
protections against illegal searches and seizures?
... How would disarmament be accomplished? What
would be done with the existing 200 million firearms ...? What about hunters
and other sportsmen?(p.454)
... What is the danger of creating a disarmed
public? How do we adopt such a profound proposal ...? Would virtual
disarmament make the law enforcement establishment too powerful? Would a
real ban on guns fail as dismally as the attempt to ban alcohol?[88]
A. Guns and Other
Dangerous Items
No approach to gun control can
claim to be rational without first putting gun violence in perspective. There
are at least 50 million gun-owning families in America.[89] Of the roughly
200 million guns they own, about a third are handguns.[90] There are at
least one million so-called assault weapons.[91]
There are approximately 30-35,000 gun-related
deaths in America every year.[92]
Viewed in light of how many guns and gun owners there are in America, the
numbers reflect that only a very small fraction of gun owners misuse their
guns. This fact has led sociologist James D. Wright to note that, in sum, "gun
ownership is apparently a topic more appropriate to the sociology of leisure
than to the criminology or epidemiology of violence."[93]
It is undisputed that firearms are used for
defensive purposes at least several tens of thousands of times per year.[94] Yet the
Communitarian Network does not propose banning a product that is involved in
more deaths every year than guns, a product that does not prevent any crimes.
That product is alcohol, which is in some ways a close analogue to guns.(p.455)
Though a legal drug rather than a manufactured
tool, alcohol, like guns, is used recreationally by millions of Americans.[95] Although the
manner in which harm is wrought by drinking (alcohol-related diseases,
accidents caused by drunks, and criminal violence perpetrated by the
disinhibited) is not exactly the same as with guns (suicide, firearms
accidents, and crimes perpetrated with guns), alcohol, like guns, is a
material cause of harm to many Americans.[96] Further,
because alcohol disinhibits potential criminals and lowers the defensive
awareness of potential victims, it contributes to a much larger fraction of
violent crime than do firearms.[97] The use of
alcohol is a material cause of approximately 100,000 deaths every year in
America, nearly three times as many deaths as caused by firearms.[98] The parallel
between alcohol and firearms is also reflected by the fact that the same
agency supervises the two items: the Bureau of Alcohol, Tobacco and Firearms
(BATF), which might aptly be called the "Bureau of Semi-Licit but Morally
Suspect Consumer Products."
In contrast to the expansive gun control
arguments of Domestic Disarmament, the Communitarian Network limits its
attention to the societal costs of alcohol to vanilla-pale measures such as
drunk driving roadblocks.[99]
Where is the Communitarian Network's argument for additional "alcohol control"
laws analogous to those they advocate for guns? Why not impose a ban on
distilled liquor on the basis that "no one needs" that much alcoholic
firepower to have a good time? (This is the usual line of argument for laws
banning assault weapons.)[100] More
important, where are the Communitarian Network's position papers on the
reinstitution of domestic prohibition? Why are we to (p.456)accept the toll exacted on society by the easy
availability of alcohol, but not that of the less-easy availability of guns,
especially when the former kills nearly three times more than the latter?
Communitarian advocates of prohibitive gun
control laws--most of whom, it is safe to assume, imbibe on
occasion--apparently accept the cost to society of the ease with which alcohol
is procured and consumed, most likely because drinking is pleasurable and the
large majority of drinkers are responsible. Thus the Communitarian Network
does not apply the same logic to gun ownership as to alcohol, even though the
vast majority of gun owners take pleasure in owning firearms and exercise that
right responsibly. Guns are singled out for prohibitionist legislation, while
a relatively blind eye is turned toward the much heavier toll exacted by the
sale and consumption of alcohol.
This analogy between guns and alcohol is not
intended to minimize either the annual tragedy of 35,000 firearms-related
deaths or of 100,000 alcohol-related deaths. It is only intended to put
matters in perspective and to highlight that, as a matter of course, Americans
accept the social costs of potentially dangerous substances such as alcohol,
or potentially dangerous objects such as automobiles and guns, because of the
benefits those things afford. One may certainly argue that alcohol actually
provides little benefit to society, but the experiment with alcohol
prohibition during the 1920s demonstrated that millions of Americans found the
recreational benefits of alcohol consumption to be sufficient justification
for resistance to that policy. It was this stubborn refusal of Americans to
give up their freedom, combined with the observation of how alcohol
prohibition lined the pockets of gangsters,[101]
that led to the repeal of Prohibition.[102] Few today,
communitarians included, would argue for the resurrection of the failed
Prohibition experiment, even though alcohol actually inflicts greater harm on
society than do firearms.[103]
1. Noncompliance
of Law Enforcement Personnel.--Proponents of gun prohibition sometimes
forget that America's law enforcement community, which would obviously be
needed in the effort to confiscate all firearms, includes many "gun culture"
types. This is all the more true in the nation's vast rural areas, where a
disproportionate (p.457)fraction of the
nation's guns are possessed.[104] Surveys have
indicated that the rank-and-file of the law enforcement community possess a
deep-seated belief that law-abiding citizens have a constitutional right to
own firearms.[105] It is
therefore likely, as firearms instructor and former police officer Massad
Ayoob suggests, that many members of the law enforcement community would
either openly refuse to carry out a gun confiscation law or would at least
contribute to its subversion in some way.[106]
One such law enforcer is Richard Mack, former
Sheriff of Graham County, Arizona. Sheriff Mack has gained national attention
because of his successful federal lawsuit that blocked implementation of the
Brady Act[107] in his state.[108]
Mack believes that law enforcement (p.458)officials and military personnel are bound by their
oath of office to refuse to enforce any unconstitutional gun law:
No police officer, soldier,
or any other government official, should in any manner comply with an order
that is unlawful or attempt to enforce a mandate that is
unconstitutional.... May each of us in this most noble profession, as we
pursue the guilty among us, never be guilty ourselves of the greater crime:
violating our oath in God's name to defend the constitutional rights of the
people we work for.[109]
2.
Resistance.--As Ronald Goldfarb and other gun prohibitionists realize, a
successful policy of domestic disarmament must be preceded by a federal
attempt to register all firearms currently owned.[110] In fact, the
German Nazi regime used registration records as a precursor to, or as a means
of, confiscating guns within its own borders and within its territorial
acquisitions, and many gun owners are aware of this historical precedent.[111] Fear of
confiscation is one reason for such little compliance with current
registration laws where they have been enacted in America. New York's
"Sullivan Law,"[112] the first
major licensing and registration scheme imposed in twentieth-century America,
is ignored by millions of New Yorkers.[113] In Illinois
it is estimated that about 75% of handgun owners are in noncompliance with the
state's registration law.[114]
There has also been substantial resistance to
laws that require registration of so-called assault weapons. California was
the first state to pass a ban on military-style semiautomatics.[115] The
California law requires (p.459)mandatory
registration of all such weapons owned prior to the enactment of the ban.[116] A group
called Gun Owners React openly called for those who owned such arms to disobey
the registration requirement.[117] Nearly 90% of
the approximately 300,000 assault weapon owners in California refused to
register their weapons.[118] A few months
later, Denver passed a similar ordinance.[119] Only 1% of
the estimated 10,000 assault weapons in that jurisdiction were ever
registered.[120]
Other municipalities that have passed similar ordinances have seen about the
same percentage of guns registered.[121] New Jersey
was the next state to enact an assault weapon ban.[122] Out of the
100,000 to 300,000 assault weapons in that state, 947 were registered, an
additional 888 were rendered inoperable, and 4 were turned over to the
authorities.[123]
If the Morton Grove, Illinois, handgun ban is
any indication, gun owners appear to be even more disobedient to decrees
requiring them to turn their firearms over to authorities.[124] The Morton
Grove police wisely adopted an "honor system," whereby guns would be
confiscated through the owners' voluntary compliance with the ban, rather than
by searching the residences of known handgun owners.[125] Only a
handful of handguns were turned in.[126] Noncompliance
with such laws in more libertarian areas of the nation, such as the West and
(p.460)South, may be higher. Indeed,
noncompliance is legitimized by vocal progun police such as the implacable
Sheriff Richard Mack and his journalist cohort, Timothy Robert Walters:
Only a nation of armed
citizens--the ones who protect themselves from criminal attack every 48
seconds--is equipped of mind, spirit and arsenal sufficient to protect the
intent of the Founding Fathers and the tenets of the U.S. Constitution and
Bill of Rights. As a united people, we must not allow the enemy to take away
our last argument for freedom.[127]
3. Overwhelming
and Ruining the Criminal Justice System.--Criminologist Don Kates observes
that even if only half of all handgun owners defied a confiscation law, the
criminal justice system would simply not be able to cope:
Terrorizing [tens of
millions of handgun owners] into compliance would require catching, trying
and jailing large numbers of them. But to jail just one percent of probable
violators would fill all the cells in our present federal, state and local
jail system. We would have to either free all the murderers, robbers, and
rapists now serving time or build a brand new prison system doubling our
combined national capacity--just to hold one percent of all probable gun law
violators. Comparable expansion would be required for our courts,
prosecutors and police. Effective enforcement of national gun legislation
would require an expenditure equal to the cost of catching, trying and
punishing every other kind of federal, state, and local criminal combined. I
cannot do better than to quote the question with which [a University of]
Wisconsin study ends: "Are we willing to make sociological and economic
investments of such a tremendous nature in a social experiment for which
there is no empirical support?"[128]
Add to a handgun ban the
attempt to enforce a law banning all firearms, or virtually all firearms, and
enforceability problems become immense.
Just as alcohol prohibition in the 1920s and
drug prohibition in modern times have spawned vast increases in federal power,
as well as (p.461)vast infringements on the Bill of Rights,
another national war against the millions of Americans who are determined to
possess a product that is very important to them is almost certain to cause
tremendous additional erosion of constitutional freedom and traditional
liberty. Legal and customary protections against unreasonable searches and
seizures, invasion of privacy, selective enforcement of laws, and harsh and
punitive statutes would all suffer.[129] Attempting to
disarm Americans would likely result in widespread police corruption,
increased wiretaps, and other evils associated with enforcement of laws
against consensual possessory offenses,[130] thus
encouraging public contempt for the law.
Of course, the problem of citizen noncompliance
could be partially avoided by simply banning the production of new firearms or
by adopting a Morton Grove-type "honor system"[131] to
enforcement of a law against gun possession. These vanilla-pale approaches,
however, would leave most of America's 200 million guns in private hands,
hardly domestic disarmament.
4. "Nasty Things
May Happen": Armed Resistance.--More alarming than simple noncompliance
with gun prohibition is the apparent willingness of many gun owners to fight,
if necessary, for their right to bear arms.[132] The rhetoric
of resistance is not confined to gun magazines, but also appears in scholarly
journals.[133](p.462)
How seriously should the possibility of a civil
war over gun prohibition be taken? The emotions over gun control today run
extremely high. The "militia movement" that is much in the news these days is
a reaction, in part, to gun control legislation.[134]
The number of those currently involved with
citizen militias is at least in the tens of thousands nationwide, and possibly
higher.[135] Most
mainstream gun owners, including most of the "hard core," do not currently
belong to these militias. This is largely because many of the militias are
motivated as much by other political concerns (some of them truly bizarre,
such as United Nations invasion conspiracies) as they are by gun control
legislation, and these concerns are not generally shared by mainstream gun
owners.[136]
Some analysts believe, however, that the militias are even now drawing an
increasing number of mainstream gun owners to their ranks.[137] If the
federal government actually attempted to disarm Americans, not only would many
Americans (p.463)likely fight back, but the
number of those who would do so could conceivably be in the millions.[138](p.464)
As the specter of myriad American civilians
fighting their own government to retain their gun rights were not troubling
enough, there is evidence that at least some members of the armed forces would
join the resistance. Many members of the armed services are gun culture types:
they own firearms themselves, are convinced that Americans have the
inalienable right to keep and bear arms, and they take an oath to defend the
Constitution from every enemy, "foreign or domestic."[139] It is
therefore likely that at least some in the military would not simply look the
other way as the government attempted to enforce a policy of domestic
disarmament.[140] A master's
thesis studying the attitudes of American soldiers found that the large
majority would not obey orders to fire on citizens who resisted gun
confiscation.[141]
Contrasting these hard-core members of the gun
culture with the advocates of prohibitionist gun legislation "who take
bourgeois Europe as a model of a civilized society," Bruce-Briggs describes
the former as
a group of people who do not
tend to be especially articulate or literate, and whose world view is rarely
expressed in print. Their model is that of the independent frontiersman who
takes care of himself and his family with no interference from the state.
They are "conservative" in the sense that they cling to America's unique
pre-modern tradition--a non-feudal society with a sort of medieval liberty
writ large for everyman. To these people, "sociological" is an epithet. Life
is tough and competitive. Manhood means responsibility and caring for your
own.
This hard-core group is probably very small,
not more than a few million people, but it is a dangerous group to cross.
From the point of view of a right-wing threat to internal security, these
are perhaps the people who should be disarmed
(p.465)first, but in practice they will be the last. As they say, to
a man, "I'll bury my guns in the wall first." They ask, because they do not
understand the other side, "Why do these people want to disarm us?" They
consider themselves no threat to anyone; they are not criminals, not
revolutionaries. But slowly, as they become politicized, they find an
analysis that fits the phenomenon they experience: Someone fears their
having guns, someone is afraid of their defending their families, property,
and liberty. Nasty things may happen if these people begin to feel that they
are cornered.[142]
"Nasty things" would likely
ensue if the government attempted to enact and enforce gun prohibition. It
was, after all, government attempts to confiscate "weapons of war" at
Lexington and Concord that sparked the American Revolution[143] and the Texan
rebellion against Mexico.[144] If it is
true, as Bruce-Briggs implies, that millions rather than mere thousands of gun
owners would be involved in fighting for their gun rights, then those who
foresee a speedy quashing of this rebellion are probably deluding themselves.
Many people will be incredulous, even
scandalized, over the proposition that many gun owners would resist attempted
disarmament. Nevertheless, a number of notable constitutional scholars have
shown that this type of disobedience is not only characteristically American,
but that the Second Amendment's very reason for being is to enable American
citizens to resist even their own government when their civil liberties are
thus assailed.[145]
It was the Framers of the Constitution and the revolutionary generation, and
not the 1990s "Militia of Montana," who first insisted that the only reason a
government would seek to disarm its population would be to enslave it.[146](p.466)
Virtually all legal scholarship on the Second
Amendment from the last two decades acknowledges as much. Sanford Levinson so
concluded in his famous Yale Law Journal article, The Embarrassing
Second Amendment.[147] Levinson is
not alone. Constitutional scholarship on the Second Amendment shows that one
of the major reasons the Amendment was included in the Bill of Rights was to
ensure the perpetuation of a force of armed citizens that could resist
domestic tyranny when--but only when--it was absolutely necessary.[148](p.467)
Although most gun owners have not, of course,
kept up with the
Yale Law Journal, the ideology of forceful resistance to a gun-banning
central government has been transmitted--from American gun owners in 1776 to
American gun owners in 1997--quite effectively. Many gun owners believe that
it would be perfectly legitimate--even morally required--to oppose gun
prohibition by force of arms.[149] When we
celebrate the Fourth of July, we remember that America was, after all, born
through what the British perceived as "insurrection"; our Founders enjoined us
never to lose that "spirit of resistance."[150] Millions of
American gun owners, rightly or wrongly, still heed that message.
Predictably, proponents of gun control have
responded bitterly that the conclusion of Levinson and other legal scholars
represents nothing less than an "insurrectionist" interpretation of the Second
Amendment.[151] Such a
criticism ignores the important distinction between (p.468)unjustifiable resistance--insurrection--and
justifiable resistance to government tyranny--a right that Americans
exercised in the Revolution and one that the Founders declared to be an
inalienable right.[152] To criticize
the notion of rebellion and resistance per se is to criticize the theory of
government embodied in the Declaration of Independence.[153]
"It would be useful," Bruce-Briggs concludes,
"if some of the mindless passion, on both sides, could be drained out of the
gun control issue."[154]
On the communitarian side, Etzioni and others must ask themselves the
following question: If the passage of the Brady Act[155] and the
assault weapon ban[156] have caused
such alarm and have triggered plans of resistance in the minds of many
otherwise law-abiding gun owners, what is bound to happen if such an extreme
proposal as domestic disarmament is made the law of the land? The worst case
scenario would be a civil war, while the best case scenario would be a massive
conflict and breakdown of law and order, reminiscent of the era of alcohol
prohibition. In neither case would a more harmonious, (p.469)unified, communitarian society result. Moreover, it is
not only law-abiding citizens who would not give up their guns, criminals
would not either.
B. Country, Court,
and the Crisis of Legitimacy
Prohibitionist solutions,
whether they involve the banning of alcohol, firearms, gold, or other goods,
serve in the long run to diminish "legitimacy"--the popular sense that the
government exists to serve rational, pragmatic ends and, therefore, ought to
be obeyed. Historian William Marina, who has written extensively on the
American Revolution, has argued that successful firearms prohibition will
never become a reality in the United States and is doomed to fail
internationally as well.[157]
With the benefit of historical perspective,
Marina made two points, both stemming from his study of resistance and
revolution in the modern world. The first was an empirical observation about
repressive regimes: Oppressive states are inherently unstable, and most of
them eventually give way to populist forces of reform or revolution.[158] This is
especially true in the modern era, which may aptly be dubbed the "era of
revolution." (Marina made these predictions in the wake of Watergate and
Vietnam, long before the collapse of the Soviet Empire.)[159] When states
become tyrannical they lose legitimacy, and hence their legitimate authority
to govern. Marina focused on the American Revolution as one of the clearest
examples of what happens when there is a "crisis of legitimacy" that pits the
people against their government.[160]
The American Revolution was the product of what
Marina called the "Country" ideology, which stresses popular sovereignty and
republicanism, as opposed to the "Court," or centralized, statist ideology.[161] "Here," noted
Marina, "the authority emanated from the people upward, versus the standing
army, where authority rested with the state. (p.470)Participation in the people's militia was thus an
integral aspect of citizenship in what was perceived as a republican culture."[162]
America, partly by design, has avoided the most
intense country versus court conflicts. The national capital was deliberately
chosen to be far removed from the finance and trade centers (New York and
Philadelphia at the time).[163]
Yet it is still true that Washington, D.C., is in many ways quite different
from the rest of the United States. A demographic survey of various American
cities focused on what their inhabitants liked to do for fun: was a good time
to them a night at the ballet, cooking a gourmet meal, a morning of Bible
reading, or a weekend of hunting?[164] The survey
results revealed that the most aberrational city was Washington, D.C.; its
inhabitants had less in common with the "average American" than those of any
other American city.[165] (Among other
things, the percentage of hunters was very low.)[166] Thus, it
should not be particularly surprising that a think tank located in the court
city, a think tank that has the Executive's ear, should simply fail to
understand how intense the resistance to its proposals would be out in the
"country," nor would it be surprising for the court to fail to foresee that an
attempt to disarm the populace, and further centralize armed force under court
control, could literally start a civil war. That was how the English Civil War
was started.[167]
Just as it is predictable for the court to
underestimate the intensity of the country's likely resistance to court's
demands for disarmament, it is also predictable that the court will
overestimate its ability to control the country.[168] (This
miscalculation also contributed to the English Civil War.) This realization
leads to Marina's second historical point: Powerful states have rarely been
able to control revolutions in arms technology,[169] nor have they
been able, historically, to prevent the people from obtaining that technology,
especially when it comes to small arms.[170] Even modern
superpowers have been largely incapable (p.471)of disarming or vanquishing targeted armed
populations.[171] Support for
Marina's thesis can be seen in the inability of powerful modern states to
defeat the North Vietnamese and Viet Cong, the Irish Republican Army, the
Afghan mujahedin, and the Somali militias.
Marina analyzed the impotence of powerful states
not only in terms of the inherent lack of military flexibility created by
reliance on superweapons, but also in terms of the eventual societal decline
that "imperial" nations have historically suffered (among which he numbers
America).[172]
The Founders were also aware that, historically, nations that became empires
became both morally and politically corrupt, and, therefore, impotent. Thus,
the Founders consciously sought to establish a general government of
specified, limited powers that would not excessively involve itself in foreign
entanglements, and whose authority emanated upward from the states.[173] Nevertheless,
this vision did not prevent America from passing into its own imperial phase,
just as the Roman Republic had done. This drift toward empire on the part of
America has only led, once again, to a global crisis of legitimacy.[174] Witness, for
example, the impotence of the United Nations in the former Yugoslavia and
elsewhere throughout the world where various states have reconfigured
themselves or asserted their former sovereignty.[175]
Stagnation created by the drift toward empire has
resulted in what Marina has called "the emergence of a new paradigm. In many
ways this paradigm is an updating of the 'Country' ideology, yet bridges a
spectrum from left to right and includes many who would view themselves as
nonpolitical ...."[176]
This new paradigm, with its attendant ideas of people participation,
decentralization, smallness of scale, and obtaining appropriate intermediate
technology such as small arms, may lead adherents to bypass or ignore the
government, "despite the efforts of imperial centralizers to stop the
process."[177]
(p.472)Thus, "the larger philosophical
outlook underlying the Country interpretation of the Second Amendment takes on
a new meaning and relevance. In today's international context, any such effort
at arms prohibition by the state against the individual, in violation of the
Second Amendment, is bound to fail."[178]
Failure to heed the argument that gun prohibition
is futile "is apt to have far more serious repercussions on the legitimacy of
those seeking prohibition than upon the actions or existence of those whose
lives they seek to regulate."[179] Moreover, a
return to "decentralization" and "smallness of scale" in America and elsewhere
may be inevitable.[180] Such a return
to a "republican culture," as shall be argued below, is the most plausible
cure for gun-related violence in America.
Solutions to America's plague of violence are
most likely to be found if all Americans, whatever their feelings about guns,
heed the words of Isaiah: "Let us reason together."[181] Etzioni and
the communitarians do attempt to reason with the public concerning the types
of rights beloved in the "court" at Washington. Although the communitarian
agenda for selective censorship,[182] drug testing,[183]
and the like[184] may not
comport with strict construction of the Constitution, there is a recognition
that freedom of speech and privacy are tremendously important, and that First
and Fourth Amendment rights should be infringed only when there is a
compelling reason to do so. Etzioni formulates a four-part test for when
rights may be infringed: (1) clear and present danger, (2) no alternative way
to proceed, (3) "adjustments" should be as limited as possible, and (4)
infringing policies should minimize harmful side effects.[185] His
respectful hesitancy toward infringing rights of journalists vanishes,
however, when the object of regulation becomes the one-half of American
households that own guns. Consider the Communitarian Network's "accommodation"
of gun owners: rendering collectors' guns "inoperative" and limiting hunters
to long guns "without sights or powerful bullets, making the event much more
sporting."[186](p.473)
There is an important ethical case to be made
against hunting, but that case is properly made within the context of animal
rights (a cause for which Etzioni's book displays absolutely no sympathy),[187] and
vegetarianism. While dismissing the idea that hunting could be a true "sport,"
Etzioni displays a truly cosmopolitan ignorance about hunting, and about the
interests of animals. The statement about denying hunters "powerful bullets"
obviously comes from someone who has never thought about hunting in a serious
manner. If hunting is to be tolerated, it is desirable that the hunted be
killed as painlessly and rapidly as possible. Accordingly, hunters today are
trained only to take a shot that they are confident will bring the animal down
almost instantly (typically, a shot to the heart or the lungs). No ethical
hunter would fire at the general mass of a deer, hoping to hit a leg or some
nonvital organ. To the extent that hunters are deprived of "powerful bullets"
(that is, bullets that have been found suitable for bringing the animal down)
or deprived of scopes (which make the shot more precise), hunters would use
inferior, less capable bullets, and would shoot them less accurately. As a
result, many animals would be wounded rather than killed. Fleeing, some would
escape, only to die a lingering, painful death after days or weeks, as a
result of infection or other complication from the bullet wound. Persons who
have strong ethical objections to hunting per se, but who also believe that
hunting, to the extent allowed, should be done as humanely as possible, should
prefer that animals be hunted with powerful and accurate rifles, rather than
with other weapons, such as bows or inferior firearms, which risk causing an
especially slow and agonizing death.
Etzioni's snide accommodation of gun
collectors--by allowing them to keep their guns if they employ his "favorite"
technique of pouring "cement in the barrel"[188] --is likewise
explainable only as a product of condescending ignorance. Most automobile
collectors would find little value in a car that was rendered inoperable, as
by pouring cement in the piston cylinders. Even if a collected car spends all
its time in a garage, or a collected gun resides in a wall-mounted display
case, it is still important to the collector to know that his object
could serve its purpose. Rendering the object inoperable--especially
through internal destruction such as cementing vital parts--also destroys most
of the economic value of the collected object. Many law-abiding (p.474)gun collectors would lose tens of thousands
of dollars, in collections built up over decades, if Etzioni's scheme were
enacted. One wonders if Etzioni has ever viewed a friend's gun collection, or
has ever thought seriously about the real impact his gun confiscation proposal
would have on the millions of good citizens who are gun collectors. Perhaps an
argument could be made that gun collecting presents such a risk of harm to
society that even licensed collectors with registered collections should be
forced to destroy (by disabling) their collections. Etzioni has not made such
an argument. He has simply sneered at the cretins whom he imagines compose the
ranks of the nation's gun collectors and hunters.[189]
If Etzioni were H.L. Mencken, sneering at the
booboisie beyond the Beltway or the Bos-Wash corridor would be understandable,[190] but Etzioni
proclaims himself a communitarian, a man who wants to (in Richard Nixon's
words) "bring us together."[191] The Americans
who live more than half an hour from a Metroliner stop are hardly going to be
persuaded to put down their guns by a man and movement that hold them in
contempt and view them as cretins to be subjugated, rather than as fellow
citizens with whom to begin a dialogue.[192]
C.
Summary
If domestic disarmament became
policy in this country, tens of millions of Americans would simply hide their
guns from the authorities. The majority of these guns are now, and would
remain, unregistered. Thus, the majority of firearms would remain in the hands
of
(p.475)their owners, or on the black market.
Just as organized crime is able to smuggle tons of drugs into the country
every year, it would be able to do the same with illicit firearms. Even if
illegal imports could be entirely eliminated, guns are not particularly
difficult to manufacture in a basement workshop with tools that can be
obtained at a hardware store.[193]
The vigorous attempt to enforce domestic
disarmament would entail systematic violations of fundamental rights enjoyed
by American citizens. Even if it proved possible to catch and prosecute only a
small fraction of the projected number of those who would refuse to comply
with registration or relinquishment requirements, both the courts and the
nation's jails would almost certainly be overloaded.[194] Attempted
enforcement of domestic disarmament would also likely result in law
enforcement oppression, corruption, resistance, or rebellion (depending upon
the officer).[195] This, in
turn, could very well lead to a breakdown in respect for the law and the
institutions that make it.[196]
There is an alarming potential for violence that
would result from a serious attempt to disarm Americans. Many Americans are
already preparing to meet force with force should gun prohibition laws be
passed. The size of the militia movement is sure to increase should it become
clear that the federal government intended to embark upon the wholesale
disarmament of its citizens.
Domestic disarmament could be a cure worse than
the disease. It would therefore be preferable, as Bruce-Briggs suggests, to
drain the "mindless passion" out of the gun control debate[197] and begin to
discuss rationally what might realistically lead to a diminution of gun
violence among a people that has historically been armed and will almost
certainly remain so.(p.476)
III. Virtue and
Community Militias
The Communitarian Network's
platform argues that the Second Amendment does not protect an individual right
to keep and bear arms, but rather only the existence of "community militias,"
which the Network equates with the National Guard.[198] For this
assertion, Etzioni relies largely upon an essay by historian Lawrence Delbert
Cress.[199] This
reliance is appropriate, as Cress's article is one of the few historical
pieces in the last twenty years written by an academic and published in a
scholarly journal that concludes the Second Amendment is not an individual
right.[200]
Cress reasons that because the discussion surrounding the ratification of the
Second Amendment focused mainly on the necessity of protecting the institution
of the militia, a community rather than an individual right is guaranteed in
the Second Amendment.[201]
This community-only view has serious problems.
Because this view is exclusively propounded by gun control advocates who wish
to remove the Second Amendment as an obstacle to gun control proposals, no
community-rights theorist has explained what the Second Amendment does
mean if it does not mean that people have a right to keep and bear arms. Glenn
Reynolds and Don Kates actually do investigate what the Second Amendment means
if it is not a guarantee of individual right.[202] They
demonstrate that the nonindividual view of the Second Amendment is
intellectually incoherent,[203] inconsistent
with Article I of the Constitution,[204] and actually
allows states (to the extent that they desire) to repeal all federal gun
controls within their borders.[205]
The Communitarian Network claims to favor
"community militias" rather than individual "gun slingers."[206] A problem
arises when the Communitarian Network then advocates disarming private
citizens and "much of the police force."[207] Whatever the
community militia might be, it can hardly be a militia at all if its members
are totally (p.477)disarmed. The
Communitarian Network contends that the community militia is the National
Guard. So because the Second Amendment guarantees some "right," do
all Americans have a right to serve in the National Guard? If the
community militia is not the National Guard, who will supply it with "arms,"
without which it could hardly be the "militia" referred to in the Second
Amendment? If we are to be faithful to the Constitution, there must be some
kind of militia; what should this militia look like?
To begin to answer these questions, which the
Communitarian Network has failed to do, we turn to David C. Williams, who has
devoted great attention to the militia's relevance in contemporary America.[208]
A. The Militia and
Republicanism
Republicanism has gained many
academic adherents in recent years, first among historians, and more recently
in the law schools. The modern communitarian movement may even be viewed, at
least in part, as an expression of the republican philosophy.[209]
In his Yale Law Journal article, entitled
Civic Republicanism and the Citizen Militia: The Terrifying Second Amendment,[210] Williams
takes a "modern, republican" look at the Second Amendment.[211] He agrees
with the communitarians that America has become a fragmented society and that
a sense of the importance of civic duty, such as that manifested during the
early days of the republic, needs to be restored among the American people.[212]
"Republicanism appeals to many because it emphasizes community over separation
and public dialogue over strict autonomy."[213] Thus, a
"neorepublican" America would be one in which communitarian values would take
hold among the American populace, leading away from the atomized society that
the Communitarian Network and other advocates of the common good decry.
Williams acknowledges that true republics have
citizen militias. Under republican theory, the militia(p.478)
constituted a forum in which
state and society met and melded, and this combination offered some
advantages for curbing corruption. If the evil of partiality touched a
segment of the population, then the militia--constituted as an instrument of
the state--could restrain any movement toward demagogic rebellion. But if
the state became corrupt, then the militia--now constituted as "the
people"--could resist despotism. Indeed, the line between state and people
ideally disappeared in the militia, in that the militia members were both
the rulers and the ruled.[214]
Furthermore, the militia
"offered training in virtue, making citizens independent and
self-sacrificing."[215] It also
"allowed citizens to participate directly in their own self-government, not
just through the process of representation, and it consigned to them ultimate
control of the means of force."[216]
Thus, Williams understands that the right to arms
as guaranteed by the Second Amendment is a reference to the right of the
people themselves to act as a popular militia, not just to "have" a
professional, select militia such as the National Guard. Nevertheless, he is
not ready to say that community militias such as those that existed in the
eighteenth century should be restored: "In republican theory, only a virtuous
citizen militia can be entrusted with the means of force to resist state
authority, but citizens will not be virtuous until they are already
participating in policy making under a republican form of government."[217] This state of
affairs, Williams argues, no longer exists in America.[218] American
citizens are generally too preoccupied with self-interest and too far removed
in their political thinking from the republicanism that reigned in
eighteenth-century America.[219] They can no
longer be trusted to be virtuous.[220] Furthermore,
today's so-called (p.479)"militia" is not
universal (though Williams admits that militia participation never was). Guns
are owned by only a "slice" of the American populace,[221] and that
segment of society cannot seriously be considered America's militia for a
number of reasons, the chief of which is that "a modern militia would be a
reflection of modern America--divided and driven by self-interest."[222] Because
America has drifted from its republican moorings, the Second Amendment today
is not only "embarrassing," it is "terrifying."[223] Thus,
Williams concludes, because the militia does not exist, the Second Amendment
poses no obstacle to current gun control laws.[224]
As a practical matter, gun ownership is not
confined to a mere "slice" of the American population; guns are possessed in
roughly half of all households.[225]
As a matter of current constitutional policy, Williams's argument runs into
one insurmountable obstacle: the language of the Second Amendment itself.[226] The Second
Amendment does not say that "the militia" has a "right to keep and bear arms";
rather, "the people" have the right. The introductory, subordinate phrase of
the Second Amendment ("A well regulated Militia, being necessary to the
security of a free State") does not, grammatically, limit the scope of the
right in the main clause ("the right of the people to keep and bear Arms,
shall not be infringed"). Parsing the Second Amendment carefully can lead to
no other result.[227](p.480)
Moreover, the Second Amendment right
cannot be dependent on government action for its continued existence, any more
than the First Amendment right to freedom of speech can be contingent on (p.481)the government's teaching people to read virtuous
books. Fundamentally, the Founders saw rights, including the right to arms, as
being recognized by the government rather than granted by
the government.[228] The
(justifiable) fear that the federal government would neglect militia training,
and thereby increase the relative power of the federal standing army, was an
important objection of the Anti-Federalists.[229] That
Anti-Federalist predictions have come true today to a great degree is hardly
an argument for eviscerating the Second Amendment (or any of the other checks
on the federal government that the Anti-Federalists successfully demanded be
added to the Constitution).
The grammatical result is also consistent with
original intent. The natural right to arms had the purpose of facilitating
resistance to both criminal governments and individual criminals. Against a
lone criminal, an individual gun owner might use her firearm by herself,
rather than as part of a militia. The subordinate clause of the Second
Amendment was certainly never intended to abrogate the common law and natural
right to self-defense against criminal attack.[230](p.482)
Moreover, Williams's proposals for current
substitutes for the militia, designed to restore healthy republicanism, are
problematic. Williams favors the creation of "militia surrogates"--universal
national service, for example.[231]
Yet, as Professor Akhil Amar points out, mandatory service in a federal
standing army (or other enforced federal labor) is antithetical to the very
notion of a local, state-based militia as a check on federal power.[232] In republican
theory, one of the key "virtues" of the militiaman was his independence; he
had his own means of support and was not dependent on or submissive to the
government. He was wholly opposite to the federal conscript, who, under
republican theory, by virtue of his submission to and dependence on the
central government, was morally degraded.[233]
Williams does not dismiss the idea of a civilian
militia as an ideal to someday be reinstituted. He specifically notes the role
the militia historically played in the inculcation of public virtue and
political participation, as well as in the preservation of liberty.[234] "Eventually,"
Williams concludes, "the people should reacquire direct control of the means
of force, but only when the right structures offer them an opportunity for
virtue."[235] In
short, Williams takes the Constitution seriously. Unlike virtually every other
person who reads the Second Amendment as not guaranteeing an individual right,
he gives the Second Amendment a content that makes it meaningful.
Williams's article is not, however, without its
weaknesses. First, it is not intuitively obvious that Americans in the 1990s
are, in contrast to their 1790s forebears, unfit to possess arms. Americans of
the 1990s are considerably less racist and sexist than their predecessors.[236] They have not
only abolished slavery (present in twelve of the thirteen (p.483)states when the Constitution was ratified), but they
have also extended full civil equality to persons of all races and both sexes.
Such a broadly inclusive view of the community was unimaginable in the 1790s,
and modern Americans deserve some credit for having had the virtue to achieve
it.
The suggestion that changed circumstances allow
one to ignore, rather than amend, a provision of the Constitution ought, at
the very least, to be accompanied by compelling proof of dramatic changes in
circumstances. Given that human nature remains relatively constant, it is far
from proven that modern Americans are far less virtuous than Americans of two
hundred or one hundred years ago.[237](p.484)
Ratification of the right to arms was not a
single act from two hundred years ago. From Kentucky to Alaska, almost every
state that has entered the Union has included a right to bear arms provision
in its state constitution.[238] During the
1980s four states without that type of provision added one by popular vote,[239] one added the
provision by (p.485)legislative action,[240] while Utah
strengthened the language of an existing provision.[241] At the
federal level, the Freedmen's Bureau Bill, the Civil Rights Acts passed by the
Reconstruction Congress, and the Fourteenth Amendment (which, of course, was
ratified by most states) were all intended, in part, to protect the individual
right to arms from state infringement.[242] The Property
Requisition Act of 1941 and the Firearm Owners' Protection Act of 1986 were
enacted by Congress to protect the gun ownership rights of American citizens.[243]
A "changed circumstances" argument negating the right to arms becomes
particularly implausible when Congress, the states, and the American people
have repeatedly affirmed and added additional protections to that right up
through the present era.
Criticism that would cite the current militia
movement as proof that modern Americans are, compared to their ancestors, too
rebellious to be trusted with Second Amendment rights lacks historical
support. The Second Amendment was proposed only three years after three
counties in western Massachusetts had erupted against oppressive state taxes
and heavy-handed sheriffs in "Shays' Rebellion."[244] (p.486)Three years after the Second Amendment was
ratified, parts of Virginia (today, West Virginia) and western Pennsylvania
revolted against high federal taxes on whiskey.[245] President
Washington exercised his power to call forth the militia to suppress the
Whiskey Rebellion, the local militia responded, and the insurrection was
crushed.[246]
Despite some limitations, Williams does get to
the heart of the primary question that the Second Amendment poses: what can be
done to promote
responsible gun ownership. As he recognizes, the militia, in its
republican conception, was similar to the jury.[247] While the
jury right was (and is) exercised by individuals (individual defendants
claiming a right to a jury trial, or individual Americans claiming a right not
to be excluded from a jury pool), the jury comes together as a collective
body. This collective body is at once an instrument of state power (the
criminal justice system) and at the same time a check on state power. Thus,
for the same reasons that the Communitarian Network exalts service in the
jury, the Communitarian Network ought to be looking for ways to encourage
service in well-regulated militias. Domestic disarmament will
obviously not build "a well-regulated militia" any more than getting rid of
trial by jury would encourage responsible jury service.
If, on the other hand, Williams is correct that
Americans have so little virtue that they cannot participate in communal
institutions such as the militia,[248] then the
argument can be made that modern Americans likewise lack the virtue to serve
on juries, making decisions that involve life and death, millions of dollars,
or decades of imprisonment. Yet who among even the most severe critics of the
contemporary jury system would suggest that the constitutional right to a jury
trial can simply be ignored due to changed circumstances?
The communitarians are correct that
responsibilities should accompany rights, or as Williams frames the issue, the
early republicans were correct in believing that public virtue is necessary if
the republic is to survive with its liberties intact.[249] If, as the
Founders intended, (p.487)the people were to
remain armed, then it would also be necessary to instill in them the highest
degree of virtue in order to minimize firearms misuse. How might public policy
contribute to the rebirth of the kind of virtue and familiarity with firearms
that the Founders believed necessary to an enduring republic? Is it possible
to take the first steps toward the revitalization of the citizen militia?
B. Toward
Well-Regulated Militias
Williams appears to be of two
minds. On the one hand, he wants the American people to prove themselves
largely virtuous before they should be trusted with arms. On the other hand,
he acknowledges the truth of the Founders' belief that the historical militia
"offered training in virtue, making citizens independent and
self-sacrificing."[250] A good
militia is not just an effect of public virtue, but a builder of virtue as
well. Thus, it is appropriate to begin by considering policies that will
eventually help citizens to be more virtuous and responsible with firearms.
1. What "A
Well-Regulated Militia" Is Not.--Before we suggest how to progress toward
a well-regulated militia, we should explain what a militia is not.
Though the word "militia" likely evokes images of armed, camouflaged
right-wingers who train in anticipation of fighting the troops of the "New
World Order," this is not what is meant here. What is meant is a true citizen
militia, as was common in the eighteenth and nineteenth centuries. The Supreme
Court has stated that the militia is composed of "civilians primarily"[251] and that "all
citizens capable of bearing arms constitute the reserved military force or
reserve militia of the United States."[252]
As uniformed, armed bodies of government
employees, sometimes subject to federal command, the modern National Guard and
the modern police would both have been seen by the Founders as close cousins
to the dreaded "standing army." To the Founders, "select militias" (comprising
only a small fraction of "the people") and standing armies were thought to
constitute the threat to liberty par excellence.[253] The same
Congress that passed the Bill of Rights, including (p.488)the Second Amendment and its militia language, also
passed the Uniform Militia Act of 1792.[254] That Act
enrolled all able-bodied, white males between the ages of eighteen and
forty-five in the militia and required them to furnish their own firearms,
ammunition, and gunpowder.[255] The modern
federal National Guard was specifically raised under Congress's power to
"raise and support Armies,"[256] not under its
power to "[p]rovide for organizing, arming, and disciplining, the Militia."[257] The National
Guard's weapons plainly cannot be the arms protected by the Second Amendment,
because Guard weapons are owned by the federal government.[258] To call the
National Guard the militia of the Second Amendment is an Orwellian inversion
of meaning.
We should also explain what "well-regulated" is
not. The Second Amendment's phrase "a well-regulated militia" is sometimes
said to mean something akin to "a militia subject to large amounts of
bureaucratic regulation."[259] Hence, gun
controls not amounting to prohibition would be permissible restrictions on the
well-regulated militia.
The colonial political usage of the phrase
"well-regulated militia" also suggests that the word "regulated" was not an
invitation to bureaucracy. Before independence was even declared, Josiah
Quincy, Jr., had argued for the necessity of "a well regulated militia
composed (p.489)of the freeholders, citizen and husbandman, who take
up arms to preserve their property as individuals, and their rights as
freemen."[260]
We should also note the particular meaning that
the word "regulated" has in relation to firearms. In firearms parlance,
"regulating" a gun has the same meaning today that it did centuries ago:
adjusting the weapon so that successive shots hit as close as possible
together. If the objective is achieved, the gun is "well-regulated." For
example, an article that appeared in Gun Digest concerning
double-barreled rifles notes: "The well-regulated double [rifle] shoots
closely enough with both barrels to hit an animal at normal ranges."[261](p.490)
Thus, a well-regulated militia would be an
effective citizen militia whose members hit their targets.[262] Government
efforts to make the militia well-regulated would seem permissible, whereas
regulations that did not promote militia quality would be suspect. Let us now
examine some particular programs that could promote a well-regulated militia.
2. The Civilian
Marksmanship Program.--One easy starting point for the promotion of a
well-regulated militia--because it exists already--is the Civilian
Marksmanship program. The Director of Civilian Marksmanship program (DCM),
created through the efforts of Theodore Roosevelt, is the federal government's
attempt to educate the public about gun safety and marksmanship.[263]
DCM training takes place according to
congressional directive and receives federal financial and resource support.[264] Most training
is conducted at gun clubs that have been certified as DCM participants.[265] The DCM
training program involves rifles only.[266]
One purpose of the program is to provide the
armed forces with recruits that have firearms training upon enlistment.[267] Nevertheless,
the fraction of the civilian population (including the DCM population) that
joins the military is small enough that the DCM may not be cost-effective from
a purely military perspective. Enhancing the standing army, however, is not
the only purpose of the DCM.
The DCM serves another purpose. Because the
American people constitute, as the Supreme Court states, "the reserved
military force or reserve militia of the United States,"[268] the DCM is
one of the key ways (p.491)in which the
federal government carries out Article I, Section 8, Clause 16 of the
Constitution, which authorizes Congress "[t]o provide for organizing, arming,
and disciplining, the Militia, and for governing such Part of them as may be
employed in the Service of the United States."[269] Of course,
other benefits are reaped from the program as well: Americans learn how to
handle firearms safely and competently, and the program is an implicit
affirmation of every American's responsibility to further the common good.
The real opposition to the DCM comes not from
deficit hawks, but from the most determined congressional allies of the
antigun lobbies.[270] From their
viewpoint, the DCM does send the wrong message--civilians are not only
entitled, but they are encouraged to become proficient users of
rifles such as the M-1 Garand.[271] From the
viewpoint of persons (including communitarians) that want a genuine
well-regulated militia, however, the DCM sends the message that American gun
owners should be educated in the safe and responsible use of firearms and in
their duty to assist in the common defense.[272]
3. Other
Marksmanship and Safety Training Programs.--There are many potential
marksmanship programs that could be implemented to extend responsible
marksmanship training far beyond the federal DCM program. With the exception
of gun prohibitionists, most parties to the gun debate would agree that the
better trained gun owners are, the better off society is. Individuals who
practice shooting with their friends at target ranges are the most likely to
be influenced by social models of responsible gun use. City dwellers, who may
buy a gun for self-protection and never learn how to fire it safely, could
particularly benefit from marksmanship and safety training programs.[273](p.492)
The simplest way to promote marksmanship
programs is to remove illogical legal impediments to such programs. In New
York State, for example, a father may not take his eleven-year-old son to a
shooting range and allow the son to shoot a rifle, even under continuous
parental supervision.[274] Such laws
should be repealed.
Target shooting can promote character
development in a city or school. It emphasizes mental discipline, is
nonsexist, and is a lifetime sport.[275]
Moreover, it is safe. Target shooting has a lower injury rate than almost any
other sport; fights between competitors are nonexistent,[276] and there is
no known incident of one competitor harming another in a sanctioned match.[277]
Regulations that serve solely to harass adult
target shooters have no place in a rational gun control policy. The less
target shooting gun owners are allowed, the less trained and more dangerous
they will be. Zoning regulations outlawing indoor target ranges within a
particular distance of a school or a church are irrational; they simply make
the statement that guns are bad and should not exist near good institutions.
Likewise, there is no social benefit from laws
like that in New York City, where a licensed target shooter cannot bring a
guest to a shooting range to fire even a single bullet from the licensed
shooter's gun unless the prospective guest obtains her own expensive gun
permit.[278] Such a law is
not a rational policy of gun control. It is bureaucratic gun prohibition,
enacted simply to make a statement that the (p.493)government heartily disapproves of anyone other than
itself having guns.
Another simple step to encourage responsible gun
use is to better allocate funds the government already spends on civilian gun
use. In 1937, Congress enacted the Federal Aid in Wildlife Restoration Act,
more commonly known as the Pittman-Robertson Act.[279] The Act,
initiated by sportsmen, levies a federal excise tax on the manufacturers,
producers, or importers of firearms, ammunition, and archery gear.[280] States
receive part of the revenue based upon the ratio their populations bear to the
entire United States population.[281] Hunting and
associated activities may receive the lion's share.[282] Putting more
funds into public shooting ranges and less into hunting would make responsible
gun training available and convenient for large numbers of urban gun owners.
Encouraging active sports (as opposed to mere
spectating) in which participants are not encouraged to knock down or harm
each other, and in which mental self-control is emphasized, would seem to be
an ideal communitarian program.
Beyond merely allowing sports programs, counties
and states can play a more affirmative role in promoting civic virtue relating
to firearms. After all, because the militia is largely a local, rather than
federal, force, counties and states bear a direct responsibility for militia
oversight. Some county governments have declared by resolution the existence
of civilian militias within their jurisdictions, albeit under the present
unhappy conditions in which such resolutions are passed in response to federal
gun control legislation.[283] There is no
reason, therefore, that these local governments, or other local governments,
(p.494)could not create firearms training
programs similar to that of the DCM. Local government oversight would also
help to ensure that militias do not contain any unsavory elements.
Another way for both the state and the federal
governments to further civilian participation in the reserve militia might be
to give tax or tuition credits to those who take firearms training courses
from an accredited gun club, and subsequently provide evidence that they have,
at periodic intervals, qualified on the gun range, much as security guards and
the police do. Perhaps state governments could also provide financial
incentives to colleges and universities that offer gun training courses as
physical education electives.
4. Using the
Militia to Restore Order.--It is time for a serious debate on whether
police forces should be supplemented (but not supplanted) by the civilian
militia. The police should maintain their role as protectors of the public,
but obviously they cannot be everywhere at once.
In addition to historical precedent, modern
experience suggests that the militia can make an important contribution to
public safety. In conditions of civil disaster or disorder, armed citizens
have played an important role in protecting innocent lives and preserving
property. Such was the case in the aftermath of disasters such as Hurricane
Andrew[284] and the Los
Angeles riots,[285] when the
police or National Guard were either unavailable or could not respond
effectively. A civilian militia trained in firearms and disaster-readiness
skills could (p.495)serve even better.[286] Indeed, riot
suppression was frequently performed by the militia in the eighteenth and
nineteenth centuries,[287] and is one of
the constitutional purposes for which the federal government is authorized to
use the militia.[288]
Although Etzioni would be horrified, Glenn
Harlan Reynolds uses communitarian (albeit not Communitarian Network)
reasoning to suggest that the crime-reductive effect of using the militia
could be dramatic:
In the days prior to the
invention of professional police forces in the early part of the nineteenth
century, responding to crime was not seen as vigilantism, but as a civic
duty--one backed by sanctions. The cry of "Stop Thief!" was not simply a
cartoon cliche, but had the legal consequence of compelling all within its
hearing to aid in arresting a thief. Individuals took turns on the "watch
and ward," patrolling cities and towns at night. Everyone was seen as having
a real stake in the maintenance of public order.
Today, with the increasing professionalization
of law enforcement, the stock phrase is not "Stop Thief!" but "Don't get
involved." People, often encouraged by law enforcement professionals
possessing a natural desire to protect their professional turf, have
followed that advice with a vengeance.... Reversing this trend would
probably do more to address our crime problem than either compulsory handgun
licensing, or anti-assault weapon legislation.
Of course, unlike those legislative options it
would require work from citizens, and from politicians, and that may be my
suggestion's biggest flaw. I have no doubt that if all able-bodied citizens
were required to put in a few days per year walking the streets of their
neighborhoods, crime would drop substantially. Citizens could be called
together for training and equipment inspection ("mustered") and could be
required to provide themselves with the necessary equipment, (p.496)whether that included firearms or not. This would
produce direct results--in terms of law enforcement on the
streets--light-years beyond current proposals to add additional professional
police, and at far lower cost. However, I wonder whether politicians will be
willing to endorse such a requirement, in a society that struggles to get
people to show up for jury duty.
This difficulty in securing public service is
one reason why the militia system initially declined. Everyone wants to be a
free rider, and I have no illusions about the enthusiasm of the average
citizen for tramping about the streets in midwinter in search of crime. But
the burden is not that great, and the statutory authority for imposing it is
already on the books, both at the state and federal levels ....
....
We have spent the last hundred years or so
expecting steadily less from citizens in terms of public involvement and
citizen responsibilities. Not surprisingly, most citizens have managed to
live down to these expectations. Instead of trying to find new ways to
protect people, and society, from irresponsibility through regulation,
perhaps it is time to start expecting more from people: more involvement,
more responsibility, more simple goodness. We might find that people will
live up to these expectations, as they have lived down to the current ones.
The framers of our constitutions, at both the state and federal levels,
certainly thought so, and the state of our society today suggests that they
may have known something that we have forgotten.[289]
Were it not for Etzioni and
the Communitarian Network's antipathy toward firearms, Reynolds's militia
proposal might be considered mainstream communitarianism. For example, in a
book of communitarian essays edited by Etzioni, each of the first three essays
provides (unintended) support for Reynolds's idea.[290] Discussing
jury service, Etzioni warns that citizens cannot expect the right to a jury
trial if they are not themselves willing to undertake the responsibility of
service on a jury.[291] It is
impracticable, and morally indefensible, Etzioni argues, for persons to claim
benefits from communal services but not to contribute (p.497)to them.[292] This point is
certainly correct, and it applies just as much to public safety as to civil
dispute resolution. As communitarian author Thomas Spragens put it:
"[D]emocratic citizens should not perceive themselves or behave as mere
passive recipients of government protection ...."[293] The more that
public safety is seen as a free good, provided exclusively by uniformed
government employees, the less public safety will exist in the long run. In
the same vein, Michael Walzer details how "liberalism is plagued by free-rider
problems, by people who continue to enjoy the benefits of membership and
identity while no longer participating in the activities that produce these
benefits."[294]
Communitarians are great fans of community policing,[295] but simply
redeploying professional safety officers misses the larger point of getting
the general public involved in public safety in some more significant way than
having a good relationship with "Officer Friendly."
There has already been some movement in the
direction suggested by Reynolds. "Sheriff Joe" Arpaio of Maricopa County,
Arizona, for example, has supplemented his professional officers with
deputized citizen patrols.[296] The 2500
members of his posse have each received 130 hours of firearms training; about
a third have bought their own guns.[297] The posse
members serve warrants, patrol malls and streets, and track down deadbeat
parents.[298]
Former Sheriff Richard Mack of Graham County, Arizona, unsurprisingly,
organized a local militia.[299] In Lucas
County (Toledo), Ohio (not usually considered a hotbed of Second Amendment
ideology), several hundred unpaid citizens have been designated "special
deputies."[300]
These (p.498)special deputies carry guns and
badges.[301] In
Washington, D.C., Maurice Turner, while chief of the police department,
enrolled volunteers in a training program identical to training for new police
officers.[302]
At the end of the training program, these unpaid volunteers would be issued
badges and guns.[303] On graduation
day for the first set of volunteers, however, the program was terminated by
the Washington, D.C., City Council.[304]
Communitarian scholar Rogers M. Smith,
considering the possibilities for national service, notes the history of the
militia in the eighteenth and nineteenth centuries as a forum for community
service.[305] He also notes
that militia units of that period often fostered racial and sexual
hierarchies, such as by excluding freed slaves from militia service.[306] Certainly one
cornerstone of twenty-first century state and local supervision of militias
should be to ensure that they are nondiscriminatory.
This Article does not suggest details for how
such a militia might be trained and what its precise duties would be. That
task is better left to other scholars who have considered the topic. Robert
Cottrol and Ray Diamond, for example, have presented a detailed proposal for
reviving the militia in inner-city America--the area where crime is highest
and where uniformed police forces have failed most dismally to provide
adequate public safety.[307]
Similarly, this Article does not address the
pragmatic objection of persons who object in principle to allowing citizens a
role in law enforcement under the theory that any militia will be necessarily
so inept, hot-tempered, or otherwise unfit that it will endanger, rather than
enhance, public safety. The empirical issue will be answered in time, as
individual jurisdictions implement variations of the policies of "Sheriff Joe"
and former Chief Turner.(p.499)
For now, it is simply suggested that considering
how to revive the militia is the most appropriate policy, both for those who
consider themselves faithful adherents to the Constitution and for those who
genuinely embrace communitarian values. Not only would a revived militia once
again play a role in the defense of local and national communities, but its
natural political dimension, as David C. Williams has noted, would engender in
its members a sense of social and political responsibility.[308] State and
society could once again meld into a symbiotic, "neorepublican" political
order that avoids the current polarization between the largely inaccessible
"rulers" and the largely disaffected "ruled."
5. Safety
Education in Schools.--Assume, arguendo, that the above scenario is
too far-fetched: that the United States will never again need the services of
a civilian militia because there will never be any more riots, hurricanes, or
other disasters on American soil; that professional forces are fully adequate
for the security of the country against domestic crime and foreign invasion;
that no government--even hundreds of years from now--could possibly tyrannize
the citizenry; and that a return to the republicanism of the eighteenth
century will never be realistic because twentieth- (or twenty- first-) century
Americans are hopelessly morally inferior to their revolutionary ancestors.
Even assuming this absurd scenario, training as many Americans as possible in
the safe use of firearms is still in the interest of the American community.
The absence of a gun education policy in a
country with over 200 million guns[309] is foolish.
Many minors now have and will continue to have easy access to both handguns
and long guns. Neither new laws nor wishful thinking will change the
situation.
The power to set curricula lies with local,
largely autonomous, school boards. Unfortunately, school boards in the
nation's urban areas--where an unfortunate mix of gun crime and political
correctness abounds--are the least likely to mandate gun education in the
schools, while those in rural areas are the most likely to do so, and often
do. Consistency demands that if it is wise to educate kids about the potential
threat to life that unsafe sex poses, then we should, at the very least, work
to maintain the decades-long trend of decline in the rate of gun accidents
involving children.[310](p.500)
Gun education need not even involve the handling
or firing of guns. The basic rules of gun safety can be communicated
effectively by the written or spoken word. (This might be more advisable in
some urban settings.) Because about eighty-four percent of accidental
shootings involve the violation of basic safety rules, safety education
addresses the vast majority of gun accidents.[311] Owners of
guns involved in accidental deaths of children are unlikely to have received
safety training.[312]
Groups such as the Boy Scouts of America, 4-H,
the American Camping Association, and the NRA have long instructed children in
the safe use of sporting arms. One successful effort to promote safety
training for all children is the NRA's "Eddie Eagle" Elementary School Gun
Safety Education Program.[313]
The Eddie Eagle program offers curricula for children in grades K-1, 2-3, and
4-6, and uses teacher-tested materials, including an animated video, cartoon
workbooks, and fun safety activities.[314] The hero,
Eddie Eagle, teaches a simple safety lesson: "If you see a gun: Stop! Don't
Touch. Leave the Area. Tell an Adult."[315]
Eddie Eagle includes no political content, no
statements about the Second Amendment, and nothing promoting the sporting use
of guns.[316] The program
and its creator, Marion Hammer, won the 1993 Outstanding Community Service
Award from the National Safety Council.[317] As of January
1996, Eddie Eagle had reached more than 7 million children.[318]
Unfortunately, however, some persons in positions of authority over school
safety programs have refused to allow (p.501)Eddie Eagle to be used in their schools, because they
disagree with the NRA's position on policy questions.[319]
6. Virtue Is
Good.--While we have listed various virtue-promoting programs that relate
directly to community-minded, responsible firearms use, it should be
acknowledged that responsible attitudes toward firearms depend ultimately upon
a citizenry that is responsible about much more than firearms. This Article is
not the place for a discussion of the many programs that have been suggested
to promote family, community, and individual responsibility. It should be
noted, however, that in addition to the other benefits flowing from these
programs, a reduction in firearms injuries might be one important result.
It should also be kept in mind that disarming
the populace could promote civic disorder. The revolutionary generation had
read Sir Thomas More's The Utopia,[320] which stated
that when people relied on uniformed forces for their protection, rather than
defending themselves and their nation, the people's character was corrupted.[321] Sir Thomas
More thought that the introduction of a standing army had caused moral decline
in France, Rome, Carthage, and Syria.[322] The
Continental Congress compared Americans, "trained to arms from their infancy
and animated by love of liberty," with the "debauched," dissipated, and
disarmed British.[323]
In the cities with severe gun control--New York,
Washington, Chicago, or London--citizens have retreated into a personal
security shell; they rarely come to the aid of their fellow citizens who are
being attacked by criminals.[324]
The predictions of More seem vindicated--(p.502)when a people cannot protect themselves, civic virtue
declines. Psychologists have noted the phenomenon of "diffusion of
responsibility"[325] --if several
bystanders witness an emergency, they are less likely to respond than if only
one person witnesses the accident.[326] If the police
are official monopolists of public safety and if citizens are told that they
are too clumsy and unstable to be trusted with guns, then citizens will
naturally develop a "don't get involved" attitude toward public safety.
The Communitarian Agenda rightly emphasizes the
responsibility of people to take care of their communities, rather than
relying on anonymous third parties to do so.[327] Americans are
already much more likely to join and to contribute unpaid labor to voluntary
organizations than are the people of other democratic nations where the
government is expected to provide most of the necessities of life.[328] Community
self-help is important not just because a given task can usually be
accomplished more efficiently with local volunteers than with a federal
program, but, more fundamentally, because exclusive reliance on external
assistance weakens the cohesion and the virtue of the community.
IV. Guns and Public
Safety
The presumption of Domestic
Disarmament is that if there were fewer weapons there would be less
violence.[329] As opposed to
some advocates of gun control, who merely want to disarm particularly
dangerous types of persons, the Communitarian Network apparently believes that
a reduction (or better yet, a complete elimination) in the number of firearms
among the population as a whole would necessarily lead to a major reduction in
violence.[330]
Less guns, less gun violence. (p.503)This
theory is known as the "weapons-violence hypothesis"--where there are more
weapons, there will be more violence.[331]
The problem with the weapons-violence hypothesis is
that it is readily disproven. If the only or main variable were guns, then
Switzerland should be one of the most violent nations on earth, because its
militia system requires nearly every household to keep a fully automatic
firearm and a store of ammunition.[332] Furthermore,
Switzerland has, by European standards, very permissive handgun laws, laws
that are less restrictive than those of many American states.[333] Swiss
citizens can buy anything from small handguns to antiaircraft rockets and
antitank weapons with less trouble than a New Yorker can get a permit to
install a new sink.[334] Awash in
guns, Switzerland is one of the least violent countries in the world, far less
violent than the United Kingdom, Germany, or other European nations with
severe gun controls or prohibitions.[335]
If the weapons-violence hypothesis were true, there
would be a higher level of violence in America's rural areas, where a
disproportionate number of America's guns are owned.[336] In fact, the
level of gun-related violence in those regions is considerably lower than in
urban areas, where there are fewer guns and more gun control.[337] The per
capita rate of firearms deaths is far lower in rural areas, even though urban
areas have the advantage of trauma centers within a few miles (at most) of the
site of any firearms injury, a high density of hospitals and ambulances, as
well as much higher police density to prevent shootings in the first place.[338]
The facts suggest that cultural or socioeconomic
variables figure much more heavily into the violence phenomenon than does
access to firearms. The relatively low incidence of violence that marks both (p.504)armed Switzerland and the several largely disarmed
nations touted by gun control advocates is due mainly to internal social
controls that restrain citizens from committing violent acts against their
neighbors.[339]
Japan, for example, has one of the most homogeneous and law-abiding
populations in the world, unlike America.[340] Also unlike
America, Japan is one of the most anti-individualist nations on earth, a fact
that results in a political system most Americans would consider oppressive.[341] The low level
of violence in Japan is not primarily due to austere gun control laws, but to
internalized moral restraints that have marked that society for centuries.[342] Indeed, in
most of the countries touted by American gun prohibitionists as models,
armed-violence rates were far lower at the turn of the century, when the
countries had almost no gun laws, than at the end of this century, when
increased gun controls have proven a poor substitute for self-control and
social control.[343]
The Communitarian Network's hypothesis is that
individuals (gun owners) must sacrifice their (supposed) rights for the
greater good of public safety.[344]
A significant body of evidence suggests, however, that the Communitarian
Network may have the facts backwards: gun ownership may make a positive impact
on public safety and may benefit all persons, not just gun owners. In other
words, one of the communitarian objectives--enhancement of public safety
through responsible actions that benefit the entire community, not just an
individual--is already in place through the mechanism of individual gun
ownership.
There is copious evidence that a significant number
of crimes are deterred every year by gun-wielding Americans. One of the first
measurable pieces of evidence that criminals are deterred by the mere
perception that potential victims may be armed dates back to the late 1960s,
when the Orlando Police Department sponsored firearms safety training for
women.[345] The police
instituted this program when it became evident that many women were arming
themselves in response to a dramatic increase in sexual assaults in the
Orlando area in (p.505)1966.[346] The year
following the well-publicized safety training program witnessed an 88% drop in
the number of rapes in Orlando.[347] As Gary Kleck
and David Bordua note: "It cannot be claimed that this was merely part of a
general downward trend in rape, since the national rate was increasing at the
time. No other U.S. city with a population over 100,000 experienced so large a
percentage decrease in the number of rapes from 1966 to 1967 ...."[348] Furthermore,
that same year, rape increased by 5% in Florida and by 7% on the national
level.[349]
According to Kleck and Bordua, the gun training
program "affected the behavior of potential rapists primarily because it
served to inform or remind them of widespread gun ownership among women, and
thereby increased the perceived riskiness of sexual assaults."[350] The rape
rate, after plummeting, did increase during the next five years, but this may
be because the safety training courses no longer received the same degree of
media attention as when first initiated.[351] Nonetheless,
at the end of that five year period, the Orlando rape rate was still 13% below
the 1966 level, when the classes were first publicized.[352] The rate of
sexual assault increased 96.1% in Florida and 64% nationwide during that same
five-year period.[353] It is also
interesting that rape in the area immediately surrounding Orlando increased by
308% during the same period.[354]
Having heard about the Orlando experience, Detroit
Chief of Police Bill Stephens began a similar program in 1967, in the face of
an epidemic of armed robberies.[355] Within months
of the Detroit program's initiation, which like the Orlando program was widely
publicized, the rate of armed robberies had dropped by 90%.[356]
In 1982, the Atlanta exurb of Kennesaw passed an
ordinance--in symbolic response to the handgun ban of Morton Grove,
Illinois--requiring all residents (with certain exceptions, including
conscientious (p.506)objectors) to keep firearms in their homes.[357] In the seven
months following enactment of the ordinance there were only five burglaries,
compared to forty-five in the same period the preceding year, constituting an
89% decrease in residential burglary.[358] Kleck and
Bordua maintain that "the publicized passage of the ordinance may have served
to remind potential burglars in the area of the fact of widespread gun
ownership, thereby heightening their perception of the risks of burglary."[359]
Studies of prison inmates confirm that criminals
are deterred when they believe their potential victims are armed.
Criminologists James Wright and Peter Rossi, who at one time had been
proponents of severe gun control, concluded that an armed citizenry functions
as an important deterrent to crime.[360]
Of the prison inmates interviewed, nearly 37% had encountered an armed victim
during their criminal careers.[361] Approximately
the same percentage (40%) reported that they had not committed a particular
crime because they feared their potential victims were armed.[362]
One form of deterrence is termed "confrontation
deterrence," whereby a criminal actually confronts a potential victim and is
thwarted by that victim. Gary Kleck has conducted the most thorough
criminological studies regarding confrontation deterrence. Dr. Kleck's initial
research, based upon a 1981 Peter Hart survey conducted for a gun control
group, suggested that there are roughly 645,000 instances of confrontation
deterrence involving handgun-wielding citizens every year.[363] That figure
climbs to about 740,000 when all types of firearms are considered.[364] The figures
are broadly consistent with data from several other state and national
surveys.[365] As
Kleck stated:
Much of the social order in
America may depend on the fact that millions of people are armed and
dangerous to each other. The availability of deadly weapons to the
violence-prone may well contribute to violence by increasing the (p.507)probability of a fatal outcome of combat. However,
it may also be that this very fact raises the stakes in disputes to the
point where only the most incensed or intoxicated disputants resort to
physical conflict, with the risks of armed retaliation deterring attack and
coercing minimal courtesy among otherwise hostile parties. Likewise, rates
of commercial robbery, residential burglary injury, and rape might be still
higher than their already high levels were it not for the dangerousness of
the prospective victim population. Gun ownership among prospective victims
may well have as large a crime-inhibiting effect as the crime-generating
effects of gun possession among prospective criminals .... [T]he two effects
may roughly cancel each other out.[366]
"The failure to fully
acknowledge this reality," Kleck concluded, "can lead to grave errors in
devising public policy to minimize violence through gun control."[367] If Kleck is
correct, and if attempts to implement drastic gun control policies, such as
domestic disarmament, are ever successful, the result will likely only harm
America's communities.
Although Kleck's research was consistent with nine
other studies of the same topic,[368] he was
subjected to intense attack by gun control proponents.[369] Kleck
responded by conducting a much more thorough survey that took into account
every criticism directed at his finding of 645,000 instances of confrontation
deterrence involving armed citizens per year. For example, respondents who
indicated that they had used a gun for self-defense were queried in detail
about the actual use in order to sort out persons who might label as
self-defense merely grabbing a gun when something went bump in the night, even
if there were no confrontation with a criminal.
The new survey did show that Kleck had been wrong.
The most thorough study of defensive gun use found that firearms are used for
protection approximately 2.5 million times a year.[370] Shots were
usually (p.508)not fired; merely drawing the
gun apparently drove off many would-be assailants.[371]
Notably, Marvin E. Wolfgang, one of the most
eminent criminologists of the twentieth century, and a strong supporter of gun
control, reviewed Kleck's findings. Announcing that he found Kleck's
implications disturbing, Wolfgang wrote that he could find no methodological
flaw, nor any other reason to doubt the correctness of Kleck's figure.[372]
One public policy aimed at crime control that an
increasing number of states are exploring and adopting is the liberalization
of concealed carry laws.[373]
Data suggest that concealed carry laws may reduce homicide and
aggravated assault rates.[374] The data
are clear that liberalized concealed carry does not lead to gunfights
on the streets between licensees.[375] This is
because those who go through the rigorous background check usually required
under the liberalized law are precisely those most apt to use guns responsibly
in the first place. The predictions of those who oppose concealed carry have
been proven false in every state where the law has been liberalized: concealed
carry does not a John Rambo make.[376]
Because many criminals avoid victimizing people
they think may be armed, what might happen to the violent crime rate if more
people were armed and possibly carrying a firearm under their coat or in their
purse as they walked down the street? Domestic violence would not likely be
affected by concealed carry reform (except for stalking cases), but the
incidence of "outdoor" crime would likely diminish. In (p.509)situations in which a high fraction of the population
is armed (in contrast to the one to four percent typical today in states that
issue concealed handgun permits), predatory crime is virtually nonexistent.[377]
Gun ownership provides a crime-inhibiting force of
some magnitude, although the exact size is subject to legitimate dispute. If
domestic disarmament is adopted and is largely obeyed, it will destroy that
socially beneficial force. Criminals will generally not disarm, and the
perception will be created among them that there is less of a chance of
encountering an armed victim. This will embolden many criminals to commit
crimes they would have been deterred from committing when gun ownership was
legal.
Accompanying the plainly false presumption of
Domestic Disarmament that guns in the right hands make absolutely no
positive contribution to public safety is the assumption that "all
people"--not just people with felony records, or alcoholics, or other troubled
individuals--"kill and are much more likely to do so when armed than when
disarmed."[378]
There exists thorough criminological refutation of this assumption that the
average citizen is a walking time-bomb, a potential murderer kept in check
only by the absence of a firearm.[379] In (p.510)truth, the vast majority of gun owners handle
their firearms responsibly.[380]
If, on the other hand, Etzioni is right, and a
huge fraction of the American population would commit murder at some
point--given the combination of an upsetting event and a murder instrument--it
is hard to imagine how such a population could be considered fit for
self-government. The argument that Americans (or people in general) are too
hot-tempered, clumsy, and potentially murderous to be trusted with dangerous
objects such as firearms might be a good argument for an elitist (of the
left-wing or right-wing variety) who believes that "the masses" need to be
controlled by the firm hand of a powerful government of their betters.
Whatever else might be said about that type of argument, it is thoroughly
out-of-place coming from a communitarian, whose philosophy presumes that the
American people are fully capable of virtue, responsibility, and
self-government.
V. The Right
Guaranteed by the Second Amendment: A
Critique of Domestic Disarmament's
Legal Analysis
In support of the legality of
confiscating all firearms, the Communitarian Network sets forth the
"exclusively collective right" interpretation of the right to keep and bear
arms.[381] Like
"collective property" in a communist nation, the collective right to keep and
bear arms supposedly belongs to the people as a whole, rather than to people
as individuals, but in fact belongs exclusively to the government.[382] Yet, as
antigun writer Ralph J. Rohner acknowledges, the argument that there is a
community right to keep and bear arms, but not an individual one, raises the
"metaphysical difficulty of how something can exist in the whole without
existing in any of its parts."[383] If the right
to keep and bear arms inheres in the universal (the people), then it must also
inhere in the particulars (individual persons).
Although the collective right theory has no support
from the United States Supreme Court,[384] and precious
little from legal scholarship, it does receive some support in dicta in lower
federal court opinions (often cases in which gun criminals raise frivolous
Second (p.511)Amendment defenses).[385] After his
retirement from the bench, the late Chief Justice Warren Burger also endorsed
the collective right theory.[386] In addition,
there is certainly no shortage of members of what Sanford Levinson calls the
"elite bar,"[387] who, having
never read a law review article or legal case about the Second Amendment,
confidently maintain to their less-educated fellow citizens that the Second
Amendment does not protect an individual right to own guns. On this
intellectual foundation, the Communitarian Network's supporters "join with
those who read the Second Amendment" as a guarantee of an exclusively
collective right, that is, "as a communitarian clause, calling for community
militias, not individual gun slingers."[388]
This section analyzes in detail the Communitarian
Network's case for the Second Amendment as an exclusively
collective--nonexistent--right.
Domestic Disarmament is one of the most recent presentations of the
collective right thesis, and thus provides a useful vehicle for inquiry into
the meaning of the Second Amendment. If, contrary to the thesis of Domestic
Disarmament, the Second Amendment does guarantee an individual right, much
of the remaining argument of that position paper is rendered irrelevant; the
tradition of civil libertarianism in this country is one in which individual
rights are protected even when they exact a toll on society or when the
majority happens to be hostile to the exercise of those rights.[389]
On the other hand, if the Communitarian Network is
right about the Second Amendment, there are several constitutional issues that
could present obstacles to Domestic Disarmament's proposal for total
gun confiscation. In particular, forty-three states have constitutional
provisions protecting the right to keep and bear arms, which, although not a
barrier to federal legislation, would prevent the regional implementation of
gun confiscation proposed by Domestic Disarmament.[390](p.512) Second, the Fifth Amendment to the United
States (p.513)(p.514)Constitution[391] generally
requires "just compensation" when the government (p.515)confiscates private property, although the destruction
of contraband may in some cases fall outside the compensation requirement.[392] Finally, some
courts, including the United States Supreme Court, have been unwilling to
treat the congressional power to regulate "Commerce ... among the several
States"[393] as
a carte blanche to regulate or ban the mere intrastate possession of a firearm
or other object.[394]
The Second Amendment issue is important not just
because most policy advocates would not wish to propose a law that would be
declared unconstitutional. No matter how persuasive a reader might find the
Second Amendment exposition that follows, there is no guarantee that the
federal courts would strike down a gun confiscation law. If gun confiscation
actually garnered enough support to pass both houses of Congress and to be
signed into law by the president, it is far from certain that the Supreme
Court--no matter how clear the original intent of the Constitution's Framers
and relevant precedent--would interpose itself. For example, the Equal
Protection Clause of the Fourteenth Amendment[395] was quite
under-enforced by federal courts until the 1950s;[396] the First
Amendment[397]
was given little judicial protection until after World War I.[398]
Yet law is more than a prediction of what the
courts may do. Nothing can change the history of the creation of the Second
Amendment, and nothing can erase the Supreme Court decisions on the subject up
to the present. America's gun owners, particularly those that are politically
active, have not memorized every comma in Patrick (p.516)Henry's speeches, nor can they give the page cites for
United States v. Miller.[399] Many gun
owners, however, do know the general outlines of the legal history of the
right to keep and bear arms in the United States. A harmonious communitarian
society must be founded on popular acceptance of the legitimacy of the law.
For the Supreme Court to uphold domestic disarmament would not, in the eyes of
many millions of gun owners, delegitimize gun ownership; instead, such a
decision would delegitimize the Supreme Court, the federal government, and the
citizenry's obligation to obey the law.[400] Should the
Supreme Court ever rule that ordinary citizens have no legal protection from
gun confiscation, the decision would, quite literally, be considered by many
millions of armed citizens to be a repudiation of the Constitution and the
social contract, and to be a declaration of war.
A. The Origins of
the Second Amendment
The right to keep and bear arms
in America is rooted in both English common law and the philosophy of natural
law that the Framers viewed as superior to the common law. Historian Robert
Shalhope observes that the Framers drew upon state constitutions setting forth
rights rooted in nature as well as in the traditional rights of Englishmen as
sources for the content of a national bill of rights.[401] Shalhope
writes:
[T]hese sources continually
reiterated four beliefs relative to the issues eventually incorporated into
the Second Amendment: the right of the individual to possess arms [for
self-defense], the fear of a professional army, the reliance on militias
controlled by the individual states, and the subordination of the military
to civilian control.[402](p.517)
The right to self-defense (and
the corresponding right to arms) has long been considered a natural right in
the political traditions of Western culture[403] and was
affirmed to be one of the rights of Englishmen under the 1689 British
Constitution.[404]
Not only is there a long-standing right to
self-defense at common law, but the widespread belief in the duty of an
individual arms-bearer's participation in the common defense dates back beyond
the Middle Ages.[405] Prior to the
Norman Conquest, citizens of England (p.518)were legally obligated to keep and bear privately
owned arms to ensure their preparation in the event that they were called upon
to defend their country.[406] Freemen in
England served in the "fyrd," a people's militia whose duty it was to defend
against invasion, to suppress insurrections, and to perform citizens' arrests.[407]
Later, "assizes of arms" were required by English kings.[408] The Assize of
Arms of Henry II,[409] issued in
1181, required the whole body of freemen to possess arms.[410] Subsequent
assizes expanded the responsibilities of the populace in keeping and bearing
their arms for defense against criminals and invaders.[411] This state of
affairs rendered a standing army unnecessary for national defense.[412]
The right of resistance also became a component
of the right to keep and bear arms in England. In the thirteenth century, the
tyranny of King John led to the revolt of his subjects, culminating in the
obtrusion of the Magna Carta upon him for his signature.[413] Although the
Magna Carta was first won in the battle of Runnymeade, it repeatedly had to be
defended with force, as did lesser-known reforms, such as the Provisions of
Oxford (1258), which were also reluctantly signed by a king who was confronted
with armed force.[414] The first of
these rebellions, rebellions that eventually included two full-scale civil
wars, began only a few months after the Magna Carta was signed.[415] In 1264 Simon
de Montfort led an uprising, known as the Baron's War, against John's son,
King Henry III.[416] The uprising
involved (p.519)not only knights in armor but
also commoners bringing their own weapons to battle.[417] After initial
victory, the uprising was eventually defeated.[418] The losers
nevertheless carried on resistance from sanctuaries in forests, fens, and
castles.[419]
The Magna Carta and other reforms, such as the Provisions of Westminster, were
finally accepted as binding upon a monarchy which acknowledged that the king
himself was subject to the rule of law.[420] Because the
people of Wales and Scotland often engaged in armed resistance to the English
military, they maintained substantially more autonomy than they would
otherwise have enjoyed.[421]
Thomas Jefferson's dictum--"the tree of liberty
must be refreshed from time to time with the blood of patriots & tyrants"[422] could be a
rough summary of the violent history of medieval England. As Stuart Hays
observes: "Thus the right of lawful revolution was born into the
constitutional law of England. This is of major import because without the
right to revolt there is less reason to preserve the right to bear arms."[423] Great Britain
also saw numerous instances of guerrilla or revolutionary uprisings against
invading foreign armies, including the guerrilla war of "Wiliken of the Weald"
against French invaders in southern England,[424] and the
revolt led by William Wallace of Scotland, which, in the long run, secured
independence for Scotland against the claims of English monarchs.[425]
Incipient theories of political resistance were
advanced by medieval theologians such as Manegold of Lautenbach.[426] The
libertarianism of Manegold and others was further shaped during the Protestant
(p.520)Reformation by both Lutherans and
Calvinists, but especially by the latter. This new "liberation theology" was
to undergo a process of refinement during the following centuries, culminating
in the English Civil War, the political philosophy of John Locke (on which the
Declaration of Independence was later to be largely based), the Glorious
Revolution of 1688, and, finally, the American Revolution.[427] The provision
regarding the right to keep and bear arms in the Declaration of Rights that
issued from the Glorious Revolution is the immediate forebear of the Second
Amendment to the United States Constitution.[428] It was the
British government's attempt to seize arms that sparked violent resistance and
the beginning of the American Revolution, not only at Lexington and Concord,[429] but also in
Virginia.[430](p.521)
Domestic Disarmament makes no mention of
the numerous, extant political writings from eighteenth-century America that
expound upon the right to keep and bear arms. These writings posit that
bearing arms is an individual right based upon English common law and natural
law, a right that is a logical corollary to the natural right of self-defense.[431] A necessary
implication of the right of self-defense, in the view of the
eighteenth-century American, was the right to resist tyranny with force of
arms, a right also rooted in the common law of England.[432] The right to
revolution lies at the heart of the Second Amendment's guarantee of the right
to keep and bear arms.
This is clearly evident in the words of James
Madison, the draftsman of the Second Amendment. In Federalist No. 46,
Madison defines the militia as the totality of armed civilians.[433] In response
to the Anti-Federalists' fear that the proposed power of Congress to raise a
standing army could lead to federal tyranny, Madison responded that any misuse
of the army "would be opposed [by] a militia amounting to near half a million
citizens with arms in their hands"[434] (the total
adult white male population at the time), and that such a democratic
counterforce would be well able to meet the threat. In contrast to the
Communitarian Network's wistful notions about adopting European gun control
models for America, Madison wrote of "the advantage of being armed, which the
Americans possess over the people of almost every other nation."[435] If the
Europeans enjoyed this right, he added, "the throne of every tyranny in Europe
would be speedily overturned, in spite of the legions which surround it."[436]
Madison's personal notes, prepared for a speech
he later delivered before Congress, describe the Bill of Rights, stating that
"they relate first to private rights."[437] Thus, the
Second Amendment primarily protects a "private" right to arms, not a "public"
or "collective" one. Madison's notes also contain a reference to the English
Bill of Rights, which he had used in the process of drafting America's Bill of
Rights.[438]
Madison listed certain objections to the English Bill of (p.522)Rights, noting that they were too narrow, because they
restricted "arms to Protestants."[439] The new
Federal Bill of Rights would guarantee the right to keep and bear arms to all
Americans, not just to a select group such as Protestants, or to select
federal forces such as the National Guard and the army.[440]
The early American concept of a
militia-of-the-whole was one whose arms are individually possessed and used to
deter both crime and tyranny.[441]
The writings of both Federalists and Anti-Federalists belie the Communitarian
Network's position that the term "well-regulated militia" must necessarily
refer to a "select militia" of uniformed government employees.
The works of early American political authors on
the right to arms illuminate the connection in the text of the Second
Amendment between the preservation of the well-regulated militia and the right
of the people, as the aggregate of American citizens, to keep and bear arms.
Furthermore, the Founders did not tie the right exclusively to the militia,
for many of their writings take for granted the common law right to keep and
bear arms for self-defense.[442] Corroborative
evidence that they believed in the right to arms for self-defense is also
found in records pertaining to floor debate of the Second Amendment, in which
the Senate rejected an amendment to add the words "for the common defence"
following "bear Arms."[443]
The above paragraphs are, of course, only a
brief sketch of the extensive body of historical evidence about the original
intent of the Second Amendment that has been published over the last two
decades. A few facts related to that corpus of scholarly literature are
relevant here. First, the corpus has by now grown quite large. Second, as
Glenn Harlan Reynolds observes, the nearly unanimous "standard (p.523)model"[444] of the Second
Amendment among scholars who have actually investigated the issue is that the
Second Amendment was intended to guarantee an individual right to keep and
bear arms.[445]
(p.524)The more persuasive, serious
scholarship arguing that the Second Amendment is not an individual right
argues on the basis of changed circumstances,[446] rather than
claiming that the Second Amendment was meant only to protect governments.[447]
One can find proponents of the type of gun
policy advocated by the Communitarian Network, but these advocates were
precisely the individuals against whom the Americans were revolting. For
example, when British victory appeared in sight in 1777, Colonial
Undersecretary William Knox authored a plan--"What Is Fit to Be Done in
America?"[448] Knox
suggested establishment of a state church, unlimited tax power, a governing
aristocracy, a standing army, repeal of the militia laws, a ban on arms
manufacture, a ban on arms imports without a license, and that "the Arms of
all the People should be taken away."[449]
Domestic Disarmament does not, however,
argue that the standard model of the Second Amendment is wrong. Domestic
Disarmament
simply (p.525)ignores it entirely, brushing
it off with the observation that there are diverse opinions about what the
Second Amendment means.[450] There are
certainly diverse opinions about the scope of the Second Amendment
right to keep and bear arms, but in the scholarly world at least, there is
little diversity as to what the Second Amendment is fundamentally about.
The ratification period discourses and
commentaries on the right to keep and bear arms (too numerous to cite here)
stand in stark opposition to the exclusively collective right interpretation.
Unfortunately, Domestic Disarmament fails to deal with the issue of the
Framers' original intent. Instead, Domestic Disarmament is based solely
on dubious interpretations of several United States Supreme Court cases in
which, allegedly, the Court "has repeatedly ruled, for over a hundred years,
that it does not prevent laws that bar guns."[451] A closer
analysis of these cases yields a quite different conclusion.
B. The United
States Supreme Court and the Right to Keep and
Bear Arms
The Second Amendment reads: "A
well regulated Militia, being necessary to the security of a free State, the
right of the people to keep and bear Arms, shall not be infringed."[452] Domestic
Disarmament's legal analysis, written by law student Linda Abdel-Malek,
begins with the assertion that the "Supreme Court has unequivocally stated
that [the right-to-keep-and-bear-arms clause] is just a portion of the entire
amendment, and should not be taken out of context."[453] Abdel-Malek
confidently states that the High Court, "looking at the Second Amendment as a
whole, has repeatedly ruled that it refers to the desire of the
constitutional Framers to protect state militias from disarmament by the
federal government, not to protect individual citizens against disarmament by
the states."[454]
In support of this position, Abdel-Malek cites
the four United States Supreme Court cases typically relied upon by advocates
of gun prohibition: United States v. Cruikshank,[455] Presser v.
Illinois,[456] Miller v.
(p.526)Texas,[457] and United
States v. Miller.[458] In addition,
Domestic Disarmament references three recent actions of the High
Court--Lewis v. United States,[459] Quilici v.
Morton Grove,[460] and Farmer
v. Higgins[461] --to buttress
the assertion that "the Supreme Court has [recently] maintained its strong
stance against interpreting the Second Amendment as a protection of an
individual citizen's right to possess weapons."[462] Much of the
remainder of this Article discusses the cases cited by Domestic Disarmament,
as well as other Supreme Court cases that Domestic Disarmament fails to
cite.
1. Dred
Scott v. Sandford and Its Aftermath.--The infamous 1857 decision of
Dred Scott v. Sandford[463] held that
free blacks are not citizens.[464] If blacks
were actually citizens of the United States, the Court warned, they would
enjoy the right to "the full liberty of speech ...; [and the rights] to hold
public meetings upon political affairs, and to keep and carry arms wherever
they went."[465]
In the years following the Civil War, the South
engaged in a systematic program to deprive freedmen of their civil rights,
including the right to keep and bear arms.[466] Senator Henry
Wilson supported civil rights legislation aimed at curbing these injustices by
voiding all laws that mandated inequality of rights based on race.[467] Senator
Wilson explained: "In Mississippi, rebel State forces, men who were in the
rebel armies, are traversing the State, visiting the freedmen, disarming them
...."[468]
Several Congressmen argued that the scheme (p.527)to disarm blacks was contrary to the Second Amendment,
with which the southern states should be forced to comply.[469]
It was in response to this version of "domestic
disarmament" and other unconstitutional abuses that the Civil Rights Act of
1866[470] was passed.[471] Later,
Congress sought to bolster the provisions of that legislation through the
Fourteenth Amendment.[472] The debates
over that Amendment clearly reveal that its drafters wanted to ensure that the
Second Amendment's guarantee of an individual right to keep and bear arms
would apply to all United States citizens. During the debate, Senator Jacob
Howard (R., Mich.) referenced "the personal rights guaranteed and secured by
the first eight amendments of the Constitution; such as freedom of speech and
of the press; ... [and] the right to keep and bear arms."[473] He added:
"The great object of the first section of (the Fourteenth) amendment is,
therefore, to restrain the power of the States and compel them at all times to
respect these great fundamental guarantees."[474]
This evidence of legislative intent directly
contradicts the Communitarian Network's notion that the Second Amendment does
not guarantee an individual right. These quotations illustrate that the
Reconstruction Congress, which enacted the Civil Rights Act of 1866 and later
the Fourteenth Amendment, meant to protect freedmen against deprivation of
their Second Amendment right to keep and bear arms, in effect reversing the
result of
Dred Scott. Clearly, the High Court in Dred Scott also believed
the Second Amendment to be a guarantee of an individual right to keep and bear
arms, although not a right that (p.528)extended beyond the white population.[475]
Unfortunately, Domestic Disarmament devotes the same consideration
(none) to evidence of the original intent of the drafters of the Fourteenth
Amendment as it pays to the original intent behind the Second Amendment.
2. United
States v. Cruikshank.--Perhaps no Supreme Court case relating to the Second
Amendment is as violently ripped out of context by Domestic Disarmament
(or by other gun-prohibition advocates) as United States v. Cruikshank.[476]
Cruikshank involved the prosecution of white terrorists for infringing
the First and Second Amendment rights of blacks in Louisiana.[477] The Court
held that the Fourteenth Amendment granted Congress no power to legislate
against private actors who were interfering with the exercise of
constitutional rights.[478] Consistent
with the then-recently decided Slaughter-House Cases,[479] the Court
stated in dicta that the Privileges and Immunities Clause of the Fourteenth
Amendment[480]
did not protect Americans against state or local infringement of most federal
constitutional rights.[481]
Cruikshank stands for the proposition that the Bill of Rights operates
as a restraint upon the government only, and not upon private citizens.
If the Communitarian Network were merely citing
Cruikshank
for the proposition that the Second Amendment does not protect Americans
against state (rather than federal) gun confiscation, it would have a
respectable argument. The Communitarian Network, however, reads
Cruikshank as proving far more--that there is no individual right at
all in the Second Amendment.[482] Having
criticized standard model Second Amendment theorists for taking the
Amendment's phrase "the right of the people to keep and bear Arms" out of
context,[483]
Abdel-Malek's Domestic Disarmament performs a brazen
decontextualization of its own. She writes that the Court in Cruikshank
opined that (p.529)the right to keep and bear
arms "'is not a right granted by the Constitution.'"[484] Therefore,
Abdel-Malek asserts, it is not an individual right.[485]
The Supreme Court reached no such conclusion.
Nothing in
Cruikshank states that the right to arms is not protected against
federal infringement; a review of that section of the opinion in
which this quote is found makes this clear:
The right of the people
peaceably to assemble for lawful purposes existed long before the
adoption of the Constitution of the United States. In fact, it is, and
always has been, one of the attributes of citizenship under a free
government. It "derives its source," to use the language of Chief Justice
Marshall, in Gibbons v. Ogden, "from those laws whose authority is
acknowledged by civilized man throughout the world." It is found wherever
civilization exists. It was not, therefore, a right granted to the
people by the Constitution. The government of the United States when
established found it in existence, with the obligation on the part of the
States to afford it protection.[486]
Similarly, the Court added:
The right ... of "bearing
arms for a lawful purpose" ... is not a right granted by the Constitution.
Neither is it in any manner dependent upon that instrument for its existence.
The second amendment declares that it shall not be infringed; but this ...
means no more than that it shall not be infringed by Congress ... leaving
the people to look for their protection against any violation by their
fellow-citizens [not by Congress] to what is called ... the "powers which
relate to merely municipal legislation ...."[487]
When the Supreme Court in
Cruikshank
opined that the right to keep and bear arms "is not a right granted by the
Constitution,"[488] it was
stating that the right to arms (like the right to assembly) existed prior to
the Constitution. Hence, the right is not "granted" by the Constitution. The
Constitution does not "grant" the right to keep and bear arms any more than it
grants the right to peaceably assemble. This is so because under American
political theory the Bill of Rights does not grant any rights; the Bill of
Rights merely gives explicit recognition (p.530)to preexisting common law or natural law rights, many
of which were previously enumerated in state constitutions.[489] Reading the
actual language of Cruikshank leaves no room for Domestic
Disarmament's assertion that there is no such thing as a right to arms
guarantee in the Constitution.
3. Presser
v. Illinois.--Domestic Disarmament cites Presser v. Illinois[490] as an
instance in which the High Court reaffirmed Cruikshank. The issue in
Presser, however, had nothing to do with whether the Second Amendment
protected an individual right, but rather the constitutionality of a
particular gun control measure--a ban on parading a privately formed, armed
group down public streets.[491]
The Court had no difficulty upholding the law.
First, it ruled that that type of legislation does not infringe upon the right
of the people to keep and bear arms.[492] In addition,
as Cruikshank made clear, the Second Amendment "is a limitation only
upon the power of Congress and the National government, and not upon that of
the States."[493]
(Presser and Cruikshank, of course, far predate the Supreme
Court's enforcement of provisions of the Bill of Rights against state
governments by incorporation into the Fourteenth Amendment.)
Article I, Section 8 of the Constitution grants
Congress certain powers over the militia.[494] In dicta, the
Court in Presser noted that, (p.531)even if there were no Second Amendment, the states
could not disarm their citizens, because such disarmament would deprive
Congress of its Article I power to regulate militia training and, in certain
circumstances, to call forth the militia: "[T]he States cannot, even laying
the constitutional provision in question [the Second Amendment] out of view,
prohibit the people from keeping and bearing arms ...."[495] The
"militia," furthermore, is not a term that refers to a select fighting force,
such as the National Guard, but instead to "all citizens capable of bearing
arms."[496]
Once again, a case cited by the Communitarian
Network in support of the proposition that the government may totally disarm
individuals sets forth exactly the opposite proposition.
4. Miller v.
Texas.--Domestic Disarmament cites Miller v. Texas[497] in support of
the proposition that "a state law forbidding the carrying of dangerous weapons
on the person ... does not abridge the privileges or immunities of citizens of
the United States,"[498] and seizes
upon this language in a further attempt to support the exclusively collective
right interpretation.
Miller v. Texas arose from a criminal
proceeding in which a resident of Texas had been convicted of and sentenced to
death for murder.[499] Having lost
in state district and appellate courts, the defendant appealed to the United
States Supreme Court, "assigning as error" that his Second, Fourth, Fifth, and
Fourteenth Amendment rights had been violated.[500]
Consistent with Cruikshank and Presser,
the Court stated that "the restrictions of these amendments operate only upon
the Federal power."[501] Yet the Court
also appeared to view the incorporation issue as not entirely resolved, but
also not appropriately before the Court in the instant case: "[I] f the
Fourteenth Amendment limited the power of the States as to such rights, as
pertaining to citizens of the United States, we think it was fatal to this
claim that it was not set up in the trial court."[502](p.532)
As with Cruikshank and Presser,
there is absolutely nothing in Miller v. Texas to support Domestic
Disarmament's assertion that the Second Amendment is not an individual
right.
5. Robertson
v. Baldwin.--Three years after Miller v. Texas, the Supreme Court in
Robertson v. Baldwin,[503] consistent
with Dred Scott, Cruikshank, Presser, and Miller v.
Texas, indicated in dicta that the Second Amendment guarantees an
individual right, albeit not an unlimited right. Referring to the "fundamental
law" as reflected in the Bill of Rights, the Court noted:
The law is perfectly well
settled that the first ten amendments to the Constitution, commonly known as
the Bill of Rights, were not intended to lay down any novel principles of
government, but simply to embody certain guaranties and immunities which we
had inherited from our English ancestors, and which had from time immemorial
been subject to certain well-recognized exceptions arising from the
necessities of the case.[504]
The Court added that these
exceptions constituted such things as legislation prohibiting libel, which the
Court observed does not abridge the First Amendment right to freedom of
speech, and the prohibition of carrying concealed weapons, which does not
abridge the Second Amendment right to keep and bear arms.[505] The latter
statement reveals that the Court believed the Second Amendment protects an
individual right, for there were no statutes prohibiting state militias from
carrying concealed weapons. Concealed carry proscriptions are aimed only at
private citizens, not at militias.[506]
Domestic Disarmament does not discuss
Robertson v. Baldwin, which, obviously, is fatal to the assertion that the
Supreme Court has always treated the Second Amendment as less than an
individual right.
6. United
States v. Miller.--The 1939 case of United States v. Miller[507] is the most
recent Supreme Court decision addressing in depth the Second Amendment.
Domestic Disarmament devotes one paragraph (p.533)to the case, seizing, as it did with
Cruikshank, on a single phrase from the opinion and turning that phrase
into meaning its opposite.[508] United
States v. Miller deserves more thorough analysis. This decision is "[t]he
nearest the U.S. Supreme Court has come to a direct construction of the Second
Amendment."[509]
In United States v. Miller, defendant
bootleggers Jack Miller and Frank Layton were arrested for carrying an
unregistered sawed-off shotgun,[510]
a weapon controlled by the National Firearms Act of 1934 (NFA).[511] In the trial
court, the defendants alleged, inter alia, that the NFA violated the
Second Amendment.[512] The federal
district court agreed and quashed the indictment.[513] The
government petitioned the Supreme Court for review of the case, which was
granted.[514]
One corollary of Article III's requirement that
federal courts hear only "cases or controversies" is that litigants must have
standing.[515] Thus, a
defendant in a criminal case cannot object to evidence discovered as a result
of an illegal search of someone else's property. If the Second Amendment
guaranteed only a right of states to have their militias, the Supreme Court
could have resolved the case in a single paragraph by observing that Layton
and Miller were not the governments of Oklahoma or Arkansas and, therefore,
had no standing to bring the case. Alternatively, if the Second Amendment
guaranteed some kind of collective right of individuals to participate in
state militias,
Miller would have
rejected the defendant's Second Amendment argument for lack of standing.
Since the accused (a bootlegger) did not claim to be in the military or the
National Guard nor otherwise acting "in defense of the nation," the Court
would have denied him standing to be heard challenging a law as supposedly
violating the Second Amendment.... But Miller does not treat the
issue as one of standing at all nor does it suggest that individuals cannot
invoke the Amendment or that it is not a matter of fundamental (p.534)individual right. Rather, the Court dealt with the
challenge on its merits--implicit in which is that the accused did have
standing to invoke the Amendment.[516]
Until Miller v. United
States, the Court had said virtually nothing about the history of the
Second Amendment.
Cruikshank did observe that the right to keep and bear arms predated
the Constitution,[517] and
Robertson had noted that all of the Bill of Rights, including the
Second Amendment, implicitly included exceptions found in English common law
(such as the permissibility of a prohibition on carrying concealed weapons).[518] In United
States v. Miller, however, the Supreme Court offered several paragraphs of
historical analysis of the Second Amendment, paragraphs that to this day are
the last words the Court has spoken on the Amendment's history.
The Court observed: "The sentiment of the time
[of the ratification of the Second Amendment] strongly disfavored standing
armies; the common view was that adequate defense of country and laws could be
secured through the Militia--civilians primarily, soldiers on occasion."[519] The Court
then commented at length upon American political writings of the eighteenth
century,[520]
which "show plainly enough that the Militia comprised all males physically
capable of acting in concert for the common defense ... [a]nd further,
that ... these men were expected to appear bearing arms supplied by
themselves and of the kind in common use at the time."[521] The Court
included long guns and attachable bayonets in its description of personally
owned weapons.[522]
Thus, United States v. Miller contains
the following propositions about the well regulated militia:
1. It is composed of all male citizens, and is
not a "select" body of uniformed federal or quasi-federal troops. (The current
United States Code defines the "unorganized" militia in essentially the same
terms.);[523](p.535)
2. Militia firearms were generally not supplied
by a state armory, but were personally owned firearms brought to militia
service;[524]
3. These firearms were to be used for hostile
purposes, rather than for recreation.[525]
Consistent with its definition of the militia,
the Court in
United States v. Miller then asked whether these self-armed
civilians--that is, these two members of the unorganized militia--had been
denied their Second Amendment right by a law making the unregistered
possession of a sawed-off shotgun illegal. The Court answered:
In the absence of any
evidence tending to show that possession or use of a "shotgun having a
barrel of less than eighteen inches in length" at this time has some
reasonable relationship to the preservation or efficiency of a well
regulated militia, we cannot say that the Second Amendment guarantees the
right to keep and bear such an instrument. Certainly it is not within
judicial notice that this weapon is any part of the ordinary military
equipment or that its use could contribute to the common defense.[526]
Not only was the militia's
usefulness of sawed-off shotguns beyond the scope of common knowledge for
which a court could take judicial notice, no one had offered any argument to
the Court suggesting that such a shotgun had militia utility. The reason that
no argument was offered was that neither Layton, Miller, nor their counsel
appeared before the Court. The defendants had disappeared while free pending
appeal, and, accordingly, their attorney was not allowed to make an appearance
before the Court.[527] Had an
attorney been allowed to argue (before the Court, or on remand, if Miller and
Layton had ever been captured, which they were not), she could have proven
that short-barreled shotguns had been used during World War I[528] and, thus,
are "part of the ordinary military equipment." In the absence of this
evidence, however, the Court concluded that the NFA's requirement to register
the personal ownership of sawed-off shotguns was not shown to be facially
unconstitutional.[529] The case was
remanded for further factfinding concerning whether sawed-off shotguns were
"part (p.536)of the ordinary military
equipment."[530]
Miller and Layton having vanished, the factfinding on remand never took place.
As Domestic Disarmament avers, the
Supreme Court's historical analysis begins in United States v. Miller
with the assertion that the Second Amendment focuses on the preservation of a
well-regulated militia and that the Amendment "must be interpreted and applied
with that end in view."[531] Domestic
Disarmament's selective quotation of United States v. Miller,
however, evades the fact that the opinion treats ordinary, self-armed citizens
as possessing Second Amendment rights.
All of the Supreme Court cases discussed thus
far are useful cases for gun control advocates. Dred Scott
could bolster a ban on gun ownership by noncitizens.[532]
Presser, Cruikshank, and Miller v. Texas all provide some
support for the position that the Fourteenth Amendment does not forge the
Second Amendment into a barrier to state gun controls. Robertson
supports laws banning or regulating the carrying of concealed weapons.
United States v. Miller endorses bans on whatever types of weapons can
be determined not to be useful in a militia context, such as weapons only
useful for sports.[533](p.537)
What none of these cases comes close to
supporting is the gun
prohibition viewpoint that the Second Amendment does not protect the
right of ordinary citizens to possess firearms. Unfortunately, the incessant
repetition in Domestic Disarmament that the Supreme Court has
"repeatedly held" that the Second Amendment does not guarantee an individual
right achieves a certain degree of credibility to its audience--at least the
large portion of the audience that never bothers to read the cases for which
the proposition is cited.
United States v. Miller is the last
substantive gun case to be reviewed by the Supreme Court. Domestic
Disarmament asserts, however, that three recent actions by the Supreme
Court have "maintained its strong stance against interpreting the Second
Amendment as a protection of an individual citizen's right to possess
weapons."[534] The three
actions referred to are Lewis v. United States[535] and the
Court's refusal to hear two substantive gun rights cases--Quilici v. Morton
Grove[536]
and Farmer v. Higgins.[537] Three more
recent cases, in which the Supreme Court actually does mention the Second
Amendment--United States v. Verdugo-Urquidez,[538] Moore v.
City of East Cleveland,[539] and
Planned Parenthood v. Casey[540] --are not
mentioned. All six shall be discussed herein.
7. Lewis v.
United States.--Here, at last, Domestic Disarmament actually does have
a case that could be read as implying that the Second Amendment does not
guarantee an individual right. In Lewis v. United (p.538)States,[541] the Court
upheld a federal statute prohibiting gun possession by convicted felons.[542] The Court
averred:
These legislative
restrictions on the use of firearms are neither based upon constitutionally
suspect criteria, nor do they trench upon any constitutionally protected
liberties. See United States v. Miller (the Second Amendment
guarantees no right to keep and bear a firearm that does not have "some
reasonable relationship to the preservation or efficiency of a well
regulated militia").[543]
There are two ways to
interpret this statement. According to Halbrook: "Since felons were always
excluded from the militia, the Court's wording of the holding in Miller
clearly indicates its acceptance of a Second Amendment right of law-abiding
individuals to possess any firearms with any militia uses."[544]
Alternatively, it is possible that the Court's words could be construed to
mean that, because no one has a right to have a gun, a law against felons
owning guns does not infringe on constitutional rights. The Lewis case
is, in a sense, the high-water mark for the anti-individual view of the Second
Amendment, because one can read the Court's words as gun prohibitionists want
them read, without doing violence to the Court's plain meaning or taking the
words out of context.[545] Several other
cases, however, two of which were decided after Lewis, make Domestic
Disarmament's reading of Lewis appear untenable.
8. United
States v. Verdugo-Urquidez.--Although United States v. Verdugo-Urquidez[546] was decided
two years before Domestic Disarmament was published, Abdel-Malek
omitted it from her analysis. Because the case is one in which the Court
interpreted the meaning of constitutional language by referring to "the
community,"[547]
the case's absence from a communitarian position paper is surprising.(p.539)
Although Verdugo-Urquidez does not
address firearms directly, it is nonetheless squarely opposed to the
exclusively collective-right theory. The issue before the Court in
Verdugo-Urquidez
was whether a warrantless search by American drug agents of a residence in
Mexico, whose Mexican owner had been arrested on drug charges in the United
States, was a violation of the Fourth Amendment's provision that the people be
protected against unreasonable searches and seizures.[548] The Court
found it necessary to define the phrase "the people" as it occurs in the Bill
of Rights.[549]
In doing so, the Court specifically enumerated those amendments in which the
term "the people" is used, namely the First (with regard to right of
assembly), Second, Fourth, Ninth, and Tenth Amendments.[550] In these five
Amendments, "the people" is "a term of art" referring to "a class of persons
who are part of a national community or who have otherwise developed
sufficient connection with this country to be considered part of that
community."[551]
Therefore, by implication, just as the other Amendments protect individual
rights, the Second Amendment guarantees the individual right to keep and bear
arms.[552]
9. The Modern
Fourteenth Amendment Cases.--Having used nineteenth-century Fourteenth
Amendment cases to build the rather (p.540)shaky foundation for the thesis that the Second
Amendment does not protect individual rights, Domestic Disarmament
surprisingly ignores three twentieth-century Fourteenth Amendment Supreme
Court cases in which the Second Amendment is mentioned.
Starting in the mid-twentieth century, the Court
began undoing the damage of the Slaughter-House Cases and Cruikshank,
and began making the Bill of Rights enforceable against the states, holding
that the Due Process Clause of the Fourteenth Amendment[553] forbade
states to infringe upon fundamental liberties.[554] Exactly what
kind of substantive liberties were within the scope of due process was not
easy to settle. Starting in the 1960s and continuing to the present, the Court
has wrestled with the question of whether various reproductive or family
rights should be protected by the Fourteenth Amendment. In these cases, the
Second Amendment has made a recurring guest appearance.
In the 1961 case Poe v. Ullman,[555] the Court
considered whether married persons had a right to use contraceptives. The
second Justice Harlan, in a dissent that gained ascendancy a few years later
in Griswold v. Connecticut,[556] wrote that
the Fourteenth Amendment did guarantee a right of privacy.[557] Developing a
theory of exactly what the Fourteenth Amendment Due Process Clause did
protect, Justice Harlan wrote that the Clause covered, but was not exclusively
limited to, "the precise terms of the specific guarantees elsewhere
provided in the Constitution," such as "the freedom of speech, press, and
religion; the right to keep and bear arms; the freedom from unreasonable
searches and seizures."[558]
It is impossible to read Justice Harlan's words
as anything other than a recognition that the Second Amendment protects the
right of individual Americans to possess firearms. Obviously, the Due Process
Clause of the Fourteenth Amendment protects a right of individuals against
government; it does not protect government, nor is it some kind of collective
right. It is notable that Justice Harlan felt no need to defend or elaborate
his position that the Second Amendment guaranteed an individual right. Despite
Domestic Disarmament's assertion that "[o]ver the past 114 years the
Supreme Court has ruled at least (p.541)three
times that the Second Amendment has nothing to do with individual rights to
bear arms,"[559]
it was unremarkable to Justice Harlan that the Second Amendment guaranteed the
right of individual people to keep and bear arms.
Justice Harlan's opinion in Poe was a
dissent, but like some other famous dissents, one that later became law.[560] In the 1976
case of Moore v. City of East Cleveland,[561] the Court
heard a challenge to a zoning regulation that made it illegal for extended
families to live together.[562] In a
plurality opinion, the Court struck down the ordinance.[563] To explain
the content of the Fourteenth Amendment's Due Process Clause, the plurality
opinion quoted Justice Harlan's earlier words, including his words about the
Second Amendment.[564]
The statement that the Second Amendment right to
keep and bear arms is one of the "specifically enumerated" individual rights
that are part of the "full scope of liberty" guaranteed by the Fourteenth
Amendment against state infringement appeared yet again in the majority
opinion in Planned Parenthood v. Casey.[565] Although
Planned Parenthood appeared the same year as Domestic Disarmament,
Poe and Moore long predated Domestic Disarmament.
Notwithstanding the claim of Domestic
Disarmament,[566] the Court has
never affirmed, much less repeatedly affirmed, that the
Second Amendment is not an individual right. To the contrary, it is impossible
to read the Court's (meager) writings about the Second Amendment as anything
but a recognition that the Amendment guarantees individual Americans a right
that complete federal gun prohibition would abridge.(p.542)
C. Lower Federal
Courts
Two lower federal court cases
are discussed in
Domestic Disarmament.[567] The cases, as
far as they go, are not inconsistent with the thesis of Domestic
Disarmament; neither can they support the heavy burden that Domestic
Disarmament demands of them. In both cases, the Supreme Court denied
certiorari.[568]
Domestic Disarmament insists that the certiorari denial is an
"affirmation" of the Court's "century" of "repeatedly" holding that the Second
Amendment is not an individual right.[569] As detailed
above, the Court has done nothing of the kind, and as the Supreme Court has
stated, certiorari denials are not decisions on the merits.[570]
Because the two circuit court cases cited by
Domestic Disarmament are frequently mentioned in the gun control debate,
they shall be discussed herein. In terms of whether federal prohibition of all
firearms is constitutional, however, nothing in these lower court opinions can
change the plain language of the Second Amendment, as recognized repeatedly by
the Supreme Court, that individual Americans have a right to keep and bear
arms.
1. Farmer v.
Higgins.--Farmer v. Higgins[571] arose as a
result of Congress's enactment of the Firearms Owners' Protection Act,[572] aimed at
correcting abuses stemming from enforcement of the 1968 Gun Control Act.[573] A rider was
tacked onto the bill prohibiting the possession or transfer of machine guns
manufactured after May 19, 1986, unless such possession or transfer occurred
"under the authority of the United States."[574] J.D. Farmer,
a Georgia firearms manufacturer, interpreted this to mean that, as long as a
gun manufacturer applied to the BATF for permission to transfer or possess a
machine (p.543)gun pursuant to federal
regulations, the BATF's permission would subsequently be granted "under the
authority of the United States."[575]
The BATF believed, contrarily, that the 1986 law
banned the possession or transfer of post-1986 machine guns to anyone but law
enforcement officials, who by the nature of their jobs would be acting "under
the authority of the United States."[576] (It was not
clear how state or local law enforcement officials would be acting "under
authority of the United States.") BATF consequently denied Farmer's
application to manufacture a machine gun for his own possession.[577] Farmer
brought suit in response.
The complicated legislative history of federal
machine gun regulations viewed in its relationship to constitutional issues
led District Court Judge J. Owen Forrester to conclude that, while Farmer's
"proffered interpretation [of the 1986 statute] ... is not without flaws of
its own, it is clearly the proper choice between the two."[578] One reason
for preferring Farmer's interpretation was that courts should construe
statutes so as not to render them unconstitutional, and BATF's interpretation
would be constitutionally defective. Judge Forrester concluded:
The most obvious
constitutional challenge to [the BATF's interpretation] is presented by the
second amendment. A particular weapon need only bear some reasonable
relationship to the preservation or efficiency of a well-regulated militia
to fall within the scope of the second amendment. As noted by plaintiff,
"Machineguns manufactured and registered after May 19, 1986 are part of the
ordinary military equipment; their use could contribute to the common
defense; and lawful transfer and possession thereof have a reasonable
relationship to the preservation or efficiency of a well-regulated militia."[579]
Here Forrester dutifully
followed the United States v. Miller decision, holding that Farmer, as
a member of the popular militia, had a right under the Second Amendment's
guarantee to possess any military-type small arm.[580](p.544)
The government appealed the decision,[581] and Farmer's
attorney briefed both the statutory and the constitutional issues. Circuit
judges Joseph Hatchett, Thomas Clark, and Lewis Morgan issued a brief opinion,
addressing primarily the statutory question, finding for the BATF, and
reversing Forrester's decision.[582]
As to the constitutional issue, the Eleventh
Circuit judges had much less to say--one sentence, in fact: "We have
considered Farmer's remaining arguments and find them to be without merit."[583] With that
facile pronouncement, the court simply dodged the central issue.
The Farmer court's silence helped it
avoid what might have been an insurmountable problem. United States v.
Miller,[584] which the
Eleventh Circuit had no authority to overrule, had devised its militia-weapon
test in order to uphold a law regulating a particular type of weapon (a
sawed-off shotgun),[585] but the
rationale of United States v. Miller would appear to protect under the
Second Amendment those guns with the greatest firepower, including especially
machine guns. Curtly side-stepping United States v. Miller's precedent
was a sensible decision for a court that wanted to uphold the machine gun ban.
Although gun prohibition groups sometimes cite
Farmer as one of the supposed litany of circuit court of appeals cases
holding that there is no individual right to bear arms, the three-judge
panel's single sentence is being asked to carry a heavy burden. Equally
consistent with the Eleventh Circuit's single sentence is the view that there
is an individual right to arms, but the right is not infringed by a ban on
machine guns.
The Supreme Court rarely grants certiorari in
questions of federal statutory interpretation if there is not a circuit split
and the Solicitor General is not urging review. Because only the Eleventh
Circuit had interpreted the 1986 statute, the Supreme Court, unsurprisingly,
denied certiorari.
2. Quilici
v. Village of Morton Grove.--The highlight of the small case-law foundation
for handgun prohibition is Quilici v. Village of Morton Grove,[586] a 1982 case
from Illinois. Unfortunately, Domestic Disarmament misconstrues the
case, making it into one in which the (p.545)Supreme Court "maintained its strong stance" in favor
of gun prohibition.[587] Again,
certiorari denials are not decisions on the merits.[588] Although
Abdel-Malek claims that denial of certiorari occurs because the appealed
decision "is consistent with Supreme Court precedent,"[589] denial occurs
due to many other reasons as well, as the Supreme Court grants only one out of
every one hundred petitions for writs of certiorari.[590] If the
certiorari denials in the 99 out of 100 cases were taken as proof that the
lower court decision was found by the High Court to be "consistent with
Supreme Court precedent," we would live in a confused legal world indeed.
In cases that the Supreme Court does not want to
hear, but still wants to make a statement about the law, the Court issues a
summary affirmance.[591]
The summary affirmance makes the result (but not the rationale) of the lower
court into national law.[592] Notably, the
Supreme Court did not issue a summary affirmance in either the Farmer
case or the Quilici case. In 1969, the Court did issue a summary
affirmance in another gun case, Burton v. Sills,[593] in which the
New Jersey Supreme Court upheld New Jersey's strict (but not prohibitory) gun
licensing law.[594] Thus, to the
extent anything can be inferred from the Supreme Court's treatment of lower
court cases, there exists support for the constitutionality of state gun
regulation, but no support for the proposition that there is no right at all
to possess a firearm.
In Quilici, the Village of Morton Grove,
Illinois, banned the sale and possession of handguns.[595] A lawsuit was
filed based largely upon state and federal constitutional guarantees of the
right to keep and bear arms.[596] The trial
court judge ruled, inter alia, that Morton Grove's exercise of its
police power permitted the ban on handguns, (p.546)as long as it did not ban all guns.[597] Before
hearing the appeal, Chief Judge Bauer, who would author the Quilici
opinion, had refused to disqualify himself after he stated on a television
talk show that he thought the law was constitutional.[598] The case was
appealed, and the trial court was upheld by two-to-one, Chief Judge William
Bauer and Senior Circuit Judge Harlington Wood voting to affirm[599] and Circuit
Judge John Coffey dissenting.[600]
Quilici pertains only to the issue of
handguns, and not to the issue of the individual right to keep guns in
general. It cannot be cited, therefore, in support of the Communitarian
Network's assertion that "the Supreme Court has repeatedly ruled, for over a
hundred years, that [the Second Amendment] does not prevent laws that bar
guns."[601] Even the
majority in Quilici agreed that a wholesale ban on firearms, such as
the Communitarian Network desires, would be unconstitutional.[602]
Thus, Quilici does not support
Domestic Disarmament's claim that there is no individual right to own a
gun at all; nevertheless, it will be discussed in more detail because it is so
commonly cited by gun prohibitionists.
Chief Judge Bauer and Senior Circuit Judge Wood
were clearly unhappy with the appellants' arguments in Quilici.[603] In the
discussion of the Second Amendment, for example, Bauer and Wood chided the
appellants for "reluctantly conceding" that Presser ruled that the
Second Amendment was only a restraint upon the federal government.[604] In spite of
this concession, the appellants "nevertheless assert that Presser also
held that the right to keep and bear arms is an attribute of national
citizenship which is not subject to state restriction."[605] This
assertion "is based on dicta out of context."[606] The
appellants merely offered an argument, sniffed Bauer and Wood, that "borders
on the frivolous and does not warrant any further consideration."[607](p.547)
Domestic Disarmament defends the
majority's charge that the appellants took certain utterances in Presser
out of context.[608] The Court in
Presser wrote that "the States cannot, even laying the constitutional
provision in question out of view, prohibit the people from keeping and
bearing arms."[609] The
appellants' attorneys quoted this statement in support of the proposition that
a state may not enact gun bans.[610] Abdel-Malek
retorts: "In its entirety, the phrase reads that the states cannot prohibit
people from bearing arms, 'so as to deprive the United States of their
rightful resource for maintaining the public security, and disable the people
from performing their duty to the general government.'"[611] This, she
claims, is a reference to the role of the standing army.[612] Adbel-Malek's
claim is logically untenable; when citizens serve in the standing army, they
are supplied with weapons by the federal government. No state law could
possibly affect the federal government's supplying weapons to the federal army
or navy, and the Presser Court would not have wasted a drop of ink on
such a bizarre proposition. The Presser Court was not discussing the
federal army power at all; rather, the Court was discussing the federal
militia power, which appears in constitutional clauses separate from those
involving the army.[613]
The full paragraph from Presser reads:
It is undoubtedly true that
all citizens capable of bearing arms constitute the reserve military force
or reserve militia of the United States as well as of the States, and, in
view of this prerogative of the general government, as well as of its
general powers, the States cannot, even laying the constitutional provision
in question out of view, prohibit the people from keeping and bearing arms,
so as to deprive the United States of their rightful resource for
maintaining the public security, and disable the people from performing
their duty to the general government. But, as already stated, we think it
clear that the sections under consideration do not have this effect.[614]
Clearly, the standing army is
not in view here, but rather the "reserve" or "unorganized" militia, which is
composed of "all citizens capable of (p.548)bearing
arms."[615] The
quotation above, in essence, says that, because the Constitution grants the
federal government certain powers to use the militia, the states may not
disarm the reserve force or unorganized militia, which is a
self-armed force (as the Court in United States v. Miller
would observe). State laws forbidding the parading of private organizations,
however, do not have this effect--that is, the effect of disarming the
civilian militia.[616] Abdel-Malek
is correct in her assertion that to quote Presser's language about the
common law right to keep and bear arms is to quote dicta, but it is dicta near
the heart of the decision, and it is most certainly not taken out of either
the immediate textual or the broader historical context. In fact, it is the
majority in Quilici and its defenders, such as the communitarians, who
have disregarded both. Therefore, it is not so much that the appellants'
argument borders on the frivolous as it is that the majority opinion borders
on judicial malfeasance.
After correctly noting that Presser is
still good law and that incorporation of the Second Amendment is an issue yet
to be decided by the Supreme Court, Judges Bauer and Wood, in their majority
opinion in
Quilici, took up United States v. Miller:
In an attempt to avoid the
Miller
holding that the right to keep and bear arms exists only as it relates to
protecting the public security, appellants argue that "[t]he fact that the
right to keep and bear arms is joined with language expressing one of its
purposes in no way permits a construction which limits or confines the
exercise of that right." They offer no explanation for how they arrived at
this conclusion.[617]
In fact, United States v.
Miller never stated "that the right to keep and bear arms exists only
as it relates to protecting the public security."[618] As the Court
in Miller v. United States did say, and as the Quilici court
conspicuously avoided quoting, the militia's arms protected by the Second
Amendment were to be "supplied by themselves."[619] The (p.549)Court in United States v. Miller
clearly viewed defendants Miller and Layton as reserve militia members to whom
the Second Amendment's protection applied.[620] The decision
merely excepts sawed-off shotguns from "the ordinary military equipment"
constitutionally possessable by American citizens.[621]
Because the logic of United States v. Miller
is clear concerning the type of small arms the Second Amendment protects,
Judges Bauer and Wood lastly addressed whether handguns are military weapons.[622] Their finding
is expressed in an astounding footnote:
Appellants devote a portion
of their briefs to historical analysis of the development of English common
law and the debate surrounding the adoption of the second and fourteenth
amendments. This analysis has no relevance on the resolution of the
controversy before us. Accordingly, we decline to comment on it, other than
to note that we do not consider individually owned handguns to be military
weapons.[623]
Like Domestic Disarmament
(which ignores all historical evidence and scholarship), the Quilici
majority dismissed the original intent behind the Second and Fourteenth
Amendments as irrelevant.[624]
In contrast to sawed-off shotguns (whose
possible militia use was not common knowledge to the Court in United States
v. Miller), it is well known that handguns are useful in combat,[625] and, hence,
would seem to be, by the United States v. Miller test, plainly covered
by the Second Amendment. The Quilici court slides around this fact by
stating that "individually owned handguns" are not "military weapons."[626]
Quilici's formulation violates United States v. Miller. Layton
and Miller owned their own sawed-off shotguns.[627] The Court in
United States v. Miller did not rule against Miller and Layton
simply by pointing out that Miller and Layton's privately owned, sawed-off
shotguns were not "military weapons" (in that the guns were not owned by the
United States Army).[628] For the
Quilici court to assert that the mere fact the (p.550)handguns were individually owned was proof that the
guns were outside the protection of United States v. Miller[629] was directly
contrary to it.
In a dissenting opinion in Quilici, Judge
Coffey criticized the majority opinion for "impermissibly interfer[ing] with
basic human freedoms" and for "cavalierly dismiss[ing] the argument that the
right to possess commonly owned arms for self-defense and the protection of
loved ones is a fundamental right protected by the Constitution."[630] After citing
a number of Supreme Court decisions supporting the notion that the right to
privacy and self-defense are interwoven fundamental rights, Judge Coffey
wrote:
A fundamental part of our
concept of ordered liberty is the right to protect one's home and family
against dangerous intrusions .... Morton Grove, acting like the omniscient
and paternalistic "Big Brother" in George Orwell's novel, 1984,
cannot, in the name of public welfare, dictate to its residents that they
may not possess a handgun in the privacy of their home. To so prohibit the
possession of handguns ... renders meaningless the Supreme Court's teaching
that "a man's home is his castle."[631]
The Supreme Court refused to
hear the case.[632] Again, there
is no inference to be drawn from this fact in favor of the exclusively
collective-right theory advanced by the Communitarian Network. It is certainly
possible to agree with Sanford Levinson, however, that the repeated refusal of
the High Court to hear substantive gun rights cases such as Quilici and
Farmer is almost shameless.[633]
That the Supreme Court has avoided a direct
Second Amendment case since 1939 suggests that the Court is not interested in
investing the same kind of institutional energy in protecting the Second
Amendment that it has invested in protecting other rights, such as freedom of
speech or equal protection. For many of the gun controls that might come
before the Court, we would not be surprised to see
(p.551)the Rehnquist Court treat the Second Amendment the same way it
treats the Fourth Amendment: to acknowledge the individual right and then to
uphold almost any particular control or infringement the government would
propose.[634] Complete
prohibition and confiscation, as proposed by Domestic Disarmament,
could not be upheld as moderate regulation. It could only be upheld by holding
that the Second Amendment guarantees no individual right at all. That holding
would be inconsistent with everything that the Supreme Court has said about
the Second Amendment.
The notion advanced by the Communitarian Network
that the Second Amendment protects "community militias" but not individual
citizens[635] is an
"either/or" fallacy. In guaranteeing the preservation of the militia, the
Second Amendment thereby guarantees the individual right to keep and bear
arms. It is both community militias and individuals, not either/or.
In conclusion, this Article
answers the questions posed at its beginning by prodisarmament writer Ronald
Goldfarb:[636]
"Is there an individual right to self-defense that
cannot be abrogated?"[637]
Common law, the original intent of the Framers, and case law indicate that
there is a right to self-defense against both criminal and government
predators, and as Blackstone notes, the logical corollary of that right is the
individual right to keep and bear arms.[638] Contrary to
the Communitarian Network, the United States Supreme Court has never denied
this. Although courts often grant governments considerable leeway in enacting
gun control, total gun prohibition appears to be plainly unconstitutional.[639](p.552)
"How do we balance the necessary policing with the
public's right of privacy and its constitutional protections against illegal
searches and seizures?" "How would disarmament be accomplished?" In light of
the certain resistance to the imposition of domestic disarmament, these are
anybody's guess. Goldfarb perhaps senses the impossibility of the endeavors
when he asks: "Would a real ban on guns fail as dismally as the attempt to ban
alcohol?"[640]
Indeed, a repeat of the alcohol prohibition disaster would be the best-case
scenario. The worst case--almost a certainty if the government actually
attempts to confiscate all guns--would be a civil war, in which at least some
elements of the military and police would join the resistance.
"What would be done with the existing 200 million
firearms?"[641] This question
assumes that the government could successfully collect 200 million firearms.
All empirical considerations show this to be a flight of fancy.
"What about hunters and other sportsmen?"[642] The
legislative assaults upon recreational firearms advocated by the Communitarian
Network will only bring hordes of heretofore uninvolved gun owners into an
already large and irate resistance movement.
"What is the danger of creating a disarmed public?"[643] The first
danger of successful gun prohibition is that it leaves the public at the mercy
of violent criminals who, being criminals, will not disarm. Second,
successfully disarming the American public would indeed, to answer Goldfarb's
query, "make the law enforcement establishment too powerful."[644] This was, in
fact, the fear of those who insisted upon enshrining the right to arms in both
state and federal constitutions as a check and balance upon the power of
government. More fundamental, further disconnecting citizens from
responsibility for the safety of themselves and their communities will foster
the learned helplessness, alienation, and moral degeneration that the
Communitarian Network attempts to combat.[645]
If personal responsibility is to remain an
important theme in communitarian thought, then communitarians should come to
realize what most people realize: only personal beings capable of moral
behavior (p.553)can be responsible for harm inflicted on others.
Social responsibility, especially in America, is not engendered by legal
constraints imposed upon individuals from the outside, but rather by
self-regulation and virtue. The demonization of the gun must end if rational
policies are to be formulated and implemented.
For these reasons, a policy of domestic disarmament
would not serve communitarian interests. Conversely, policies encouraging
responsible gun ownership in society would not only preserve the current
crime-inhibiting effect, but would also contribute to the re-creation of a
healthy militia-of-the-whole, which the Framers believed necessary for a sound
republican order.[646]
That the American people should be encouraged to be
armed and trained in order to counter violence seems radical and runs directly
counter to the notion that more gun control equals less gun crime. The initial
reaction to the proposition that an armed and well-trained America
reacquainted with republicanism will be a kinder and gentler nation may be
incredulity. Such a reaction is, however, merely a gauge of how far we have
departed from our roots.
Etzioni and the Communitarian Network recognize
(rightly so) the worthlessness of the vanilla-pale agenda of the gun control
lobbies.
Domestic Disarmament performs a tremendous service to the debate on gun
control because it forces one to think strategically--to look beyond the
raging, but often trivial, debates over the vanilla-pale gun control
measure-of-the-month. Once vanilla-pale measures are abandoned, there remain
three options. First, there is the Communitarian Network's gun confiscation
proposal. Second, there is the option of simply getting the government out of
the gun policy business. This second choice has been the status quo in America
for most of its history. This policy at least has the advantage of avoiding
the disastrous consequences of coercive domestic disarmament.
There is a third, better option, however, and that
is for the government--particularly local governments--to take an active role
in encouraging firearms responsibility. If Americans are to remain free--and
to live as securely as freedom allows--then it must be recognized that guns
play an important and necessary role in American society, and that Americans
have inherited the right to arm themselves against those foreign or domestic
enemies who would deprive them of life and liberty.
There is much in the Communitarian Network's
agenda that is meritorious from the standpoint of neorepublicanism. Policies
do (p.554)need to be formulated that help heal families
and reform government schools. To the extent that communitarianism is serious
about the need for a restored sense of community, it will commit itself to the
decentralization necessary to achieve it. Strong rights do presume strong
responsibilities in republican ideology, as well as in communitarian ideology.
Unfortunately, the kind of responsibility that the
Communitarian Network and its followers like President Clinton advocate (in
spite of claims to the contrary) seems to be a government-enforced,
authoritarian version, which of course does not advance the cause of civic
responsibility at all. Individual rights need not be traded for communal
security. Indeed, according to republican theory, "the common good was not in
opposition to individual freedoms. Republicans typically believed that part of
the common good was individual liberty for all."[647]
Although gun ownership does currently exact a
significant toll on society, it by no means follows that the right to arms
should be effaced in the name of collective security. The costs of that
solution are not only significant, but communally disastrous. Domestic
disarmament is not the answer. Rather, the answer to gun-related violence in
America is to be found in the spiritual and civic renewal of its citizenry and
in the citizenry's rediscovery of its republican heritage as a responsible,
arms-bearing people.
[*] Research Director, Independence
Institute, Golden, Colorado. B.A., Brown University; J.D., University of
Michigan.
[**] Senior Fellow, Independence
Institute. B.A., John Brown University; M.A., Denver Seminary.
The authors would like to thank Eugene
Volokh, Don Kates, Joseph Olson, Glenn Harlan Reynolds, Bob Dowlut, Paul
Blackman, and William Tonso for their helpful criticism. Errors are the
authors' alone.
[1]
Amitai Etzioni & Steven Helland, The Case for Domestic
Disarmament (1992) [hereinafter Domestic Disarmament].
[2]
Id. at 9. Domestic Disarmament is willing to make
some concessions to gun collectors and hunters.
See infra note 47 and accompanying
text.
[3]
This Article uses the term "assault weapons" as gun prohibition advocates use
it. This usage, however, is a misnomer. For a critique of this misuse of the
term, see David B. Kopel, Rational Basis Analysis of "Assault Weapon"
Prohibition, 20 J. Contemp. L. 381 (1994).
[4]
See infra notes 33-35 and
accompanying text.
[5]
Cf. The Communitarian Network, The Responsive Communitarian
Platform: Rights and Responsibilities, reprinted in Rights and the Common Good: The Communitarian Perspective
11, 19 (Amitai Etzioni ed., 1995) [hereinafter Platform]
(contending that "each member of the community owes something to all the rest,
and the community owes something to each of its members").
[6]
David C. Williams, Civic Republicanism and the Citizen Militia: The
Terrifying Second Amendment, 101 Yale L.J. 551 (1991).
[7]
Id. at 587-88.
Williams contends that an individual right to own arms was "a peripheral issue
in the debates over the Second Amendment. This secondary status is critical
because ... under modern conditions an individual right to arms is positively
counterproductive to the goals and ideals implicit in a collective right."
Id.
[8]
The words "well regulated Militia" come from the text of the Second Amendment,
which states in its entirety: "A well regulated Militia, being necessary to
the security of a free State, the right of the people to keep and bear Arms,
shall not be infringed." U.S. Const.
amend. II.
[9]
Williams, supra note 6, at 607-08.
Williams states: "The most obvious way to secure the functions served by the
old militia would be to reconstitute a universal militia along republican
lines." Id. at 607. As we
detail below, Williams is not advocating the sort of independent militias that
have been so much in the news recently. See id. at 607-14;
see also infra notes 210-224 and
accompanying text.
[10]
See infra notes 210-224 and
accompanying text.
[11]
Domestic Disarmament, supra note 1, at 6, 29-38.
[12]
Cf. Daniel Abrams, Ending the Other Arms Race: An Argument for
a Ban on Assault Weapons, 10 Yale L. & Pol'y Rev.
488, 500 (1992) ("Licenses should be granted only for those weapons
that are particularly suited to hunting or some other valid purpose, and only
to individuals who have passed a background check. This would allow 'honest
citizens' the privilege of owning a hunting weapon, and possibly, a licensed
handgun for self-defense.").
[13]
See David B. Kopel, The Samurai, the Mountie,
and the Cowboy: Should America Adopt the Gun Controls of Other Democracies?
20-23 (1992) (discussing gun possession and gun-related crime in
Japan).
[14]
See Mike Capuzzo, Idea Man, Phila. Inq.,
June 16, 1992, at E1, available in LEXIS, News Library, Philinq File
("As the father of Communitarianism--he coined the word in 1990--Etzioni is
being called an innovator."). For a statement by Etzioni about the
Communitarian Network, see Amitai Etzioni, Preface: We, the
Communitarians, in Rights and the Common Good: The
Communitarian Perspective iii (Amitai Etzioni ed., 1995)
[hereinafter We, the Communitarians].
[15]
See We, the Communitarians, supra note 14, at iii.
[16]
See id. at iv ("We adopted the name 'communitarian'
to emphasize that the time had come to attend to our responsibilities to our
communities.").
[17]
See id. (lamenting that "many Americans are rather reluctant to accept
responsibilities").
[18]
See id. at iv-v.
[19]
Domestic Disarmament, supra note 1, at i. For
a concise statement of the Communitarian Network's objectives, see
Platform, supra note 5. This and
other materials may be obtained from The Communitarian Network, 2130 H Street,
N.W., Suite 714-J, Washington, D.C., 20052 (1-800-245-7460).
[20]
See Platform, supra note 5, at 14.
[21]
See id.
[22]
See id. at 15.
[23]
See id. at 15-16.
[24]
Id. at 15.
[25]
Id. at 16.
[26]
See id. at 17-18.
[27]
See id. at 10.
[28]
See id. at 20-21.
[29]
See Mandatory Organ Donation Sought, N.Y. Times,
Dec. 23, 1992, at C1, available in LEXIS, News Library, NYT File.
[30]
Capuzzo, supra note 14.
[31]
See We, the Communitarians, supra note 14, at v.
The journal began publishing in 1991. See id.
[32]
A number of those books are cited elsewhere in this Article. See also,
e.g., Robert N. Bellah et al., Habits of the
Heart: Individualism and Commitment in American Life (1985)
(discussing American individualism and community commitment); Community in America: The Challenge of Habits of the
Heart (Charles H. Reynolds & Ralph V. Norman eds., 1988)
[hereinafter Community in America] (contributing to
the ideas developed in Bellah et al.,
supra).
[33]
See Capuzzo, supra note 14; see
also R.A. Zaldivar, Clinton Embraces Communitarianism, Denv. Post, Feb. 7, 1992, at A24 (revealing striking
parallels between several of President Clinton's speeches and certain
proposals found in communitarian literature).
Communitarian rhetoric frequently
emanates from the Clinton Administration. For example, the President called
for "community policing networks so that they'll know their neighbors and
they'll work with people not simply to catch criminals but to prevent crime in
the first place. We want to put more power in the hands of local communities
...." President William J. Clinton, Radio Address to the American People
(Oct. 23, 1993), in 29
Wkly. Comp. Pres. Doc. 2157 (1993) (also
available at various White House sites on the Internet). President Clinton
also stated that America's Founders "wrote a fairly radical Constitution with
a radical Bill of Rights, giving a radical amount of individual freedom to
Americans." Remarks by the President in MTV's "Enough Is Enough" Forum on
Crime (MTV television broadcast, Apr. 19, 1994) [hereinafter Remarks by the
President in MTV's "Enough Is Enough" ] (responding to the second viewer
question). That "radical" amount of freedom that the government, in Clinton's
view, "gave" to the American people was based on the assumption that "people
would basically be raised in coherent families, in coherent communities, and
they would work for the common good." Id. Today,
[w]hen personal
freedom's being abused, you have to move to limit it. That's what we did in
the announcement I made last weekend on the public housing projects, about
how we're going to have [warrantless, suspicionless, random, unannounced]
weapon sweeps [in the homes of public housing tenants] and more things like
that to try to make people safer in their communities.
Id.
In his book, Earth in the
Balance, Vice President Al Gore wrote: "The emphasis on the rights of the
individual must be accompanied by a deeper understanding of the
responsibilities to the community that every individual must accept if the
community is to have an organizing principle at all."
Al Gore, Earth in the Balance 277 (1992). He further asserted
that "we have tilted so far toward individual rights," and that this alleged
imbalance has caused both the community and the ecology to suffer.
Id. at 278.
In an interview with Parade
magazine, First Lady Hillary Rodham Clinton complained: "We have not done a
good job in expecting people to exercise their rights responsibly and to be
held accountable." Dotson Rader, 'We Are All Responsible,'
Parade, Apr. 11, 1993, at 4, 4. During a commencement speech to
the graduating class of the University of Pennsylvania, she asked: "How do we
create a new spirit of community given all the problems that we are so aware
of? Regrettably, the balance between the individual and the community, between
rights and responsibilities, has been thrown out of kilter over the last
years."
Robert Pear, Hillary Clinton Gives Plea for Unity at Penn, N.Y. Times, May 18, 1993, at A17, available in LEXIS,
News Library, NYT File. "The spirit of community," the phrase used by
Mrs. Clinton, happens to be the title of a book on communitarianism by
Etzioni. See Amitai Etzioni, The Spirit of
Community: The Reinvention of American Society (1993)
[hereinafter The Spirit of Community].
Secretary of Housing and Urban
Development Henry Cisneros was one of the original endorsers of the Platform.
See Platform,
supra note 5.
[34]
See Paul Starobin, Snow Drifted but Not This Conversation,
Nat'l J., Jan. 20, 1996, at 125, available in
LEXIS, News Library, Ntljnl File. University of Maryland political
philosopher and communitarian writer William Galston has served as a White
House domestic policy aide and is a part-time speech writer for Clinton.
See id. The broad themes of President Clinton's 1996 State of the Union
speech and his 1996 reelection campaign were shaped in part by a January 7,
1996 private White House conference between the President and a group of
academics. See id. The conference was arranged by Galston at the White
House's request, and the academic participants included Amitai Etzioni.
See id.
[35]
See Zaldivar, supra note 33; see
also William A. Galston, Clinton and the Promise of
Communitarianism, Chron. Higher Educ., Dec. 2,
1992, at A52 (arguing that journalists have noted communitarian strands
in the President's public utterances). It therefore came as no surprise when
an issue of The Communitarian Reporter stated that the White House was
apparently "seeking to move along communitarian lines." Amitai Etzioni,
To Stay the Communitarian Course, Communitarian Rep.,
Fall 1992, at 1 [hereinafter To Stay the Communitarian Course].
[36]
See, e.g., Platform, supra note 5, at 12-13.
[37]
Libertarian political philosopher Tibor R. Machan, for example, calls
communitarianism an attempt to present a "palatable collectivism" to the
American people. Tibor R. Machan, Individualism Versus Classical Liberal
Political Economy (unpublished lecture), at 1 (on file with author). Nadine
Strossen, president of the American Civil Liberties Union (ACLU), faults
communitarians for employing "rhetoric [that] is very slippery" in an attempt
to introduce a number of liberty-threatening measures into the body politic.
Peter Steinfels, A Political Movement Blends Its Ideas from Left and
Right, N.Y. Times, May 24, 1992, § 4, at 1,
available in LEXIS, News Library, NYT File. Conservative Burton
Yale Pines of the National Center for Public Policy Research characterizes
communitarianism as "just the latest incarnation to get the government
meddling in people's affairs." James A. Barnes, The New Guru of
Communitarianism, Nat'l J., Nov. 30, 1991, at
2931, 2931.
[38]
As Seymour Martin Lipset notes: "The recent efforts, led by Amitai Etzioni, to
create a 'communitarian' movement are an attempt to transport Toryism to
America. British and German Tories have recognized the link and have shown
considerable interest in Etzioni's ideas." Seymour
Martin Lipset, American Exceptionalism: A Double-Edged Sword 37 (1996).
[39]
Platform, supra note 5.
[40]
Id. at 20-21. The actual number of accidental firearms
deaths for the entire American population in 1993 was 1600. See
National Safety Council, Accident Facts 5 (1994).
The number of accidental firearms deaths of children aged 0 to 14 was 220.
See id. In a different context, Etzioni writes: "As Sigmund Freud would
say, there are no accidents." The Spirit of Community,
supra note 33, at 226.
Indeed, that is one reason why firearms prohibition is unlikely to have much
of an effect on the accidental death rate. Many firearms accidents are the
result of recklessness. The perpetrators are "disproportionately involved in
other accidents, violent crime, and heavy drinking." Philip J. Cook,
The Role of Firearms in Violent Crime: An Interpretative Review of the
Literature, in Criminal Violence 236, 269
(Marvin E. Wolfgang & Neil Alan Weiner eds., 1982) (citing G.D. Newton, Jr. & F.E. Zimring, Firearms & Violence in American
Life 19 (1969)); see also Gary Kleck, Point Blank: Guns and Violence in America 282-83
(1991) ("[Data suggest] that there are some common predisposing factors
shared by participants in accidents and participants in acts of intentional
violence."); Roger Lane, On the Social Meaning of Homicide Trends in
America, in I Violence in America 55, 59
(Ted Robert Gurr ed., 1989) ("[T]he psychological profile of the
accident-prone suggests the same kind of aggressiveness shown by most
murderers ...."). Thus, without guns, many gun accident victims might find
some other way to kill themselves "accidentally," such as by reckless driving.
Indeed, they tend to have a record of reckless driving and automobile
accidents. See Kleck, supra, at
294 (citing Julian A. Waller & Elbert B. Whorton, Unintentional Shootings,
Highway Crashes and Acts of Violence, in 5 Accident Analysis & Prevention 351 (1973)). Banning
just one type of dangerous object can accomplish little for this group.
[41]
Domestic Disarmament, supra note 1, at 29-38.
[42]
Id. at 5-6, 23-28.
[43]
Id. at 19-21.
[44]
Id. at 7-9.
[45]
Id. at 9, 22.
[46]
Id. at 8-10.
[47]
Id. at 9-10.
[48]
See infra notes 89-90 and
accompanying text.
[49]
Domestic Disarmament, supra note 1, at 11.
[50]
See David B. Kopel, Assault Weapons, in Guns: Who Should Have Them? 159, 160-61 (David B. Kopel ed.,
1995). The federal ban on assault weapons was codified at 18 U.S.C. § 922(u), (w) (as amended 1994).
[51]
See Evelyn Theiss, Clinton Blames Losses on NRA, Plain Dealer (Cleveland), Jan. 14, 1995, at A1
(quoting the President as saying, "the fight for the assault-weapons ban cost
20 members their seats in Congress"); see also Brad O'Leary,
Fire Power, Campaigns & Elections, Dec./Jan.
1995, at 32, available in LEXIS, News Library, Mags File
(arguing that the NRA backed Republicans in the 1994 election, thereby
contributing to Democratic defeats). Of the 55 House races and 10 Senate races
identified, 38 House races and 7 Senate races resulted in a progun Republican
taking the seat away from Democratic control (by defeating an incumbent or,
more typically, by winning an open seat from which a Democrat was retiring).
See Theiss, supra. Ten Senate races also involved a progun
candidate winning by less than the number of self-identified NRA members in
the state. See id.
[52]
"'Jim Florio gave up his governorship for it. If I have to give up the White
House for it, I'll do it."' Theiss, supra note 51 (quoting
President Clinton).
[53]
See Joe Battenfeld, Clinton Vows Full-Scale War on Crime Next
Year, Bost. Herald, Dec. 10, 1993, at 1,
available in 1993 WL 6293677; Pierre Thomas, Clinton
Mulls Registration of Handguns, Wash. Post, Dec.
9, 1993, at A1, available in 1993 WL 2084315.
[54]
A White House Interdepartmental Working Group on Violence recommended
stringent new restrictions on gun rights. See Interdepartmental Working Group on Violence, Report to the
President and the Domestic Policy Council 21-25 (1994)
[hereinafter Report to the President]. Although the
report was intended to be kept secret, it was uncovered and discussed in,
among other places, National Review magazine. See Don B.
Kates, Jr., Shot Down, Nat'l Rev., Mar. 6, 1995.
The Clinton proposal would regulate
all secondary firearms transfers (transfers between private individuals).
See Report to the President, supra, at 22. Every
firearms transaction would be required to be routed through a licensed gun
dealer and recorded by the federal government. See id. Failure to
register an already-owned "restricted" handgun with the government would also
be a federal crime. See id. Firearms purchases would be limited to one
per month. See id. at 23. A license would also be
required to purchase ammunition. See id. at 22. New
"performance standards" would ban guns that hold too much ammunition or fire
too rapidly. See id. at 24. These new performance
bans would be in addition to the current assault weapon law that bans over 200
guns because they are said to fire too fast. See 18
U.S.C. § 922(v), (w) (1994). The White House memorandum predicts
that such regulation would make illegal "[m]any handguns now manufactured in
the United States for civilian use." Report to the
President, supra, at 24. Even stricter laws would apply
for the group of handguns and semiautomatic long guns that remained legal.
See id. at 22. All handguns and all semiautomatic
long guns--even a Marlin Camp Carbine--would become "restricted weapons."
Id. Owners of restricted weapons could only possess them at home, at
work, or at a target range or in transport there. See id. Thus, it
would be a federal crime to go bird hunting with a Remington 1100 shotgun. It
would be a federal crime to carry a handgun in public for protection--even if
the carrier had a state license authorizing handgun carrying. See
id. at 23-24. (Thirty-one states currently make handgun
carry permits readily available to ordinary citizens who pass a background
check, and sometimes a safety class.) See John R. Lott & David B.
Mustard, Crime, Deterrence, and Right-to-Carry Concealed Handguns, 26
J. Legal Stud. 1, 4 (1997). In addition, the White House
memorandum recommends consideration of a federal law to outlaw "the carrying
of firearms in ... work sites." Report to the President, supra, at 23.
[55]
See Jann S. Wenner & William Greider, The Rolling Stone
Interview: President Clinton, Rolling Stone, Dec.
9, 1993, at 45. President Clinton is not pushing for a handgun ban now,
but only because he does not "think the American people are there right now."
Id.
[56]
A Federal Bureau of Investigation (FBI) paper recommended expanding the
federal ban to "armor piercing ammunition." Memorandum from Agent John
E. Collingwood to the Director, FBI, Proposed FBI Policy on Gun Control,
May 12, 1993, at 4, 6, 7 (on file with author). The definition of such
ammunition, according to the FBI recommendation, should be "based upon
performance standards, not upon composition." Id. at 7. In
other words, if ammunition can perform in such a way as to pierce body armor,
it should be banned. By this definition, virtually all hunting ammunition is
armor piercing because any round from a high-powered rifle can penetrate body
armor. The proposal harmonizes well with the communitarian desire to ban
everything. If the .30 '06 and other hunting rounds are prohibited, there is
obviously little use for the rifles that fire them.
At the signing of a directive on
handgun safety locks, President Clinton remarked: "If a bullet can tear
through a bulletproof vest like a hot knife through butter, it should be
against the law and that is the bottom line." Remarks on Signing the
Memorandum on Child Safety Lock Devices for Handguns and an Exchange with
Reporters, 33 Wkly. Comp. Pres. Doc. 10 (Mar. 10,
1997); see also H.R. 2386, 104th Cong. (1995)
(granting the Secretary of State authority to promulgate rules defining armor
piercing ammunition under 18 U.S.C. § 921(a)(17)(B)).
[57]
Domestic Disarmament, supra note 1, at 2. The
Platform contained a paragraph overview of the communitarian call for domestic
disarmament. See Platform, supra note 5, at 1;
see supra notes 39-40 and
accompanying text.
[58]
The President complained that "no other nation" tolerates the level of gun
violence seen in America. Ronald A. Taylor, Clinton Blasts NRA for
Opposing Gun Control, Wash. Times, Mar. 2, 1993,
at A6, available in 1993 WL 5826697.
[59]
Domestic Disarmament, supra note 1, at 5.
[60]
Id. at 8-11.
[61]
See Kleck, supra note 40, at 32-33
(indicating that of 121 possible effects of gun restrictions, "only ten are
solidly or partially consistent with a hypothesis of gun control
effectiveness"); James D. Wright et al., Under the Gun:
Weapons, Crime, and Violence in America 317 (1983) (stating that
some studies on connections between gun control legislation and gun homicides
and gun assaults purport to show relatively few incidents in states with
restrictive laws, but other studies purport to show no such trend);
James D. Wright & Peter H. Rossi, Armed and Dangerous:
A Survey of Felons and Their Firearms 227-28 (1986)
(observing that despite all of the gun control laws of the twentieth century,
"the number of armed criminals and the amount of armed crime has tended to
increase, not abate"). Prior to researching the firearms issue, Wright, Rossi,
and Kleck were proponents of gun control legislation. They have generally
reversed their positions as a result of investigating the issue. See
Wright et al., supra, at 310-24.
[62]
See Wright & Rossi, supra note
61, at 18.
[63]
Kleck, supra note 40, at 445.
Kleck does believe that some gun control proposals, such as regulating the
private transfer of firearms, could have a modest effect on gun crime.
See id. at 336.
[64]
See Kopel, supra note 13, at 15.
[65]
See id. at 59.
[66]
See id.
[67]
See id.
[68]
See Jim Cusack, Handguns Banned in Ireland Since Early 70s,
Irish Times, Oct. 17, 1996, at 10,
available in 1996 WL 12405749. England recently banned most
handguns, but still allows single-shot .22 calibre handguns. See
Guns and Freedom, Daily Telegraph
(London), May 12, 1997, at 21, available in LEXIS, News Library, Txtnws
File.
[69]
See Library of Congress, Law Library, Gun
Control Laws in Foreign Countries 163-66 (revised 1976) (discussing a
1941 decree, abrogated in 1971, which stipulated that "'whoever possesses
firearms, ammunition and explosives of any kind and under any form, even if
such holders have a license for possession and use, shall ... surrender them"'
(quoting Decree No. 142, M.O., No. 20 bis, Jan. 24, 1941)).
[70]
For the communitarians' attempt to create a European-style Tory political
ideology in the United States, see supra note 38 and accompanying
text.
[71]
B. Bruce-Briggs, The Great American Gun War, Pub. Interest, Fall 1976, at 37.
[72]
Id. at 37.
[73]
Id. at 61.
[74]
Id.
[75]
See, e.g., Kopel, supra
note 13, at
82-87 (discussing British system).
[76]
Domestic Disarmament, supra note 1, at 9-11.
[77]
See Kleck, supra note 40, at 359-77
(comparing various polls and studies which show that most Americans believe
that individuals have rights to own guns); Gordon Witkin, Should You
Own a Gun?, U.S. News & World Rep., Aug. 15, 1994,
at 24 (reporting that 86% of men and 67% of women support the right to
individual gun ownership; 80% of whites and 65% of blacks support gun rights).
[78]
See Witkin, supra note 77, at 28
(reporting that 49% of all Americans believe gun owners should receive
government licenses and complete, mandatory training).
[79]
See id. at 24 (reporting that 45% of American gun
owners cite self-protection as a primary reason for gun ownership).
[80]
See Kleck, supra note 40, at 374-75
(arguing that gun ownership allows for the benefits of hunting).
[81]
See Luntz Weber Research & Strategic Services, A
National Survey on Crime, Violence and Guns 9-10 (1993).
[82]
See Nearly 2 in 5 Americans Have Heard a Gunshot in Their
Neighborhood and 3 in 4 Support Gun Ownership for Average Citizens, According
to New U.S. News Poll, U.S. News & World Rep.
(news release), Aug. 8, 1994, at 1, 4-5 (reproducing the results of a
telephone survey conducted by the Tarrance Group and Mellman-Lazarus-Lake from
May 16, 1994 to May 18, 1994). Ten percent of those polled favored a "[t]otal
ban" on guns, while one percent "lean[ed] toward a total ban."
See id.
[83]
See Kleck, supra note 40, at 9
(asserting that gun control opponents argue "that today's controls, no matter
how limited and sensible, will just make it that much easier to take the next,
more drastic step tomorrow, and then the next step, and the next, until
finally total prohibition of private possession of firearms is achieved").
[84]
See id. at 11 ("The fact that such escalation [of
gun controls] could happen says nothing about whether it
will happen.").
[85]
See supra notes 53-57 and
accompanying text.
[86]
Ronald Goldfarb, Domestic Disarmament: It's Time to Take a Second
Look at the Second Amendment, Wash. Post, Nov. 21,
1993, at C3, available in 1993 WL 2087239.
[87]
See id. Goldfarb's three-step strategy is similar to the one proffered
by the late Nelson T. "Pete" Shields, the Founding Chair of Handgun Control,
Inc.:
The first
problem is to slow down the number of handguns being produced and sold in
this country. The second problem is to get handguns registered. The final
problem is to make possession of all handguns and all handgun
ammunition--except for the military, police, licensed security guards,
licensed sporting clubs, and licensed gun collectors--totally illegal.
Richard
Harris, A Reporter at Large: Handguns, New Yorker,
July 26, 1976, at 53, 58.
[88]
Goldfarb, supra note 86.
[89]
See James D. Wright, Ten Essential Observations on Guns in
America, Society, Mar. 1, 1995, at 63,
available in 1995 WL 12535299.
[90]
See id.
[91]
See Jim Stewart & Andrew Alexander, Assault Guns Muscling in
on Front Lines of Crime, Atlanta J. & Const., May
21, 1989, reprinted in 135 Cong. Rec. S7006-01 (daily ed. June 20, 1989)
(reporting that assault guns are 1 million of the 200 million privately owned
firearms in the United States); cf. Michael G. Lenett, Taking
a Bite out of Violent Crime, 20 U. Dayton L. Rev.
573, 573 (1995) ("There are over one million semiautomatic assault
weapons ... on the streets of America today.").
[92]
See Wright, supra note 89, at 63.
[93]
Id.
[94]
See Gary Kleck & Marc Gertz, Armed Resistance to Crime: The
Prevalence and Nature of Self-Defense with a Gun, 86 J. Crim. L. & Criminology 150, 153 (1995)
(reporting that the National Crime Victimization Survey of the Department of
Justice, see infra note 97, suggests
that Americans use guns for self-defense reasons approximately 80,000 times
per year in assaults, robberies, and household burglaries, while other studies
find self-defense use of guns occurring more frequently). Even the gun control
groups accept the figure of tens of thousands of defensive uses as valid.
See id. (reporting that antigun writers concede the findings in the
National Crime Victimization Survey).
[95]
Cf. J. Michael McGinnis & William H. Foege, Actual Causes of
Death in the United States, 270 JAMA 2207, 2208 (1993)
(reporting that approximately 18 million Americans suffer from alcohol abuse
while another 76 million are affected by alcohol abuse at some time).
[96]
See id. at 2208-10.
[97]
Firearms are involved in less than 12% of violent crimes. See Bureau of Justice Statistics, Highlights from 20 Years of Surveying
Crime Victims: The National Crime Victimization Survey, 1973-92, at 29
(1993) (reporting that 32% of all violent crime includes the use of
weapons; of the weapons used, handguns are used 29% of the time, and other
guns are used 8% of the time).
[98]
See McGinnis & Foege, supra note 95, at 2208-09.
[99]
See supra note 27 and accompanying
text.
[100]
See
Testimony of Richard M. Aborn Before the Committee on Codes of the
Assembly of the State of New York (Jan. 3, 1991). Aborn, then an
attorney for Handgun Control, Inc., later President of the group, testified:
These
[semi-automatic pistols] gave appeal because of the ease of firing and the
large clips that they can hold. There is no reason why a legitimate gun
owner needs to have a clip capable of holding more than six rounds, and thus
I would suggest the banning of clips that hold more than six rounds.
Id.
[101]
Cf.
Samuel Eliot Morison, The Oxford History of the
American People 899-902 (1965) (explaining that organized crime,
which benefitted from bootlegging, allied itself with local governments such
as the City of Chicago).
[102]
See
U.S. Const. amend. XXI (repealing
U.S. Const. amend. XVIII).
[103]
Alcohol prohibition retains a core support of approximately 17%, which is at
least as large as the percentage favoring complete gun confiscation. See
ABC News/Wash. Post Survey (telephone poll conducted May 8, 1985-May 13,
1985).
[104]
See
Witkin, supra note 77, at 31
(indicating that 78% of all rural residents own firearms, while only 44% of
city residents and 43% of suburban dwellers do).
[105]
A 1993 poll conducted by the Southern States Police Benevolent Association,
for example, reveals that 90% of southern police feel that the Constitution
protects the right of individuals to keep and bear arms. See
Police Views on Gun Control, Austin American-Statesman,
Oct. 4, 1993, at A8, available in 1993 WL 6804712; see
also Funny You Should Ask, Police, Apr. 1993, at
56 (describing a poll of police attitudes that indicated 85% believed
gun ownership by civilians increased public safety); The Law
Enforcement Technology Gun Control Survey, Law
Enforcement Tech., July/Aug. 1991, at 14-15 (reporting survey
that indicated 77.4% of respondents thought gun control infringed on the
constitutional right to bear arms; 84.6% thought gun control did not lessen
crime; and police chiefs, sheriffs, and top managers were more likely to
support gun control than middle managers, while street officers were the least
likely to support such control); cf. Scott Marshall, Poll:
South's Police Leery of Stricter Gun Control, Atlanta
Const., July 13, 1993, at 3A ("Nearly two-thirds of
rank-and-file Southern police officers believe that stricter control laws are
not the answer to curbing violent crime.").
[106]
See
Will the Police Confiscate Your Guns?--No, Am.
Handgunner, Sept./Oct. 1994, at 116, 116-19.
[107] Brady Handgun Violence Prevention Act, Pub. L. No. 103-159, 107 Stat.
1536 (1993) (codified at 18 U.S.C. §§ 921-930 (1994)).
[108]
See
Mack v. United States, 856 F. Supp. 1372, 1381 (D. Ariz.
1994) (holding that certain provisions of the Brady Act violate the Tenth
Amendment), rev'd, 66 F.3d 1025, 1032 (9th Cir. 1995), cert. granted
sub nom. Printz v. United States, 116 S. Ct. 2521 (1996). By
the time the Ninth Circuit reversed the lower court's decision, the Arizona
legislature had enacted an "instant check" law that excepted Sheriff Mack (and
all other Arizonans) from the Brady Act. See Ariz. Rev. Stat. Ann. § 13-3114 (West 1989 & Supp. 1996).
There are several other cases in
which sheriffs have sued to overturn the Brady Act. See, e.g.,
Romero v. United States, 883 F. Supp. 1076, 1088 (W.D. La. 1994)
(holding certain provisions of the Brady Act to violate the Tenth Amendment);
McGee v. United States, 863 F. Supp. 321, 327-28 (S.D.
Miss. 1994) (finding portions of the Brady Act to contravene the Tenth
Amendment and to exceed congressional authority as bestowed by Article I, § 8
of the Constitution), aff'd sub nom. Koog v. United States, 79 F.3d 452
(5th Cir. 1996); Frank v. United States, 860 F. Supp. 1030, 1044 (D. Vt. 1994) (holding
certain provisions of the Brady Act to be violative of the Tenth Amendment),
rev'd, 78 F.3d 815 (2d Cir. 1996);
Koog v. United States, 852 F. Supp. 1376, 1389 (W.D. Tex. 1994) (finding the
Brady Act to be consistent with the dictates of the Tenth Amendment), rev'd,
79 F.3d 452 (5th Cir. 1996).
[109] Richard I. Mack & Timothy Robert Walters, From My Cold Dead
Fingers: Why America Needs Guns! 211, 213 (1994).
[110]
See
supra notes 86-87 and
accompanying text.
[111]
See
Stephen P. Halbrook, Congress Interprets the Second Amendment:
Declarations by a Co-Equal Branch on the Individual Right to Keep and Bear
Arms, 62 Tenn. L. Rev. 597, 623-30
(1995).
[112] N.Y. Penal Law §§ 265, 400 (McKinney 1989 &
Supp. 1997) (originally enacted as N.Y. Penal Law 1909 §§ 1896, 1903).
[113]
Cf.
Kopel, supra note 13, at 393 ("[I]f 1
percent of illegal handgun owners in New York City were caught, tried, and
sent to prison for a year, the state prison system would collapse." (citing
Donald B. Kates, Jr., Guns, Murders, and the Constitution: A
Realistic Assessment of Gun Control 59
(1990))).
[114]
See
Don B. Kates, Jr., Handgun Control: Prohibition Revisited, Inquiry, Dec. 5, 1977, at 20, 20 n.1.
[115]
See
Cal. Penal Code §§ 12275-12290
(West 1992). The California law, entitled the Roberti-Roos
Assault Weapons Control Act of 1989, bans rifles, handguns, and shotguns that
(1) are designated as assault weapons by the statute, (2) are simply
variations of those designated, or (3) possess characteristics sufficient to
warrant inclusion on a list of assault weapons promulgated by the Attorney
General. See id. § 12276.
[116]
See
id. § 12285(a).
[117]
See
Seth Mydans, Californians Defy Assault Weapons Law, Chi. Trib., Dec. 28, 1990, at 24, available in 1990
WL 2902280 (characterizing the civil disobedience of Gun Owners React
as being in the tradition of Gandhi and Reverend Martin Luther King, Jr.).
[118]
Cf.
Kopel, supra note 13, at 231 n.210
(reporting that "approximately 10 percent have registered themselves as
required by law").
[119]
See id.
[120]
See id.
[121]
See id. ("The rate of compliance with semi-automatic bans in Boston,
Cleveland, and other American cities has been about one percent.").
[122]
See id.
[123]
See
Wayne King, New Jersey Law to Limit Guns Is Being Ignored, N.Y. Times, Oct. 26, 1991, § 1, at 22, available in
LEXIS, News Library, NYT File; Howard Rabb, New Jersey
Politicians' Nightmare Comes True: Gun-Owners Stage Successful Mass Rebellion,
GSSA Sentinel, Fall 1991, at 4.
[124]
See Ban Gives No Ammunition to Either Side of Gun Debate: Not Much Has Changed
in the Illinois Village That Enacted the Toughest Handgun Law in the Nation 10
Years Ago, Orlando Sentinel, June 14, 1992, at
A14, available in 1992 WL 10608228.
[125]
Cf. id. ("Of the 54 handguns taken in by Morton Grove police since 1982,
31 were surrendered voluntarily. Most of the rest were confiscated--usually
during arrests for other matters.").
[126]
See
Kleck, supra note 40, at 409-10.
This phenomenon is consistent with a poll revealing that 73% of Illinois
residents would not obey a law requiring them to turn over their firearms to
the federal government. See id. at 330 (citing
David J. Bordua et al., Illinois Law Enforcement Commission,
Patterns of Firearms Ownership, Regulation, and Use in Illinois (1979)).
[127] Mack & Walters, supra note 109, at 143.
[128]
Don B. Kates, Jr., Some Remarks on the Prohibition of Handguns, 23 St. Louis U. L.J. 11, 29 (1979). The University of
Wisconsin study concluded that it "is inevitabl[e] that gun control laws have
no individual or collective effect in reducing the rates of violent crime."
Id. at 26.
[129]
See
David B. Kopel, Peril or Protection? The Risks and Benefits of
Handgun Prohibition, 12 St. Louis U. Pub. L. Rev.
285, 319-23 (1993)
(offering a detailed analysis of the civil rights implications of
gun-prohibition laws).
[130]
See
Don B. Kates, Jr., Why a Civil Libertarian Opposes Gun Control, 3
Civ. Liberties Rev. June/July 1976, at 24, 24
("[E]nforcement of even a partial prohibition on handguns would take an
immense toll in human liberty and bring about a sharp increase in repugnant
police practices as well as hundreds of thousands of jail sentences."); see
also David T. Hardy & Kenneth L. Chotiner, The Potentiality for
Civil Liberties Violations in the Enforcement of Handgun Prohibition,
in Restricting Handguns: The Liberal Skeptics Speak
Out (Don B. Kates, Jr. ed., 1979) (discussing the potential for
police abuse and popular resistance to handgun prohibition).
[131]
See
supra notes 124-126 and
accompanying text.
[132]
See,
e.g., Stephen Weaver, Freedom's Last Stand: Are You Willing to
Fight for Your Guns?, Guns & Ammo, Sept. 1994, at
28, 29, 127 ("We cannot hope to prevail against a tyrannical government
armed with fully automatic weapons when we are reduced to bolt actions or
worse.... Do I know what I'm suggesting here? Yes I do. I am speaking of the
specter of civil war while adamantly hoping it can be avoided.").
[133]
See,
e.g., Jeffrey R. Snyder, A Nation of Cowards, Pub. Interest, Fall 1993, at 40. Snyder stated:
The repeal of
the Second Amendment would no more render the outlawing of firearms
legitimate than the repeal of the due process clause of the Fifth Amendment
would authorize the government to imprison and kill people at will. A
government that abrogates any of the Bill of Rights, with or without
majoritarian approval, forever acts illegitimately, becomes tyrannical, and
loses the moral right to govern.
This is the
uncompromising understanding reflected in the warning that America's gun
owners will not go gently into that good, utopian night: "You can have my
gun when you pry it from my cold, dead hands." While liberals take this
statement as evidence of the retrograde, violent nature of gun owners, we
gun owners hope that liberals hold equally strong sentiments about their
printing presses, word processors, and television cameras. The republic
depends upon fervent devotion to all our fundamental rights.
Id.
at 47-48, 55.
[134]
See
Steve Lipsher, The Radical Right, Denv. Post,
Jan. 22, 1995 (first of two-part series), at 1A, available in LEXIS,
News Library, DPost File ("Frustrated by taxes, gun laws and intrusive
regulations, a growing number of ultra-conservative 'patriots' has coalesced
in Colorado to battle Big Brother--the government."); cf.
Stacey Baca, Secrecy: The Key to Militias, Denv.
Post, Jan. 23, 1995 (second of two-part series), at 1A, available in
LEXIS, News Library, DPost File (quoting the head of the Colorado Free
Militia: "'We are an organization founded to support, protect and defend the
Constitution of the United States and Colorado. It may come to the point where
we literally have to defend ourselves against the tyrannical government .... A
gun is a very good tool to do that."').
[135]
Cf.
Baca, supra note 134
(reporting that "[a]n FBI report obtained by The Post" reveals that 3000
citizens have joined militias in Colorado); Lipsher, supra note
134
(reporting that "FBI documents" reveal that up to 3000 citizens have joined
militias in Colorado alone).
[136]
Cf.
Stacey Baca, FBI Finds Militias Encompass a Cross-Section of Citizens,
Denv. Post, Jan. 23, 1995, at 4A,
available in 1995 WL 6564048 ("Militia members come from all
walks of life, and that worries cops and watchdog organizations. The concern
is noted in an FBI investigative document, which sizes up militia members as a
cross-section of citizens.").
[137]
An informative article on the militia movement (though typical of attempts to
paint the movement with a broad brush) appears in Daniel Junas, Angry
White Guys with Guns: The Rise of the Militias, Covert Action Q., Spring
1995, at 20. The author hints, correctly, that there are important
distinctions between the small group of white supremacists, the larger group
of conspiracy theorists, and the much larger group of disaffected "mainstream
gun owners" who are being attracted to the movement as a result of the gun
control measures adopted by the Bush and Clinton Administrations, not because
these gun owners hold racist views. See id. at 20-25.
For a less frantic view of militias, see Mack Tanner,
Extreme Prejudice: How the Media Misrepresent the Militia Movement,
Reason, July 1995, at 42.
While it is true that the
"patriot" movement is composed of a significant number of conspiracy theorists
and a much smaller number of supremacists, a tiny fraction of whom can rightly
be described as potential terrorists, it is clear that the movement is
actually more racially and ideologically diverse than commonly reported. For
example, an author of a report by the Anti-Defamation League of B'nai B'rith
has admitted: "[T]he movement overall is [not necessarily] fundamentally
racist and anti-Semitic .... It is a factor but not the predominant factor by
any means." Baca,
supra note 136. Baca
notes that James Johnson, a spokesman for the Ohio Unorganized Militia, is an
African American. See id. Economist and nationally syndicated columnist
Walter Williams is also an African American. Although Williams has not
proclaimed himself a militia member, he recently called for private citizens
to organize militias and evict federal agencies from their states should those
agencies fail to heed Tenth Amendment resolutions passed by those states.
See Walter Williams, Too Many Laws, and Fewer and Fewer Worth
Obeying, Nat'l Educator, quoted in Wake-Up Call America, Aug. 1994, at 7.
Much is said and written about
"right-wing" patriot groups, but little is mentioned about the libertarian
contingent. Libertarians, who are adamantly progun and who believe in the
right to resistance, nevertheless reject conspiracy theories and most of the
other beliefs of the far right. These contrasting views unfortunately do not
stop the media from linking libertarians with ultra conservatives. Commenting
on one journalist's apparent inability to understand (or unwillingness to
report) the distinction between libertarianism and the far right, Libertarian
Party of Denver Chairman David Segal complained:
Lumping
Libertarians, John Birchers, religious zealots, hatemongers, tax protesters,
gun proponents and constitutionalists together in the same Patriot Movement
is like lumping the Nazi SS, Soviet NKVD, British Commandos, United States
Marines and the Mafia together in the same "professional killer movement."
I can only
assume it was our support for constitutional government and the right to
keep and bear arms--rather than our advocacy of equal rights for gays and
lesbians, abortion choice, ending drug prohibition and, yes, your right to
publish sensationalistic drivel--that earned us a place among the
hatemongers and religious zealots in Lipsher's version of the "patriot
movement."
David
Segal, in Letters to the Post, Denv. Post, Jan.
29, 1995, at D2,
available in 1995 WL 6565815 (responding to Lipsher, supra
note 134).
[138]
Using a conservative percentage, assume that only 2% of the roughly 50 million
American gun owners, see supra note 89 and accompanying
text,
would resort to force of arms in the face of prohibitive gun legislation. This
would be about 1 million people.
Various polls suggest the
potential for explosive growth of the militia movement. A Time/CNN poll
indicates that 27% of Americans feel that armed resistance to the government
is a right. See 1 in 4 Says Armed Opposition Is OK,
Rocky Mtn. News
(Reuters), Apr. 29, 1995, at 44A. According to the same poll, 52% of
Americans feel that the government "has become so large and powerful it poses
a threat to the rights and freedoms of ordinary citizens." See id. An
ABC News/Washington Post poll shows that 36% of Americans agree that
the federal government threatens personal rights and freedoms, but only 9%
agree that violence against the government is sometimes justified. See
Nightline (ABC television broadcast, May 17, 1995), available
in LEXIS, News Library, Script File. According to the poll, 13% of
Americans support private militias. See id. As ABC's Chris Bury points
out, 9% and 13% of the population translates into 17 million and 25 million
adults, respectively. See id.
[139] 5 U.S.C. § 3331 (1994).
[140]
See
60 Minutes: The Resister (CBS television broadcast, Apr. 30,
1995). According to one member of the Special Forces writing in a
recent issue of The Resister, published by an underground group of
members of the Special Forces,
My friends and
I are all in agreement; our government is getting out of control and the
first time we are given a mission to disarm the citizens of this country we
are going to desert and join whatever guerrilla movement demonstrates it is
fighting to restore the principles this country was founded on,
republicanism and individual rights.
"John,"
SWCS Instructors Participating in Drug Raids, 1 Resister,
Summer 1994, at 1, 4.
[141]
See
Ernest Guy Cunningham, Peacekeeping and U.N.
Operational Control: A Study of Their Effect on Unit Cohesion (U.S.
Navy, Naval Postgraduate School, Monterey, Cal., Mar. 1995) (indicating
61.66% of the 300 Marines surveyed stated they would not obey such orders,
while 12% had no opinion).
[142]
Bruce-Briggs, supra note 71, at 61-62.
[143]
See
Thomas M. Moncure, Jr., Who Is the Militia: The Virginia Ratification
Convention and the Right to Bear Arms, 19 Lincoln L. Rev.
1, 6 (1990)
("General Gage ... attempt[ed] to seize arms and munitions at Lexington,
Massachusetts, resulting in the 'shot heard round the world."'); cf.
Essex Gazette, Apr. 25, 1775, at 3, col. 3
(giving a contemporary account of the happenings in Boston).
[144]
See
Stephen P. Halbrook, The Right to Bear Arms in Texas: The Intent of
the Framers of the Bills of Rights, 41 Baylor L. Rev.
629, 636 (1989) ("The
'Lexington' of the Texas Revolution was sparked at Gonzales, where the
Mexicans tried to seize a small cannon the settlers used to scare away
Indians." (citing N. Smithwick, The Evolution of a
State, or Recollections of Old Texas Days 71 (2d ed. 1984))).
[145]
For a discussion of the origin of the Second Amendment, as well as commentary
by constitutional scholars, see infra notes 401-451 and
accompanying text.
[146]
For example, at the Virginia Convention to ratify the Constitution, George
Mason pointed out that the British government had decided "to disarm the
people ... was the best and most effectual way to enslave them." 3 Elliot's Debates on the Federal Constitution 380 (Jonathan
Elliot ed., 1859).
[147]
Sanford Levinson, Comment, The Embarrassing Second Amendment, 99
Yale L.J. 637, 657 (1989)
("If one does accept the plausibility of any of the arguments on behalf of a
strong reading of the Second Amendment, but, nevertheless, rejects them in the
name of social prudence and the present-day consequences produced by finicky
adherence to earlier understandings, why do we not apply such consequentialist
criteria to each and every part of the Bill of Rights?").
[148]
The American Political Dictionary states that the "right to bear arms is
an implicit recognition of the right of revolution, stemming from the idea
that a tyrant could not be overthrown if the people were denied the means."
Jack C. Plano & Milton Greenberg, The American
Political Dictionary 76 (6th ed. 1982). One of the earliest law
review pieces devoted to the issue of the right to keep and bear arms
concluded that the right to arms is "for preserving to the people the right
and power of organized military defense of themselves and the state and of
organized military resistance to unlawful acts of the government itself, as in
the case of the American Revolution." Lucilius A. Emery, Note, The
Constitutional Right to Keep and Bear Arms, 28 Harv. L.
Rev. 473, 476 (1915). As to the question of when armed
resistance is justified--when it becomes lawful resistance as opposed to
insurrection--the Founders were clear that violence must always be the last
resort. See The Origin of the Second Amendment:
A Documentary History of the Bill of Rights xlvi (David E. Young ed.,
2d ed. 1995) [hereinafter The Origin of the Second
Amendment]. All peaceful means of redressing the situation must be
pursued, they argued, before shots may be fired. See Glenn Harlan
Reynolds, Up in Arms About a Revolting Movement, Chi.
Trib., Jan. 30, 1995, at 11, available in 1995 WL 6161015.
There has been an explosion of
Second Amendment research in the last two decades, resulting in a number of
people within the legal academy converting, sometimes reluctantly, to the
"individual right" interpretation of the Second Amendment. One of these
converts is Duke Law School constitutional law professor William Van Alstyne
who, while not supporting every position taken by the NRA on gun control,
nevertheless states that the individual right stance "advanced by the NRA with
respect to the Second Amendment is extremely strong .... Indeed, it is largely
by the 'unreasonable' persistence of just such organizations in this country
that the Bill of Rights has endured."
William Van Alstyne, The Second Amendment and the Personal Right to
Arms, 43 Duke L.J. 1236, 1255
(1994).
These scholars point out that the
current militia phenomenon is not unprecedented. American history has
witnessed a number of instances in which Americans have taken up arms in
response to perceived acts of despotism on the part of government. The current
situation, in fact, bears some similarity to the state of affairs that shortly
preceded the Revolutionary War. In response to what the colonials perceived as
a systematic British assault upon their rights, independent local militias
were formed all over the colonies, often in opposition to the will of the
royal governors. These militia "associations" were usually created through
declarations or resolutions by county entities, much in the same way that
certain county commissions have recently created their own militias. See
infra note 283. For
example, George Mason and George Washington formed the Fairfax County Militia
Association by resolution. See Stephen P.
Halbrook, That Every Man Be Armed: The Evolution of a Constitutional Right
60 (2d ed. 1994). In this resolution, George Mason declared:
"'Threat'ned with the Destruction of our Civil-rights, & Liberty, ... we will,
each of us, constantly keep by us"' arms and ammunition.
Id. (quoting George Mason). In other places, the refusal of local
government entities to create militias did not prevent the formation of
autonomous militias. As a writer from Georgia warned: "'[T]he English troops
in our front, and our governors forbid giving assent to militia laws, make it
high time that we enter into associations for learning the use of
arms, and to choose officers ...."' Id. (quoting the Williamsburg Virginia Gazette, Oct. 27, 1774).
Similar associations had been formed all over the colonies by the time the
Revolution came to an end. See id. at 60-65
(discussing various colonial military associations).
Autonomous militias were also
formed by African Americans during the 1960s to protect the black community
and the civil rights movement from racist groups, such as the Ku Klux Klan,
which often engaged in terrorism with approval from law enforcement
authorities. See Robert J. Cottrol & Raymond T. Diamond, The
Second Amendment: Toward an Afro-Americanist Reconsideration, 80
Geo. L.J. 309, 356-58
(1991).
[149]
See
supra notes 132-134 and
accompanying text.
[150]
Thomas Jefferson is perhaps the best known of the leading Founders for
insurrectionist utterances. With reference to Shays' Rebellion, Jefferson
reminded James Madison that "a little rebellion now and then is a good thing
.... It is a medecine [sic] necessary for the sound health of government."
Letter from Thomas Jefferson to James Madison (Jan. 30, 1787), in
The Portable Thomas Jefferson 415, 417 (Merrill D.
Peterson ed., 1975). Jefferson also asked: "[W]hat country can preserve
it's [sic] liberties if their rulers are not warned from time to time that
their people preserve the spirit of resistance? Let them take arms .... The
tree of liberty must be refreshed from time to time with the blood of patriots
& tyrants." Letter from Thomas Jefferson to William Stephens Smith (Nov.
13, 1787), in The Origin of the Second Amendment,
supra note 148, at 102.
[151]
See,
e.g., Dennis Henigan, Arms, Anarchy and the Second Amendment,
26 Val. U. L. Rev. 107
(1991). Henigan, who serves as Director of the Legal Action Project at
the Center to Prevent Handgun Violence in Washington, D.C., argues that
Levinson's insurrectionist interpretation of the Second Amendment spells an
end to the rule of law in America. See id. at 123.
It is not surprising, therefore, that Henigan's response to the Santa Rosa
County Commission's militia resolution is that it creates only a "bogus local
militia." See Larry Rohter, County Creates Militia to Defend
Gun Rights, N.Y. Times, May 29, 1994, at L14,
available in LEXIS, News Library, NYT File. If Santa Rosa
County's militia is "bogus," then so were those militias formed by American
counties to fight the British during the Revolutionary War. Having insisted
that a militia is something created only by the government, antigun groups now
face the uncomfortable problem of having to explain away militias that are
created by governments.
[152]
The distinction between justifiable resistance to tyranny and insurrection is
clearer in theory than in practice. The current militia movement--many of
whose members adhere to conspiracy theories--advocates "working within the
system," because the federal government and the United Nations have not made a
violent effort to impose full-scale tyranny. See Tanner,
supra note 137, at 45, 47.
Likewise, the revolutionaries of the 1770s also worked within the system
(through petitions to Royal Governors and the like), until they became
convinced that the various problems with the British were more than just a
large collection of problems--that the individual abuses were elements of a
monarchical plot to reduce the Americans to slavery. See The Declaration of Independence para. 2 (U.S.
1776). For more on the colonists as conspiracy buffs, see
Lance Banning, The Jeffersonian Persuasion: Evolution
of a Party Ideology 42-51 (1978). It was essential to 1770s
Patriots that they demonstrate--to themselves and to the world--the justice of
their rebellion by showing that there was a master plot. For this reason, the
Declaration of Independence, before detailing King George's "long train of
abuses and usurpations," put those abuses and usurpations in context:
Americans have suffered "a long train of abuses and usurpations, pursuing
invariably the same Object [that] evinces a design to reduce [the
Americans] under absolute Despotism." The
Declaration of Independence, supra, at para. 2
(emphasis added).
In fact, Jefferson and the rest of
the 1770s "Patriot movement" were wrong. Although King George III pursued a
terrible, destructive policy toward the American colonies, there was no
"design" to reduce the Americans under "absolute Despotism." The King was
heavy-handed, but he had no master plan; his policies were reactionary.
[153]
See
The Declaration of Independence,
supra note 152, at para. 1
(declaring that humans have a right and a duty to overthrow tyrannical
government); Luther Martin, Genuine Information X,
Md. Gazette, Feb. 1, 1788, reprinted in The Origin of the Second Amendment, supra note 148, at 246.
[154]
Bruce-Briggs, supra note 71, at 62.
[155] 18 U.S.C. § 922(s), (t) (1994).
[156] Id. § 922(u), (w).
[157]
See
William Marina, Weapons, Technology and Legitimacy: The Second
Amendment in Global Perspective, in Firearms and
Violence: Issues of Public Policy 417, 446 (Don B. Kates, Jr. ed.,
1984).
[158]
See
id. at 443.
[159]
See
id. at 418.
[160]
See
id. at 432-35.
[161]
See
id. at 432. The story is told in much greater detail in
Joyce Lee Malcolm's excellent history of the conflict over the right to keep
and bear arms in seventeenth-century England, the prototype court versus
country conflict. See Joyce Lee Malcolm, To Keep
and Bear Arms: The Origins of an Anglo-American Right
(1994).
[162]
Marina, supra note 157, at 421.
[163]
See
Whit Cobb, Democracy in Search of Utopia: The History, Law, and
Politics of Relocating the National Capital, 99 Dick. L.
Rev. 527, 529-38 (1995).
[164]
See
Paul Farhi, D.C. Rated As Nation's Yuppie Capital, Wash. Post, May 25, 1990, at F1, available in 1990 WL
2129720.
[165]
See id.; see also Paul Farhi, Not Your Ordinary Metropolis,
Wash. Post, Aug. 6, 1989, at A1,
available in 1989 WL 2040394 (citing results of consumer
research studies).
[166]
See
Farhi, supra note 164.
[167]
See
Malcolm, supra note 161, at 19.
[168]
See
Marina, supra note 157, at 445.
[169]
See
id. at 422-28 (discussing the technological weapons
advance and shortfalls of the ancient Chinese, Greeks, and Romans).
[170]
See
id. at 445 ("With the present system of international arms
trade, governments cannot control the flow of arms downward.").
[171]
Marina concludes: "As the international arms trade increases ... more people
will obtain access to guns as governments lose control over the great number
of arms being traded." Id. at 441-42. Firearms prohibition
is thus "a dubious if not impossible proposition in any given country, and
certainly in one with the personal freedoms long enjoyed by Americans."
Id. at 444.
[172]
See
id. at 443-44.
[173]
See
Morison, supra note 101, at 305-12.
[174]
See
Marina, supra note 157, at 445.
[175]
See
Helene Fontanaud, Chirac Takes Center Stage: Britain, U.S. Admonished
to 'Pull Themselves Together,' S.F. Chron., July
15, 1995, at A8, available in 1995 WL 5290810; Stephen J.
Hedges et al., Will Justice Be Done? Bosnia's War Has Ended, but Its Worst
Criminals Are Still at Large, U.S. News & World Rep.,
Dec. 25, 1995, at 44, available in 1995 WL 13413526.
[176]
Marina, supra note 157, at 445.
[177]
Id.
[178]
Id. at 446.
[179]
Id.
[180]
Id. at 445-46.
[181]
Isaiah 1:18.
[182]
See
Platform, supra note 5, at 19
(arguing that curbs on "verbal expressions of racism, sexism, and other slurs"
are not necessarily violative of the First Amendment and should be employed).
[183]
See
id. at 20.
[184]
For other items on the Communitarian Agenda, see supra notes 14-29 and
accompanying text.
[185]
See
The Spirit of Community, supra note 33, at 177-90.
[186]
See
supra note 47 and accompanying
text.
[187]
Etzioni is opposed to "minting" any new rights for humans, which makes it
unlikely that new rights for animals would be recognized. His other reference
to "animal rights" is a passage referring to terrorism. See The Spirit of Community, supra note 33, at 42, 199
(mentioning how some Americans go to extremes fighting for animal rights).
[188]
See
supra note 47 and accompanying
text.
[189]
For more on the culture of gun collectors, see Barbara Stenross, The
Meanings of Guns: Hunters, Shooters, and Gun Collectors, in The Gun Culture and Its Enemies 53-55 (William R. Tonso ed.,
1990). There are many more gun collectors than there are gun criminals;
there are hardly any articles on the former, and innumerable articles on the
latter. By treating nonviolent, lawful uses of firearms as barely worth study,
the mainstream of modern sociology produces a distorted picture of firearms in
America.
[190]
See
Richard H. Gilluly, Editorial, A Second Look at Mencken, Balt. Sun, June 21, 1995, at 15A, available in 1995
WL 2448743 (explaining that Mencken created the pejorative term--"the
booboisie"--to show his disdain for ordinary people).
[191] Theodore H. White, America in Search of Itself 431 (1982)
(quoting Richard M. Nixon).
[192]
"[T]rue communal values cannot be imposed by an outside group or an internal
elite or minority but must be generated by the members of community in a
dialogue which is open to all and fully responsive to the membership."
Amitai Etzioni,
Old Chestnuts and New Spurs, in New
Communitarian Thinking: Persons, Virtues, Institutions, and Communities
17 (Amitai Etzioni ed., 1995) [hereinafter Old Chestnuts].
Communitarians should seek "political modes of ... compromise that seek
creative syntheses from different interests and divergent moral concerns."
Thomas A. Spragens, Jr., Communitarian Liberalism, in
New Communitarian Thinking: Persons, Virtues, Institutions,
and Communities 50 (Amitai Etzioni ed., 1995).
[193]
See
Ronald B. Brown, Homemade Guns and Homemade Ammo
(1986); Bill Holmes, Home Workshop Guns for
Defense and Resistance: The Handgun (1979).
[194]
See
supra notes 115-123 and
accompanying text
(discussing the disobedience of assault weapons owners in California, Denver,
and New Jersey after these jurisdictions passed stringent gun control
measures).
[195]
See
supra notes 104-109 and
accompanying text
(discussing the resistance of American law enforcement personnel to
disarmament).
[196]
It is precisely stubborn realities such as these that led former ACLU
Executive Director Aryeh Neier to conclude that because "reprehensible police
practices are probably needed to make anti-gun laws effective, my proposal to
ban all guns should probably be marked a failure before it is even tried."
Hardy & Chotiner, supra note 130, at 194.
[197]
See
supra note 154 and
accompanying text.
[198] Domestic Disarmament, supra note 1, at 1.
[199]
Id. at 10; see Lawrence Delbert Cress, An
Armed Community: The Origin and Meaning of the Right to Bear Arms, 71
J. Am. Hist. 22 (1984).
[200]
See
Cress, supra note 199, at 23.
[201]
See
id. at 29-42.
[202]
See
Glenn Harlan Reynolds & Don B. Kates, The Second Amendment and
States' Rights: A Thought Experiment, 36 Wm. & Mary L.
Rev. 1737
(1995).
[203]
See
id. at 1741-43.
[204]
See
id. at 1743-49.
[205]
See
id. at 1752-53.
[206]
Platform, supra note 5, at 21.
[207] Domestic Disarmament, supra note 1, at 9.
[208]
See
Williams, supra note 6.
[209]
See
Spragens, supra note 192, at 37-38.
Spragens refers to the movement as a "twentieth century legatee of the civic
Republican tradition." Id. at 37; see also
Robert Booth Fowler, The Dance with Community: The Contemporary Debate in
American Political Thought 63-79 (1991) (determining that the
ideal republican community is encapsulated in "civil virtue").
[210]
Williams, supra note 6.
[211]
Id. at 552.
[212]
Id. at 570.
[213]
Id. at 562.
[214]
Id. at 554. Even
the promilitia Resister is concerned about the composition of the
civilian militia and the potential for "demagogic rebellion" when it devolves
into rag-tag bands of armed people:
The unorganized
militia is the armed citizenry at large. This arrangement is not only
rational, it is essential, for without legitimate authority any demagogue
could form a "militia," which in practice would be little more than a local
armed gang. Therein lies the inherent danger of the militia movement and the
reason the Special Forces Underground will not commit its assets
indiscriminately.
J.F.A.
Davidson, On Militia, Resister, Spring 1995, at 1, 19.
[215]
Williams, supra note 6, at 602.
[216]
Id.
[217]
Id. at 605.
[218]
Id. at 607-08.
"Conditions have so changed, however, that the new militia could not generate
all of the benefits of the old--although it might produce some."
Id.
[219]
Id. at 602-05.
[220]
Id.
[221]
Id. at 554.
[222]
Id. at 608.
Williams's article was published before, and therefore makes no reference to,
the rise of the civilian militias described above. See
supra notes 134-138 and
accompanying text.
Williams would doubtless point to these militias as proof that there really is
no true militia in America today and that Americans are "divided and driven by
self-interest"--the divisions being those of the left, the right, and
everything in between, and the self-interest consisting of the interest on the
part of the gun culture to remain armed on one hand and, on the other, the
desire of those who eschew the idea of gun ownership to be "safe" from guns.
See infra note 237.
If Americans are divided and
driven by self-interest on the gun issue, it is partly because the government
has departed so far from the republicanism of the Founders and have opted,
instead, for the idea of the state as the chief guarantor of "security." The
right-wing militias, as wild-eyed and wrong-headed as they often are, at least
stand closer to the communal republican tradition Williams wants to see
revived than do those who would cede the means of force to those government
forces they believe will remain beneficent.
[223]
Williams, supra note 6, at 553.
[224]
Id. at 615.
[225]
See
Kleck, supra note 40, at 51-52 Tbl.
2.2.
[226]
See
supra note 8.
[227]
In a passage cited by the Supreme Court as one of the many "important opinions
and comments" on the militia, nineteenth-century commentator Thomas Cooley
wrote: "The alternative to a standing army is 'a well-regulated militia'; but
this cannot exist unless the people are trained to bearing arms." Thomas Cooley, Constitutional Limitations 729 (Walter
Carrington ed., 8th ed. 1927), cited in United States v.
Miller, 307 U.S. 174, 182 n.3
(1939). Cooley also wrote:
The Right
is General--It may be supposed from the
phraseology of this provision that the right to keep and bear arms was only
guaranteed to the militia; but this would be an interpretation not warranted
by the intent .... [I]f the right were limited to those enrolled [by law in
the militia], the purpose of this guaranty might be defeated altogether by
the action or neglect to act of the government it was meant to hold in
check. The meaning of the provision undoubtedly is, that the people, from
whom the militia must be taken, shall have the right to keep and bear arms,
and they need no permission or regulation of law for the purpose.
Thomas Cooley, The General Principles of Constitutional Law in
the United States of America 282 (2d ed. 1891).
Stephen Halbrook observes that the
Second Amendment may be stated in the form of a hypothetical syllogism: "If a
well-regulated militia is necessary to the security of a free state ... then
the right to the people to keep and bear arms shall not be infringed." Halbrook, supra note 148, at 85.
If, for argument's sake, a civilian "well-regulated militia" is no longer
"necessary to the preservation of a free State," it does not logically follow
that "the right of the people to keep and bear arms" may be now infringed. To
so conclude would be to commit the fallacy of denying the antecedent. In
illustrating the fallacious logic entailed in denying the antecedent, an
analogous but simpler syllogism may be used: "If it is raining, there are
clouds. It is not raining. Therefore, there are no clouds." The conclusion is
obviously fallacious, for there may in fact be clouds even though it is not
raining.
The Cato Institute's Sheldon
Richman parses as follows:
Approaching the
sentence as grammarians, we immediately note two things: the simple subject
is "right" and the full predicate is "shall not be infringed." This, in
other words, is a sentence about a right that is already assumed to exist.
It does not say, "The people shall have a right to keep and bear arms ...."
That has
important implications for the opening militia phrase .... Gun opponents
often argue that if the opening phrase does not apply--if, say, the standing
army takes the place of the militia--then the right to keep and bear arms is
nullified. That view would require a willingness by the framers of the
Constitution to agree to this statement: If a well-regulated militia is not
necessary to the security of a free state, the right of the people to keep
and bear arms shall (or may) be infringed. But it is absurd to think that
the Framers would embrace that statement. Their political philosophy would
not permit them to speak of a permissible infringement of rights .... The
term infringement implies a lack of consent ....
If [the
Framers'] concern had been to keep the national government from limiting the
states' power to form militias, they might have written: "A well-regulated
militia being necessary to the security of a free state, the power of the
States to form and control militias shall not be limited."
Sheldon
Richman, What the Second Amendment Means, Freedom
Daily, Oct. 1995, at 28, 29-31. Richman
also explains that nullifying the opening clause does not nullify the entire
sentence: "Imagine a long-lost Constitution that stated: 'The earth being
flat, the right of the people to abstain from ocean travel shall not be
infringed.' Would anyone seriously argue that discovery of the earth's
spherical shape would justify compelling people to sail?"
Id. at 30.
Neil Schulman, an award-winning
science fiction writer from southern California, and also a writer on gun
control issues, asked professional grammarians what the Second Amendment meant
and obtained the same result. See J. Neil
Schulman, Stopping Power: Why 70 Million Americans Own Guns 151-59
(1994).
[228]
See generally Don B. Kates, Jr., The Second Amendment and the
Ideology of Self-Protection, 9 Const. Commentary
87 (1992)
(discussing the natural law philosophers who influenced the Founders in the
belief that it is man's right and duty to engage in self-defense).
For example, in
United States v. Cruikshank, 92 U.S. 542
(1875), the United States Supreme Court noted that the right to
peaceably assemble derives "'from those laws whose authority is acknowledged
by civilized man throughout the world.' It is found wherever civilization
exists." Id. at 551-53 (quoting
Gibbons v. Ogden, 22 U.S. (9 Wheat.) 1, 211 (1824)). For a more
detailed discussion of
Cruikshank, see infra notes 476-489 and
accompanying text.
[229]
This objection was articulated by George Mason, who, at the Virginia
Convention to ratify the Constitution, stated:
The militia may
be here destroyed by that method which has been practised in other parts of
the world before; that is, by rendering them useless--by disarming them.
Under various pretences, Congress may neglect to provide for arming and
disciplining the militia....
But we need not
give them power to abolish our militia. If they neglect to arm them, and
prescribe proper discipline, they will be of no use.
George
Mason, Speech in Virginia Convention (June 14, 1788), in Martin,
supra note 153, at 401-02.
Patrick Henry echoed this
sentiment: "If Congress neglect[s] or refuse[s] to discipline or arm our
militia, they will be useless ...."
Patrick Henry, Speech in Virginia Convention (June 5, 1788), in id.
at 374.
[230]
See
Kates, supra note 228, at 87. Kates
supplies quotations from or references to William Blackstone, the Baron de
Montesquieu, John Locke, Algernon Sidney, John Trenchard and Walter Moyle
(authors of Cato's Letters), Thomas Paine, Timothy Dwight, John Barlow,
Thomas Jefferson, and James Madison, among others. See id.
at 89-101. As
Kates demonstrates, the right to defense against a criminal government was
simply seen as an instance of the natural right to resistance against
individual criminals. See id. at 89-90.
[231]
Williams,
supra note 6, at 610-12.
Williams describes this concept as service rendered by youths from different
backgrounds brought together for a common, not necessarily military,
experience. Id. at 610. He
notes the most significant problem as totalitarianism if service is mandatory.
Id. at 611.
[232]
See
Akhil Reed Amar, The Bill of Rights As a Constitution, 100 Yale L.J. 1131, 1165
(1991).
[233]
See
id. at 1169-70.
[234]
Williams, supra note 6, at 602.
[235]
Id. at 615.
[236]
Slavery impaired civic virtue not just because it excluded slaves from the
polity, but because of the degrading effect that slavery had on whites. As
Thomas Jefferson wrote:
There must
doubtless be an unhappy influence on the manners of our people produced by
the existence of slavery among us. The whole commerce between master and
slave is a perpetual exercise of the most boisterous passions, the most
unremitting despotism on the one part, and degrading submissions on the
other. Our children see this, and learn to imitate it; for man is an
imitative animal. This quality is the germ of all education in him. From his
cradle to his grave he is learning to do what he sees others do.
Thomas Jefferson,
Manners, in Notes on the State of Virginia
162 (William Peden ed., University of North Carolina Press 1982) (1782).
[237]
In
The Militia Movement and Second Amendment Revolution: Conjuring with
the People, 81 Cornell L. Rev. 879 (1996),
David C. Williams elaborates his thesis that "the People" on which the Second
Amendment is contingent have ceased to exist. "The People" were, in Williams's
idealized republican conception, ethnically homogeneous, unified, and
civically virtuous, able to act decisively to overthrow a tyrant.
Id. at 904-09. In
contrast, modern, pluralistic, diverse Americans are a mere collection of
individuals. Ironically, the political divisiveness that is allegedly fomented
by the "individual rights" analysis of the Second Amendment is itself a
barrier to the unified polity on which the Second Amendment must be
predicated. Id. at 951-52.
Williams deserves credit for
engaging the individual rights/insurrectionary (that is, the historical) basis
of the Second Amendment in a serious manner, a dialogic responsibility none of
the other critics of the Second Amendment even attempts to fulfill.
Nevertheless, Williams's
Cornell Law Review piece, like his Yale Law Journal piece,
seesupra note 6, still
falls short of successfully explaining the Second Amendment into nothing.
The most important reason is that
his description of the idealized, united "the People" on which the Second
Amendment is said to depend is ahistorical. "The People"--in the sense of
militia-eligible people--may have all been free white males, but this hardly
means that they were homogenous, or that they felt they had much in common
with each other. In contrast, modern Americans share a national media, a
national economy, and easy interstate travel. As John Adams wrote:
The Colonies
had grown up under constitutions of government so different, there was so
great a variety of religions, they were composed of so many different
nations, their customs, manners, and habits had so little resemblance, and
their intercourse had been so rare, and their knowledge of each other so
imperfect, that to unite them in the same principles in theory and the same
system of action, was certainly a very difficult enterprise.
X The Works of John Adams, Second President of the United
States: With a Life of the Author
283 (Charles Francis Adams ed., 1850-56), quoted in Anne Husted
Burleigh, John Adams 54-55 (1969).
The American Revolution was not
the work of a united polity that rose as one against a tyrant. John Adams
estimated that only a third of the population supported the Revolution, with
another third opposed, and one-third neutral. See
Howard Zinn, A People's History of the United States 76 (1980).
Williams insists that a revolution
conducted pursuant to the precepts of the Second Amendment must be "made by an
orderly and unified people according to commonly shared norms and
understandings." Williams,
supra, at 951. The
American Revolution was no such revolution, so why should a Second Amendment
revolution have to be? What brought together one-third of the American
population from 1776 to 1781 was not a common religion or common ethnic
heritage or a similar worldview. What the revolutionary minority of the
population had in common was a belief that King George was taking away their
ancient rights--what they called "the rights of Englishmen." If there is ever
a Second Amendment revolution in this country, it will be because a very large
fraction of the American population becomes so convinced that the federal
government is taking away the traditional rights of Americans--as expressed in
the Constitution--and because tens of millions of Americans are willing to
take up arms, and like the revolutionary minority of 1776, submit themselves
to the immense perils of rebellion against the most powerful military in the
history of the world. It is doubtful that America will ever come to such an
unhappy state, but if the federal government one day became so oppressive that
a third of the population would risk their lives and fortunes to fight against
it, the rebellion would be precisely the act for which the Second Amendment
was written.
Williams admits, briefly, that
what he defines as "the People" may never have existed in 1776, let alone in
the early republic.
Williams, supra, at 922, 949.
Williams accuses the Framers of making the same error as modern individual
rights theorists: "conjuring with the People." Id. at 949.
Williams then suggests that modern Americans should not be permitted to
interpret the Second Amendment in precisely the same (allegedly mistaken) way
that their Framers did. Id. Why assume that the Framers were mistaken?
Perhaps, much better than late twentieth-century law professors, the Framers
understood the profound disunity of America in the late eighteenth century.
(Domestic discord and bitter rivalries between various states were one reason,
after all, that the Framers felt a need to replace the Articles of
Confederation with the Constitution, and a stronger central government.) Why
presume that the Framers thought that a homogenized, unified people were the
condition precedent of the Second Amendment, when the Framers' historical
experience showed that such unity did not exist, and had never existed?
Even if one accepts Williams's
argument that "the People" imagined by the authors of the Second Amendment are
wholly different from the people of the United States today, he has not made
his case. The Constitution also refers to "the House of Representatives," and
that collective body today is radically different from the House of
Representatives that the Framers envisioned. Like the American people, from
which the House is drawn, the modern House is far more diverse racially,
ethnically, and religiously than its 1792 ancestor. The civic virtue that the
Framers intended to be represented in the House has been replaced by party
factions and by career office holders, both of which were anathema to the
Framers.
What if one could prove beyond
any doubt that today's House resembles in name only the House of virtue that
the Framers envisioned as the foundation of Article I? Would such proof be the
slightest reason for a court or a scholar to assert that the modern House no
longer has constitutional authority to exercise the powers granted it by the
Constitution? Under a written Constitution, "the People," like "the House of
Representatives," cannot be divested of their constitutional rights by
pointing out how they have changed, arguably for the worse, over the last two
centuries.
[238]
See
infra note 390
(setting forth a sampling of the constitutional provisions of those states
guaranteeing the right to bear arms).
[239]
See
Neb. Const. art. I, § 1
(affirming the right to bear arms for defense of self and family, for the
common defense, and for hunting and recreation; adopted Nov. 8, 1988 by
general election); Nev. Const.
art. 1, § 11 (affirming the right to keep and bear arms for
security, defense, lawful hunting, and recreation; adopted Nov. 2, 1982 by
general election); N.H. Const. pt.
1, art. 2-a ("All persons have the right to keep and bear arms
in defense of themselves, their families, their property and the state.");
W. Va. Const.
art. III, § 22 (affirming the right of citizens to bear arms for
defense of family, self, and state and for recreation, and hunting; ratified
Nov. 4, 1986).
[240]
See
Del. Const. art. I, § 20
(affirming the right to keep and bear arms for "defense of self, family, home
and state, and for hunting and recreational use"; adopted Apr. 16, 1987).
[241]
Compare Utah Const. art. I,
§ 6 ("The individual right of the people to keep and bear arms
for security and defense of self, family, others, property, or the state, as
well as for other lawful purposes shall not be infringed ...."), with
Utah Const. art. I, § 6 (amended
1984), quoted in Robert Dowlut & Janet A. Knoop,
State Constitutions and the Right to Keep and Bear Arms, 7 Okla. City U. L. Rev. 177, app. at 240 (1982)
("The people have the right to bear arms for their security and defense
...."). See generally M. Truman Hunt, Comment, The Individual
Right to Bear Arms: An Illusory Public Pacifier?, 1986 Utah L. Rev. 751 (discussing the 1984 amendment to
Article I, Section 6 of the Utah Constitution and concluding that the state
retains broad discretion to regulate arms).
[242]
See
infra notes 466-475 and
accompanying text.
[243]
See
Stephen Halbrook, Congress Interprets the Second Amendment:
Declarations by a Co-Equal Branch on the Individual Right to Keep and Bear
Arms, 62 Tenn. L. Rev. 597, 599
(1995).
[244]
See
Morison, supra note 101, at 301-04;
Alden T. Vaughan, The "Horrid and Unnatural Rebellion" of Daniel Shays,
Am. Heritage, June 1966, at 50, 50-53, 77-81. Shays's list of
grievances for which the people, "now at arms," demanded reforms dealt mostly
with taxes and other financial issues.
See Letter from Thomas Grover to the "Printer of the Hampshire
Herald" (Dec. 7, 1786), reprinted in The Tree of
Liberty: A Documentary History of Rebellion and Political Crime in America
71-72 (Nichols N. Kittrie & Eldon D. Wedlock, Jr. eds., 1986). There
were also complaints about the suspension of habeas corpus and the "unlimited
power" granted to law enforcement officers by the Riot Act.
See id. The last of eight reforms demanded by the Shaysites was that
"Deputy Sheriffs [be] totally set aside, as a useless set of officers in the
community." Id. at 72.
[245]
See
Morison, supra note 101, at 340-41.
[246]
See
id. at 341. Western farmers needed to distill their corn
into whiskey in order to shrink it for transportation for sale. See
Gerald Carson, Watermelon Armies and Whiskey Boys, in
Riot, Rout, and Tumult: Readings in American Social and
Political Violence 70, 72 (Roger Lane & John J. Turner, Jr. eds., 1978)
[hereinafter Riot, Rout, and Tumult]. Virginians and
Pennsylvanians were angry that the whiskey tax bore so one-sidedly on them,
and that it was enforced so rigorously by the federal government. See
id. at 71. One year after the insurrection, George Washington
pardoned two captured rebel leaders.
See Morison, supra note 101, at 341.
[247]
Williams, supra note 6, at 579 n.161 (citing
Amar, supra note 232, at 1191-95).
[248]
Id. at 554.
[249]
Id. at 553.
[250]
Id. at 602
(emphasis added).
[251] United States v. Miller, 307 U.S. 174, 179
(1939).
[252] Presser v. Illinois, 116 U.S. 252, 265
(1886) (holding that the Military Code of Illinois, fairly
construed, does not conflict with the laws of Congress regarding militias).
[253]
Richard Henry Lee, writing under the pseudonym "The Federal Farmer,"
articulated this fear of select militias and standing armies:
First, the
constitution ought to secure a genuine and guard against a select militia,
by providing that the militia shall always be kept well organized, armed,
and disciplined, and include, according to the past and general usuage [sic]
of the states, all men capable of bearing arms; and that all regulations
tending to render this general militia useless and defenceless, by
establishing select corps of militia, or distinct bodies of military men,
not having permanent interests and attachments in the community to be
avoided.... [T]o preserve liberty, it is essential that the whole body of
the people always possess arms, and be taught alike, especially when young,
how to use them .... The mind that aims at a select militia, must be
influenced by a truly anti-republican principle; and when we see many men
disposed to practice upon it, whenever they can prevail, no wonder true
republicans are for carefully guarding against it.
Richard
Henry Lee, An Additional Number of Letters from the Federal Farmer to the
Republican, Letter No. 18 (1788),
in The Origin of the Second Amendment,
supra note 148, at 354-55
(footnote omitted). The first sentence in the above quotation, slightly
shortened, was included in a proposed Declaration of Rights at the New York
Convention in July 1788. See The Origin of the
Second Amendment, supra note 148, at 474.
[254] Act of May 8, 1792, ch. 33, 1 Stat. 271 (repealed Jan. 21, 1903).
[255]
See id.
[256] U.S. Const. art. I, § 8, cl. 12.
[257] U.S. Const. art. I, § 8, cl. 16;
see Jeffrey A. Jacobs, Note, Reform of the National Guard: A
Proposal to Strengthen the National Defense, 78 Geo. L.J.
625, 626-32 (1990) (tracing the historical, constitutional, and
statutory evolution of the National Guard).
[258]
See
32 U.S.C. §§ 105(a)(4), 106 (1959 & Supp. 1997).
[259]
See
Greg Cantrell, "Well-Regulated" Key Term in Second Amendment,
Austin Am.-Statesman, May 1, 1995, at A11,
available in 1995 WL 6091052.
[260] Clinton Rossiter, The Political Thought of the American Revolution
127 (1963) (quoting Josiah Quincy, Jr., at the time of the Coercive
Acts).
[261]
Howard E. French, Double Rifles Had Glamour, in
Gun Digest 70, 73 (Ken Warner ed., 43d ed. 1989). The article
continues:
[T]hese 8-bore
bullets regulated perfectly ....
....
When people
speak of how double rifles group they always mention "regulating." The
barrels of double rifles are not parallel, the bores are angled from rear to
front. If the barrels were aligned side-by-side, the right barrel would
shoot to the right and the left barrel to the left. To align the barrels of
a double rifle they are fastened at the breech while the muzzles are held in
a device that allows the barrels to be moved by wedges or by re-soldering
until the bullets from both barrels shoot properly. Only then are the
muzzles permanently affixed. The regulating of a double is simple in theory
but difficult in practice. Probably most double rifles were regulated to
shoot in the tropics, using Cordite, where temperatures could run as high as
120 degrees.
Id.
The Rifle Guide notes: "All
of these [older, larger, black-powder, British] double rifles are regulated
for a given bullet weight and a specific powder charge. Regulating, in this
instance, means that both barrels will shoot very close together."
R.A. Steindler, Rifle Guide 96 (1978).
The following illustrate some
additional uses of the term "regulated": "Guns like the now obsolete Paradox,
'Jungle Gun,' 'Explora,' 'Fauneta' and other similar 'ball and shot guns' were
regulated for heavy bullets." Jack Lott, Double Gun Actions,
in Basic Gun Repair 56, 57 (Hans Tanner ed., 1973).
Luckily, "most old pairs of
barrels will have been regulated during manufacture so no additional
adjustments will be necessary."
William R. Brockway, Recreating the Double Barrel
Muzzle-Loading Shotgun 180 (1985).
The Firearms Dictionary
does not define the term "regulated," but does define "regulating barrels" as
"a tedious job needed to make both barrels of a side-by-side or O/U [over and
under] gun shoot to the same point." R.A. Steindler,
The Firearms Dictionary 193 (1970).
The definition of "regulate" as
"[a]lter or control with reference to some standard or purpose; adjust (a
clock or other machine) so that the working may be accurate" dates back to the
middle of the seventeenth century. II The New Shorter
Oxford English Dictionary 2530 (3d ed. 1993) [hereinafter
New Shorter Oxford English Dictionary].
[262]
"Regulated" can be used in a similar manner regarding the "accurizing" of
other items. For example, one could speak of "regulating" a grandfather clock
so that it keeps proper time. See New Shorter
Oxford English Dictionary, supra note 261, at 2530.
[263]
See
Civilian Marksmanship: Promotion of Practice with Rifled Arms, Army Reg.
920-20 (Mar. 19, 1990) [hereinafter Civilian Marksmanship].
[264]
Cf.
Vaughn R. Croft, Editorial, Marksmanship Program Was and Is Needed,
Helpful, Pantagraph (Bloomington, Ill.), May 14,
1995, at A13, available in 1995 WL 5242973 ("The Civilian
Marksmanship Program trains youth in body, soul and mind in the ideals of
responsible citizenship. Teddy Roosevelt wanted youth to learn the ideals of
telling the truth and shooting straight.").
[265]
See
Civilian Marksmanship, supra note 263, at 7.
[266]
See
id. at 3.
[267]
See id. "The purpose of the [DCM] is to promote practice in the use of
rifled arms by citizens ... subject to induction into the U.S. Armed Forces."
Id. A federal study found that, to the extent DCM participants do
enlist in the armed forces, they were much better marksmen. See
Arthur D. Little, Inc., A Study of the Activities and
Missions of the NBPRP [National Board for the
Promotion of Rifle Practice], Report to the Department
of the Army, No. C-67431 (Jan. 1966).
[268] Presser v. Illinois, 116 U.S. 252, 265
(1886).
[269] U.S. Const. art. I, § 8, cl. 16.
[270]
See
John Mintz, M-1 Rifle Giveaway Riles Gun Control Proponents,
Plain Dealer (Cleveland), May 9, 1996, at 14A,
available in 1996 WL 3550238.
[271]
See id.
[272]
As a result of recently enacted legislation, the DCM program will no longer
require a federal subsidy. The program will be turned over to a private,
nonprofit institution that will fund the DCM through donations, and from the
sale of obsolete army rifles to participants. See
National Defense Authorization Act for Fiscal Year 1996, Pub. L. No. 104-106,
110 Stat. 186 (codified as amended in scattered sections of 36 U.S.C. and 10
U.S.C.). If the rifles were not sold, the federal government
would have to bear the expense of storing them or destroying them.
[273]
Roy Innis, National Chairman of the Congress on Racial Equality, noted:
"Another irony of oppressive gun control laws is that as decent citizens are
forced to arm themselves illegally, they are less likely to practice and gain
proficiency with the weapon." Roy Innis, "Bearing Arms for
Self-Defense--A Human and Civil Right," Speech (May 15, 1990) (transcript on
file with author).
[274]
See
N.Y. Penal Law § 265.20(a)(7)
(McKinney 1989 & Supp. 1997) (prohibiting children under age 12
from loading or firing a rifle or shotgun even under supervision).
[275]
Thomas Jefferson advised his nephew:
A strong body
makes the mind strong. As to the species of exercises, I advise the gun.
While this gives a moderate exercise to the Body, it gives boldness,
enterprise and independence to the mind. Games played with the ball, and
others of that nature, are too violent for the body and stamp no character
on the mind. Let your gun therefore be the constant companion of your walks.
Letter from
Thomas Jefferson to Peter Carr, in The Jefferson
Cyclopedia 318 (John P. Foley ed., 1967).
[276]
See
Letter from M.S. Gilchrist, Director, NRA, to David B. Kopel, Research
Director, Independence Institute, Golden, Colorado 1 (Apr. 17, 1997) (on file
with author). Mr. Gilchrist states that NRA statistics "verify the
contention that organized shooting is perhaps the safest sport available to
the American population. Ten years of records show that there has not been a
death or significant gun related injury having taken place during a sanctioned
match." Id.
[277]
See id.
[278]
See
New York, N.Y., Charter and
Administrative Code § 10-303 (1996) (making it illegal
"to dispose of any rifle or shotgun to any person unless said person" holds a
permit to possess rifles and shotguns).
[279] 16 U.S.C. § 669 (1994).
[280]
See
id. § 669b(a) (referencing
§§ 4161(b) and 4181 of Title 26, which
impose an 11% tax on producers, manufacturers, or importers of bows and arrows
and an 11% tax on the producers, manufacturers, or importers of firearms
(other than pistols and revolvers), shells, and cartridges, respectively).
[281]
See
id. § 669c(b).
[282]
See
id. § 669g(b) (allowing states to use
the funds they receive pursuant to § 669c(b)
to finance up to 75% of the costs of "hunter safety program[s] and the
construction, operation, and maintenance of public target ranges, as a part of
such program[s]" provided that the states fund the remaining 25% of a
specified manner).
[283]
One of the first county commissions to pass a militia resolution was Santa
Rosa County in Florida. See Santa Rosa County,
Fla., Resolution No. 94-09 (Apr. 14, 1994). The resolution
merely restates the definition of the militia contained in Florida state law
(all able-bodied adult citizens), but invites citizens of Santa Rosa County to
formally declare themselves members of the militia, pursuant to that statutory
definition.
See id. Federal gun control legislation prompted the resolution. State
Commission Chairman H. Byrd Mapoles stated: "Most folks in this county are not
willing to give up their guns." Rohter, supra note 151. The
militia resolution is therefore "simply a way for us to say that Santa Rosa
County is united and stands its ground." Id. Santa Rosa County's
resolution has been adopted by two neighboring counties.
See id.
The Catron County Commission in
New Mexico made explicit in its militia resolution what the Santa Rosa County
Commission did not: both the New Mexico and United States Constitutions
guarantee the right of New Mexico citizens to keep and bear arms, and "there
are forces in our country that are striving to take away our right to bear
arms ..., therefore ... every head of household residing in Catron County is
required to maintain a firearm of their choice, together with ammunition."
Catron County, N.M., Resolution No. 007-95 (Aug. 2, 1994).
[284]
See Agencies Unprepared to Cope with Andrew, Storm Panel Finds, Houston Chron., Apr. 15, 1993, at 22, available in
1993 WL 9547534; Michael Fleeman, Volunteers Aid Victims of
Andrew, San Diego Union-Trib., Sept. 6, 1992, at
A11, available in 1992 WL 4749291; From Hurricane's
Fury Comes Heartbreak, Help: Volunteers Working Hard at Good Works, Houston Chron., Aug. 30, 1992, at 1, available in
1992 WL 11443165.
[285]
See
Lynda Gorov & Tom Mashberg, Volunteers, Donations Help Residents of
Riot Area, San Fran. Chron., May 9, 1992, at A8,
available in 1992 WL 6260008; Penelope McMillian,
After the Riots: The Search for Answers, L.A. Times,
May 9, 1992, at 1, available in 1992 WL 2916608;
Volunteers Aid L.A. Cleanup, Calgary Herald,
May 10, 1992, at A12, available in 1992 WL 6392206.
[286]
See
David D. Haddock & Daniel D. Polsby, Understanding Riots, 14
Cato J. 147, 156-57 (1994).
[287]
See,
e.g., Pauline Majer, Popular Uprisings and Civil Authority in
Eighteenth-Century America, reprinted in Riot,
Rout, and Tumult, supra note 246, at 38-43.
[288]
The Constitution empowers Congress "[t]o provide for calling forth the Militia
to execute the Laws of the Union, suppress Insurrections and repel Invasions."
U.S. Const. art. I, § 8, cl. 15.
At the Virginia Convention, James Madison cited "a riot" as one of the
situations in which the militia could be called forth. James Madison,
Speech in Virginia Convention (June 14, 1788), reprinted in
The Origin of the Second Amendment, supra note
148, at 416.
Two days later, Madison reiterated: "If riots should happen, the militia are
proper to quell it, to prevent a resort to another mode [the standing army]."
James Madison, Speech in Virginia Convention (June 16, 1788), reprinted in
id. at 420.
[289]
Glenn Harlan Reynolds, The Right to Keep and Bear Arms Under the Tennessee
Constitution: A Case Study in Civic Republican Thought, 61 Tenn. L. Rev. 647, 670-73
(1994).
[290]
See
Old Chestnuts, supra note 192, at 16-34;
Spragens, supra note 192, at 37-51;
Michael Walzer, The Communitarian Critique of Liberalism, in
New Communitarian Thinking: Persons, Virtues, Institutions, and Communities
52-70 (Amitai Etzioni ed., 1995).
[291]
See
Old Chestnuts, supra note 192, at 20-21.
[292]
See id.
[293]
Spragens, supra note 192, at 50.
[294]
Walzer, supra note 290, at 63.
Walzer praises the Wagner Act as actively fostering unionism. See
id. at 65. Thus, active government involvement in creating
communal organizations--such as well-regulated militias--ought to be well
within the communitarian paradigm.
[295]
See,
e.g., William M. Sullivan, Institutions As the Infrastructure
of Democracy, in New Communitarian Thinking:
Persons, Virtues, Institutions, and Communities 179 (Amitai Etzioni
ed., 1995) (arguing that successful community policing leads to greater
social cohesion and mutual accountability between police and the community's
citizens).
[296]
See
Sandy Banisky, Hard-Line Sheriff Seeks Ballot Lock, Balt. Sun, Feb. 17, 1996, at 1A, available in LEXIS,
News Library, Balt. Sun File.
[297]
See id.
[298]
See id.
[299]
See
James Ridgeway, Road to Ruin: The Buchanan Presidential Run Could
Destroy Both Political Parties, Village Voice,
Mar. 5, 1996, at 22, available in 1996 WL 12535299.
[300]
See
Lucas County Sheriff Kicks out Hundreds of Special Deputies,
Columbus Dispatch, Feb. 11, 1996, at 5C, available
in 1996 WL 6187085.
[301]
See id.
[302]
See
Victoria Churchville, D.C. to Add Police Reserves: Latest Tactic
Calls for Training Volunteer Officers, Wash. Post,
Feb. 25, 1988, at D3, available in 1988 WL 2070387.
[303]
See id.
[304]
See
Linda Wheeler, Signing up for Active Duty in Drug War: More
Professionals Joining D.C. Police Reserve Corps, Wash.
Post, Sept. 24, 1989, at D1, available in 1989 WL 2025056.
[305]
See
Rogers M. Smith, American Conceptions of Citizenship and National
Service, in New Communitarian Thinking: Persons,
Virtues, Institutions, and Communities 233, 240-41 (Amitai Etzioni ed.,
1995).
[306]
See id.
[307]
See
Robert J. Cottrol & Raymond T. Diamond, In the Civic Republic: Crime,
the Inner City and the Democracy of Arms. Being a Disquisition on the Revival
of the Militia at Large, 1994 Annual James Thomas Lecture at Yale Law School
(1994) (transcript on file with author).
[308]
See
supra notes 210-224 and
accompanying text.
[309]
See
supra note 90 and accompanying
text.
[310]
See
David B. Kopel, Children and Guns, in Guns: Who Should Have Them? 309, 311 (David B. Kopel ed.,
1995) (citing National Safety Council data showing fatal gun accidents
involving children aged 0-14 declining from 530 in 1970 to 227 in 1991);
Joe Waldron, "Child" Shooting Stats an Attempt to Mislead, Seattle Post-Intelligencer, May 11, 1996, at A5,
available in 1996 WL 6443419.
[311]
See
United States General Accounting Office, Accidental Shootings: Many
Deaths and Injuries Caused by Firearms Could Be Prevented (Mar. 1991).
[312]
See
Marilyn Heins et al., Gunshot Wounds in Children, 64 Am. J. Pub. Health 326, 327 (1974).
[313]
See
National Rifle Association, "Promote Gun Safety with
Me": The Eddie Eagle Gun Safety Program (1995) [hereinafter
Eddie Eagle].
[314]
See id.
[315]
Id.
[316]
See id.
[317]
See
Laurie Cassady, Shorstein, NRA Aim to Save Kids, Fla. Times-Union, Nov. 2, 1994, at B2.
Eddie Eagle has been adopted in
most Florida counties and has been endorsed by the Police Athletic League.
See Eddie Eagle, supra note 313. Even
the Washington Post calls Eddie Eagle: My Gun Safety Book a
"must for any parent who keeps a gun in the home." William Barnhill,
Safe Aims, Wash. Post, Jan. 7, 1992, at B5,
available in 1992 WL 2968139.
[318]
See
Pat Schneider, NRA Material in Schools Here, Capital Times, Jan. 13, 1996, at 3A, available in
1996 WL 7068469.
[319]
See
Mark Spencer, Board Selects New Gun Safety Videos, Hartford
Courant, Oct. 16, 1996, at B6, available in 1996 WL 12661602.
[320] Sir Thomas More, The Utopia (Jack Hexter ed., 1965).
[321]
See
id. at 13, cited in "No Standing
Armies!": The Antiarmy Ideology in Seventeenth-Century England 16 (Lois
G. Schwoerer ed., 1974).
[322]
See id.
[323]
See
Don B. Kates, Jr., Handgun Prohibition and the Original Meaning of
the Second Amendment, 82 Mich. L. Rev. 204, 237 n.144. (1983)
(internal quotations omitted).
[324]
See,
e.g., Editorial, The Genovese Syndrome, Phoenix Gazette, May 27, 1995, at B10, available in
1995 WL 2797236 (discussing cases in which individuals observed crimes
being committed without intervening, including the highly publicized case of
Catherine "Kitty" Genovese who was murdered in front of her apartment building
in front of at least 37 witnesses); Douglas Martin, About New York;
Kitty Genovese: Would New York Still Turn Away?, N.Y.
Times, Mar. 11, 1989, available in LEXIS, News Library, NYT File
(discussing a similar incident in which a crowd watched a murderer stalk and
attack a woman--on three separate occasions--until she was dead);
Sam Roberts, Routine Murders in a Hurried City Numb to Pain,
N.Y. Times, Feb. 11, 1991, at B1, available in
LEXIS News Library, NYT File (discussing a similar incident in which
witnesses to a murder failed to come forward or call the police); Myron
Stokes, The Shame of the City, Newsweek, Sept.
4, 1995, at 26, available in 1995 WL 14497306 (discussing
another incident in which a woman was beaten on a bridge in Detroit and jumped
to her death while a crowd witnessed the entire scene). But see
Phillip Burton, What's a Cop's Off-Duty Duty? The Chilling Message of
a Rockville Case: Don't Get Involved, Wash. Post,
Dec. 11, 1988, at C5, available in 1988 WL 2013058 (discussing a
case in which a police officer is charged with assault for intervening, while
off duty, in what he mistakenly, although reasonably, thought was a rape).
[325]
See
Jack Wenik, Forcing the Bystander to Get Involved: A Case for a
Statute Requiring Witnesses to Report Crime, 94 Yale L.J.
1787, 1787 (1985).
[326]
See id.
[327]
See
Platform, supra note 5, at 11.
[328]
See
Lipset, supra note 38, at 278-79
(comparing the United States with Canada, France, West Germany, Great Britain,
Italy, and Japan).
[329] Domestic Disarmament, supra note 1, at 5-6.
[330]
Id. at 9.
[331]
Id.
("[T]he unavailability of guns makes violent crime simply--yes it is
simple--much less likely ....").
[332]
See
Kopel, supra note 13, at 278-94.
[333]
See
id. at 283-84.
[334]
See id.
[335]
See
id. at 286.
[336]
See
Witkin, supra note 77, at 31.
Persons residing in the Northeast are the "[l]east likely to own gun[s],"
whereas Southerners are the "[m]ost willing to shoot to kill," and Westerners
are the "[m]ost sure guns deter crime." Id.
[337]
See
Kleck, supra note 40, at 430
("Levels of general gun ownership appear to have no significant net effect on
rates on homicide, rape, robbery, or aggravated assault, even though they do
apparently affect the fraction of robberies and assaults committed with
guns.").
[338]
See
Lois A. Fingerhut et al., Firearm and Nonfirearm Homicide Among
Persons 15 Through 19 Years of Age: Differences by Level of Urbanization,
United States, 1979 Through 1989, 267 JAMA 3048 (1992); cf.
Kleck, supra note 40, at 23
(stating that gun ownership is higher and the violent crime rate is lower in
rural areas).
[339]
See
Kopel, supra note 13, at 290-92.
[340]
See
id. at 22.
[341]
See
id. at 23.
[342]
See
id. at 27-39.
[343]
See generally id. (examining the history of Japan, Great Britain, Canada,
Australia, New Zealand, Jamaica, Switzerland, and the United States with
respect to crime and gun control laws).
[344] Domestic Disarmament, supra note 1, at 6.
[345]
See
Gary Kleck & David J. Bordua, The Factual Foundation for Certain Key
Assumptions of Gun Control, 5 L. & Pol'y Q. 271,
284 (1983).
[346]
See id.
[347]
See id.
[348]
Id.
[349]
See
Don B. Kates, Jr., The Value of Civilian Handgun Possession As a
Deterrent to Crime or Defense Against Crime, 18 Am. J.
Crim. L. 113,
153
(1991).
[350]
Kleck & Bordua, supra note 345, at 287-88.
[351]
See
Kates, supra note 349, at 153.
[352]
See
id. at 153-54.
[353]
See
id. at 154.
[354]
See id.
[355]
See id. (citing Neal Knox, Should You Have a Home Defense Gun?,
in Guns and Ammo Guide to Guns for Home Defense
108 (G. James ed., 1975)).
[356]
See id.
[357]
See
Kleck & Bordua, supra note 345, at 288.
[358]
See id.
[359]
Id.
[360]
See
Wright & Rossi, supra note 61, at 237
("More generally, the presence of firearms among a felon's associates and
potential victims is probably a much greater threat to his well-being than the
prospects of an extra 1 or 2 years in prison.").
[361]
See
id. at 155.
[362]
See id.
[363]
See
Kleck, supra note 40, at 106.
[364]
See
id. at 107.
[365]
For more information on the surveys, see id. at 104-11 & tables
4.1, 4.2.
[366]
Id. at 143 (citations omitted).
[367]
Id.
[368]
See
supra note 365.
[369]
Cf.
Don B. Kates et al., Guns and Public Health: Epidemic of Violence or
Pandemic of Propaganda?, 62 Tenn. L. Rev. 513, 543, 546, 548 (1995)
(discussing how "health sages" refuse to cite or give credit to Kleck, supra note 40).
[370]
The revised figure comes from the National Self-Defense Survey, conducted in
the spring of 1993 by Kleck and Dr. Marc Gertz. See Gary Kleck &
Marc Gertz, Armed Resistance to Crime: The Prevalence and Nature of
Self-Defense with a Gun, 86 J. Crim. L. & Criminology
150, 164 (1995).
[371]
See
id. at 175.
[372]
See
Marvin E. Wolfgang, A Tribute to a View I Have Opposed, 86 J. Crim. L. & Criminology 188 (1995).
I am as strong
a gun-control advocate as can be found among the criminologists in this
country .... I would eliminate all guns from the civilian population and
maybe even from the police. I hate guns ....
Nonetheless,
the methodological soundness of the current Kleck and Gertz study is
clear....
....
The Kleck and
Gertz study impresses me for the caution the authors exercise and the
elaborate nuances they examine methodologically. I do not like their
conclusions that having a gun can be useful, but I cannot fault their
methodology. They have tried earnestly to meet all objections in advance and
have done exceedingly well.
Id.
at 188, 191-92.
[373]
See generally Clayton E. Cramer & David B. Kopel, "Shall Issue":
The New Wave of Concealed Handgun Permit Laws, 62 Tenn.
L. Rev. 679 (1995)
(discussing the history of concealed handgun permits and analyzing the effects
of such laws in fourteen states).
[374]
See
id. at 686;
Lott & Mustard, supra note 54.
[375]
See
Cramer & Kopel, supra note 373, at 736-37.
[376]
For a state-by-state comparison of results of concealed carry laws, see
id. at 687-709.
[377]
See
Roger McGrath, Gunfighters, Highwaymen, & Vigilantes:
Violence on the Frontier (1984) (investigating the crime rates
of Sierra Nevada mining towns in late nineteenth century); see also
Daniel D. Polsby, The False Promise of Gun Control,
Atlantic Monthly, Mar. 1994, at 57, 57-70
(refuting the idea that more handguns means more violence).
[378]
Platform, supra note 5, at 71.
[379]
See
Don B. Kates, Jr. et al., Bad Medicine: Doctors and Guns, in
Guns: Who Should Have Them? (David B. Kopel ed., 1995).
The mythology
of murderers as ordinary citizens contrasts starkly with the consistent
findings of homicide studies dating back to the 1960s: that about
seventy-five percent of murderers have adult criminal records; that when the
murder occurred about 11 percent of murder arrestees were actually on
pretrial release, i.e. they were awaiting trial for another offense; and
that murderers average a prior adult criminal career of six or more years,
including four major adult felony arrests.
We emphasize
that these are adult records so that readers will not be misled into
accepting the claim of Webster et al. (most murderers "would be considered
law-abiding citizens prior to their pulling the trigger") as to the roughly
twenty-five percent of murderers who lack adult records. The reason over
half of those 25 percent do not have adult records is that they are
juveniles. Juvenile criminal records might show these murderers to have
extensive serious crime history. The research literature on characteristics
of those who murder yields a profile of offenders that indicates that many
have histories of committing personal violence in childhood against other
children, siblings, and small animals. (Likewise, the juvenile crime records
of the 87 percent of murderers who are adults might show crime careers
averaging far more than six adult years with significantly more than just
four major felony priors.)
Id.
at 267.
[380]
See
supra notes 89-93 and
accompanying text.
[381] Domestic Disarmament, supra note 1, at 6
("[T]he notion ... that there is a right to bear arms by private individuals
is not to be found in the Constitution.").
[382]
Id. at 29-35.
[383]
Ralph J. Rohner, The Right to Bear Arms: A Phenomenon of Constitutional
History, 16 Cath. U. L. Rev. 53, 55 n.10 (1966).
[384]
See
infra notes 451-635 and
accompanying text.
[385]
See
infra notes 567-635 and
accompanying text.
[386]
Warren E. Burger, The Right to Bear Arms, Parade,
Jan. 14, 1990, at 4.
[387]
Levinson, supra note 147, at 639 n.13.
Levinson does not use this term in a pejorative sense, but merely as a
description of the eminent jurists and legal scholars who mistakenly believe
that the collective-right view is the established doctrine.
See id.
[388]
Platform, supra note 5, at 21.
[389]
The very point of a written constitution is that it remains law until amended.
With reference to the threat of what some have called the "tyranny of the
majority," James Madison warned:
Wherever the
real power in a Government lies, there is the danger of oppression. In our
Governments the real power lies in the majority of the Community, and the
invasion of private rights is chiefly to be apprehended, not from acts of
Government contrary to the sense of its constituents, but from acts in which
the Government is the mere instrument of the major number of the
Constituents ....
5
The Writings of James Madison 272 (G. Hunt ed., 1904).
[390]
Alabama: "That every citizen has a right to bear arms in defense of himself
and the state." Ala. Const. art.
I, § 26.
Alaska: "A well-regulated militia
being necessary to the security of a free state, the right of the people to
keep and bear arms shall not be infringed."
Alaska Const. art. I, § 19.
Arizona: "The right of the
individual citizen to bear arms in defense of himself or the State shall not
be impaired, but nothing in this section shall be construed as authorizing
individuals or corporations to organize, maintain, or employ an armed body of
men." Ariz. Const. art. 2, § 26.
Arkansas: "The citizens of this
State shall have the right to keep and bear arms for their common defense." Ark. Const. art. 2, § 5.
Colorado: "The right of no person
to keep and bear arms in defense of his home, person and property, or in aid
of the civil power when thereto legally summoned, shall be called in question;
but nothing herein contained shall be construed to justify the practice of
carrying concealed weapons." Colo. Const.
art. 2, § 13.
Connecticut: "Every citizen has a
right to bear arms in defense of himself and the state."
Conn. Const. art. I, § 15.
Delaware: "A person has the right
to keep and bear arms for the defense of self, family, home and state, and for
hunting and recreational use." Del.
Const. art. I, § 20.
Florida: "The right of the people
to keep and bear arms in defense of themselves and of the lawful authority of
the state shall not be infringed, except that the manner of bearing arms may
be regulated by law."
Fla. Const. art. I, § 8.
Georgia: "The right of the people
to keep and bear arms, shall not be infringed, but the General Assembly shall
have the power to prescribe the manner in which arms may be borne." Ga. Const. art. I, § 1, para. V.
Hawaii: "A well regulated militia
being necessary to the security of a free state, the right of the people to
keep and bear arms shall not be infringed."
Haw. Const.
art. 1, § 15.
Idaho: "The people have the right
to keep and bear arms, which right shall not be abridged; but this provision
shall not prevent the passage of laws to govern the carrying of weapons
concealed on the person nor prevent passage of legislation providing minimum
sentences for crimes committed while in possession of a firearm, nor prevent
the passage of legislation providing penalties for the possession of firearms
by a convicted felon, nor prevent the passage of any legislation punishing the
use of a firearm. No law shall impose licensure, registration or special
taxation on the ownership or possession of firearms or ammunition. Nor shall
any law permit the confiscation of firearms, except those actually used in the
commission of a felony." Idaho Const. art. I, § 11.
Illinois: "Subject only to the
police power, the right of the individual citizen to keep and bear arms shall
not be infringed." Ill. Const. art. 1, § 22.
Indiana: "The people shall have a
right to bear arms, for the defense of themselves and the State." Ind. Const. art. 1, § 32.
Kansas: "The people have the
right to bear arms for their defense and security; but standing armies, in
time of peace, are dangerous to liberty, and shall not be tolerated, and the
military shall be in strict subordination to the civil power."
Kan. Const. Bill of Rights, § 4.
Kentucky: "All men are, by
nature, free and equal, and have certain inherent and inalienable rights,
among which may be reckoned: ... Seventh: The right to bear arms in defense of
themselves and of the State, subject to the power of the General Assembly to
enact laws to prevent persons from carrying concealed weapons."
Ky. Const. § 1, para. 7.
Louisiana: "The right of each
citizen to keep and bear arms shall not be abridged, but this provision shall
not prevent the passage of laws to prohibit the carrying of weapons concealed
on the person." La. Const. art. I, § 11.
Maine: "Every citizen has a right
to keep and bear arms for the common defense; and this right shall never be
questioned." Me. Const. art. I, § 16.
Massachusetts: "The people have a
right to keep and bear arms for the common defence. And as, in times of peace,
armies are dangerous to liberty, they ought not to be maintained without the
consent of the legislature; and the military power shall always be held in an
exact subordination to the civil authority, and be governed by it." Mass. Const. Pt. I, art. XVII.
Michigan: "Every person has a
right to keep and bear arms for the defense of himself and the state." Mich. Const. art. I, § 6.
Mississippi: "The right of every
citizen to keep and bear arms in defense of his home, person, or property, or
in aid of the civil power where thereto legally summoned, shall not be called
in question, but the legislature may regulate or forbid carrying concealed
weapons." Miss. Const. art. 3, § 12.
Missouri: "That the right of
every citizen to keep and bear arms in defense of his home, person and
property, or when lawfully summoned in aid of the civil power, shall not be
questioned; but this shall not justify the wearing of concealed Weapons."
Mo. Const. art. 1, § 23.
Montana: "The right of any person
to keep or bear arms in defense of his own home, person, and property, or in
aid of the civil power when thereto legally summoned, shall not be called in
question, but nothing herein contained shall be held to permit the carrying of
concealed weapons."
Mont. Const. art. II, § 12.
Nebraska: "All persons are by
nature free and independent, and have certain inherent and inalienable rights;
among these are life, liberty and the pursuit of happiness and the right to
keep and bear arms for security or defense of self, family, home, and others,
and for lawful common defense, hunting, recreational use, and all other lawful
purposes, and such rights shall not be denied by the state or any subdivision
thereof. To secure these rights, and the protection of property, governments
are instituted among people, deriving their just powers from the consent of
the governed."
Neb. Const. art. I, § 1.
Nevada: "Every citizen has the
right to keep and bear arms for security and defense, for lawful hunting and
recreational use and for other lawful purposes."
Nev. Const. art. 1, § 11, cl. 1.
New Hampshire: "All persons have
the right to keep and bear arms in defense of themselves, their families,
their property, and the State."
N.H. Const. pt. I, art. 2-a.
New Mexico: "No law shall abridge
the right of the citizen to keep and bear arms for security and defense, for
lawful hunting and recreational use and for other lawful purposes, but nothing
herein shall be held to permit the carrying of concealed weapons. No
municipality or county shall regulate, in any way, an incident of the right to
keep and bear arms."
N.M. Const. art. II, § 6.
North Carolina: "A well regulated
militia being necessary to the security of a free State, the right of the
people to keep and bear arms shall not be infringed; and, as standing armies
in time of peace are dangerous to liberty, they shall not be maintained, and
the military shall be kept under strict subordination to, and governed by, the
civil power. Nothing herein shall justify the practice of carrying concealed
weapons, or prevent the General Assembly from enacting penal statutes against
that practice."
N.C. Const. art. I, § 30.
North Dakota: "All individuals
are by nature equally free and independent and have certain inalienable
rights, among which are those enjoying and defending life and liberty;
acquiring possessing and protecting property and reputation; pursuing and
obtaining safety and happiness; and to keep and bear arms for the defense of
their person, family, property, and state, and for lawful hunting,
recreational, and other lawful purposes, which shall not be infringed."
N.D. Const. art. I, § 1.
Ohio: "The people have the right
to bear arms for their defense and security; but standing armies, in time of
peace, are dangerous to liberty, and shall not be kept up; and the military
shall be in strict subordination to the civil power."
Ohio Const. art. I, § 4.
Oklahoma: "The right of a citizen
to keep and bear arms in defense of his home, person, or property, or in aid
of the civil power, when thereunto legally summoned, shall never be
prohibited; but nothing herein contained shall prevent the Legislature from
regulating the carrying of weapons."
Okla. Const. art. II, § 26.
Oregon: "The people shall have
the right to bear arms for the defence of themselves, and the State, but the
Military shall be kept in strict subordination to the civil power."
Or. Const. art. I, § 27.
Pennsylvania: "The right of the
citizens to bear arms in defence of themselves and the State shall not be
questioned." Pa. Const. art. I, § 21.
Rhode Island: "The right of the
people to keep and bear arms shall not be infringed."
R.I. Const. art. 1, § 22.
South Carolina: "A well regulated
militia being necessary to the security of a free State, the right of the
people to keep and bear arms shall not be infringed. As, in times of peace,
armies are dangerous to liberty, they shall not be maintained without the
consent of the General Assembly. The military power of the State shall always
be held in subordination to the civil authority and be governed by it. No
soldier shall in time of peace be quartered in any house without the consent
of the owner nor in time of war but in the manner prescribed by law."
S.C. Const. art. I, § 20.
South Dakota: "The right of the
citizens to bear arms in defense of themselves and the state shall not be
denied." S.D. Const. art. VI, § 24.
Tennessee: "That the citizens of
this State have a right to keep and bear arms for their common defense; but
the Legislature shall have power, by law, to regulate the wearing of arms with
a view to prevent crime."
Tenn. Const. art. I, § 26.
Texas: "Every citizen shall have
the right to keep and bear arms in the lawful defence of himself or the State;
but the Legislature shall have power, by law, to regulate the wearing of arms,
with a view to prevent crime."
Tex. Const. art. I, § 23.
Utah: "The individual right of
the people to keep and bear arms for security and defense of self, family,
others, property, or the state, as well as for other lawful purposes, shall
not be infringed; but nothing here shall prevent the legislature from defining
the lawful use of arms."
Utah Const. art. I, § 6.
Vermont: "That the people have a
right to bear arms for the defence of themselves and the State--and as
standing armies in time of peace are dangerous to liberty, they ought not to
be kept up; and that the military should be kept under strict subordination to
and governed by the civil power."
Vt. Const. ch. I, art. 16.
Virginia: "That a well regulated
militia, composed of the body of the people, trained to arms, is the proper,
natural, and safe defense of a free state, therefore, the right of the people
to keep and bear arms shall not be infringed; that standing armies, in time of
peace, should be avoided as dangerous to liberty; and that in all cases the
military should be under strict subordination to, and governed by, the civil
power." Va. Const. art. I, § 13.
Washington: "The right of the
individual citizen to bear arms in defense of himself, or the state, shall not
be impaired, but nothing in this section shall be construed as authorizing
individuals or corporations to organize, maintain, or employ an armed body of
Men." Wash. Const. art. I, § 24.
West Virginia: "A person has the
right to keep and bear arms in defense of self, family, home and state, and
for lawful hunting and recreational use."
W.Va. Const.
art. III, § 22.
Wyoming: "The right of citizens
to bear arms in defense of themselves and of the state shall not be denied." Wyo. Const. art. 1, § 24.
[391] U.S. Const. amend. V. The Fifth
Amendment provides, in pertinent part: "[P]rivate property [shall not] be
taken for public use, without just compensation."
Id.
[392]
See
Bennis v. Michigan, 116 S. Ct. 994, 996-1001 (1996).
[393]
The Commerce Clause provides that Congress shall have the power to "regulate
Commerce with foreign Nations, and among the several States, and with the
Indian Tribes."
U.S. Const. art. I, § 8.
[394]
See
United States v. Lopez, 115 S. Ct. 1624, 1634 (1995)
(holding that the Gun-Free School Zones Act exceeded congressional power under
the Commerce Clause).
[395]
The Equal Protection Clause of the Fourteenth Amendment provides: "No State
shall ... deny to any person within its jurisdiction the equal protection of
the laws."
U.S. Const. amend. XIV, § 1.
[396]
See
Julius L. Chambers, Thurgood Marshall's Legacy, 44 Stan. L. Rev. 1249, 1252 (1992) (describing the
NAACP's litigation strategy to use "the previously unenforced Reconstruction
Amendments to the Constitution" to advance the rights of African Americans).
[397]
The First Amendment provides: "Congress shall make no law respecting an
establishment of religion, or prohibiting the free exercise thereof; or
abridging the freedom of speech, or of the press; or the right of the people
peaceably to assemble, and to petition the Government for a redress of
grievances." U.S. Const. amend. I.
[398]
See
Dennis v. United States, 341 U.S. 494, 503 (1951) (stating
that the Court did little to protect free speech prior to Schenck v. United
States, 249 U.S. 47 (1919)); see also David
Kairys,
Freedom of Speech, in The Politics of Law 237
(David Kairys ed., 1990) ("[S]hortly [after World War I] speech was
legally protected by the Supreme Court.").
[399] 307 U.S. 174
(1939). For a discussion of United States v. Miller, see
infra notes 507-540 and
accompanying text.
[400]
In this connection, Randy Barnett warns:
When courts ...
distort the Constitution to rationalize the ultra vires actions of
government, and when academics and political activists aid and abet them in
this activity by devising ingenious rationalizations for ignoring the
Constitution's words, they are playing a most dangerous game. For they are
putting at risk the legitimacy of the lawmaking process and risking the
permanent disaffection of significant segments of the people .... [T]hen
they must rely solely on intimidation and punishment to obtain compliance
with the law.
Randy E.
Barnett, Foreword: Guns, Militias, and Oklahoma City, 62
Tenn. L. Rev. 443, 458 (1995).
[401]
See
Robert E. Shalhope, The Ideological Origins of the Second Amendment,
69 J. Am. Hist. 599, 608
(1982).
[402]
Id.
Among these state right-to-arms provisions is that found in the Pennsylvania
Declaration of Rights of the Constitution of 1776, which affirms:
That the people
have a right to bear arms for the defence of themselves and the state; and
as standing armies in the time of peace are dangerous to liberty, they ought
not to be kept up; And that the military should be kept under strict
subordination to, and governed by, the civil power.
5
Francis Newton Thorpe, The Federal and State Constitutions, Colonial Charters,
and Other Organic Laws of the States, Territories, and Colonies Now Heretofore
Forming the United States of America 3083 (1909)
(reprinting the Pennsylvania Constitution of 1776).
Language affirming the right of
the people to keep and bear arms "in defense of themselves and the state," or
similar language, is found in most state constitutions today. See
supra note 390. Under
American political theory, these constitutional provisions do not create the
right to keep and bear arms; they only serve to guarantee them explicitly, as
rights antecedent to the Constitution that are rooted in nature, common law,
or both.
[403]
That one may defend oneself with deadly force seems to be taken for granted by
ancient cultures. Cicero, one of the Roman orators held in high esteem by
America's Founders, wrote:
And indeed,
gentlemen, there exists a law, not written down anywhere but inborn in our
hearts; a law which comes to us not by training or custom or reading but by
derivation and absorption and adoption from nature itself; a law which has
come to us not from theory but from practice, not by instruction but by
natural intuition. I refer to the law which lays it down that, if our lives
are endangered by plots or violence or armed robbers or enemies, any and
every method of protecting ourselves is morally right. When weapons reduce
them to silence, the laws no longer expect one to await their
pronouncements. For people who decide to wait for these will have to wait
for justice too--and meanwhile they must suffer injustice first. Indeed,
even the wisdom of the law itself, by a sort of tacit implication, permits
self-defense, because it does not actually forbid men to kill; what it does,
instead, is to forbid the bearing of a weapon with the intention to kill.
Cicero,
In Defense of Titus Annius Milo, reprinted in
Selected Political Speeches 222 (M. Grant trans., 1969), cited in
Richard E. Gardiner, To Preserve Liberty: A Look at the Right to Keep and
Bear Arms, 10 N. Ky. L. Rev. 63, 66-67
(1982).
[404]
See
Halbrook, supra note 148, at 38.
[405]
In an effort to end the practice of relying on foreign mercenaries, the
Byzantine Emperor Maurice handed down the following directive circa 579 A.D.:
"We wish that every young Roman [subject of Byzantium] of free condition
should learn the use of the bow, and be constantly provided with that weapon
and with two javelins." Strategikon, reprinted in
I The Art of War in the Middle Ages 178-79 (C. Oman trans., 1924),
cited in Deno John Geanakoplos, Byzantium: Church,
Society, and Civilization Seen Through Contemporary Eyes 98 (1984).
In the ninth century, Emperor Leo
VI urged, in essence, the creation of a popular militia skilled in guerrilla
warfare:
We therefore
wish that those who dwell in castle, countryside, or town, in short, every
one of our subjects, should have a bow of his own. Or if this be impossible,
let every household keep a bow and forty arrows, and let practice be made
with them in shooting both in the open and in broken ground and in defiles
and woods. For if there come a sudden incursion of enemies into the bowels
of the land, men using archery from rocky ground or in defiles or in forest
paths can do the invader much harm; for the enemy dislikes having to keep
sending out detachments to drive them off, and will dread to scatter far
abroad after plunder, so that much territory can thus be kept unharmed,
since the enemy will not desire to be engaging in a perpetual archery
skirmish.
Tactica,
reprinted in I The Art of War in the Middle Ages 179 (C. Oman trans.,
1924), cited in Deno John Geanakoplos, Byzantium:
Church, Society, and Civilization Seen Through Contemporary Eyes 98-99
(1984).
[406]
See
Halbrook, supra note 148, at 37-54.
[407]
See
id. at 38.
[408]
See id.
[409] Assize of Arms, 27 Hen. 2, art. 3 (1181), reprinted in
Sources of English Constitutional History 85 (Carl
Stephenson & Frederick George Marcham eds. & trans., 1937).
[410]
Id.
[411]
See
Gardiner, supra note 403, at 66.
[412]
See
id. at 67.
[413]
See
Thomas B. Costain, The Conquering Family 253-61
(1962).
[414]
See
Thomas B. Costain, The Magnificent Century
197-203 (1962).
[415]
See
id. at 217-53.
[416]
See id.
[417]
See id.
[418]
See
id. at 271-72.
[419]
See
id. at 217-53.
[420]
See id.
[421]
See
id. at 53-58.
[422]
See
supra note 150.
[423]
Stuart R. Hays, The Right to Bear Arms: A Study in Judicial
Misinterpretation, 2 Wm. & Mary L. Rev. 381, 385
(1960).
[424]
See
Thomas B. Costain, The Three Edwards 61 (1962).
[425]
See
Costain, supra note 414, at 59-71,
78-84. The revolt of the Scottish hero, William Wallace, against King
Edward I has recently been brought to American consciousness in the movie
Braveheart. Braveheart (Paramount 1995).
For discussion of the life of William Wallace, see Costain, supra note 414, at 59-71,
78-84.
[426]
Manegold is one of a number of medieval "libertarians" who wrote extensively
on the right to resist a despotic ruler. In language that prefigures the
Declaration of Independence, he argued that:
[I]f the king
ceases to govern the kingdom, and begins to act as a tyrant, to destroy
justice, to overthrow peace, and to break his faith, the man who has taken
the oath is free from it, and the people are entitled to depose the king and
to set up another, inasmuch as he has broken the principle upon which their
mutual obligation depended.
IV
A.J. Carlyle, Medieval Political Theory in the West 164 (1950)
(translating and paraphrasing Manegold's Latin text in Ad Gebehardum).
[427]
It has been noted by several church scholars that American resistance theory
was directly influenced by Protestant resistance theories, and that the fiery
Scottish reformer John Knox "was a key link in the development of the
political ideology that culminated in the American Revolution." Richard Greaves, Theology and Revolution in the Scottish
Reformation: Studies in the Thought of John Knox 126-56 (1980).
The Protestant contribution to American political theory actually began with
Martin Luther and John Calvin, and can be traced "from John Calvin to Phillipe
de Duplessis-Mornay, from Phillipe de Duplessis-Mornay to John Knox, from John
Knox to John Milton, from John Milton to John Locke, and from John Locke to
Alexander Hamilton." R.H. Murray, The Political
Consequences of the Reformation 105 (1960).
[428]
See
Joyce Lee Malcolm, The Right of People to Keep and Bear Arms: The
Common Law Tradition, 10 Hastings Const. L.Q. 285, 313-14
(1983).
[429]
See
Stephen P. Halbrook, Encroachments of the Crown on the Liberty of the
Subject: Pre-Revolutionary Origins of the Second Amendment, 15 U. Dayton L. Rev. 91, 112 n.107
(1989); Essex Gazette, supra note
143.
[430]
After the Americans routed the Redcoats at Concord, William Pitt urged the
House of Lords to attempt reconciliation with the Americans, instead of
attempting to subjugate them by force, and warned that the armed American
people were a formidable opponent: "My Lords, there are three millions of
whigs. Three millions of whigs, my Lords, with arms in their hands, are a very
formitable body. 'twas the whigs my Lords, that set his Majesty's royal
ancestors upon the throne of England." 1 William
Gordon, The History of the Rise, Progress and Establishment of the
Independence of the United States 443 (1788, reprint 1964),
quoted in David T. Hardy, Origins and Development of the Second Amendment
60 (1986). Later, during the war, Pitt told the House of Lords: "If I
were an American, as I am an Englishman, while a foreign troop was landed in
my country, I would never lay down my arms--never--never--NEVER! You cannot
conquer America." William Pitt, Earl of Chatham, Speech in the House of
Lords (Nov. 18, 1777), quoted in Kopel, supra note 13, at 352 n.73.
Shortly before the outbreak of
war, one of Britain's leading political philosophers blamed the royal
governors' oppression of the American colonists upon the fact that the
governors were emboldened by the presence of a standing army. See
2 James Burgh, Political Disquisitions 473, 476
(1775), quoted in Hardy, supra, at 49. Burgh's book was
enormously influential in America. See Bernard
Bailyn, The Ideological Origins of the American Revolution 41 (1967).
[431]
See
Kates, supra note 228, at 89-94.
[432]
See
id. at 101-02
("In America from the immediate pre-Revolutionary period through the debates
over the Constitution, this equation of personal self-protection with
resistance to tyranny ... recurs again and again.").
[433] The Federalist No. 46, at 90 (James Madison) (Neill H.
Alford, Jr. et al. eds., 1983).
[434]
Id.
[435]
Id.
[436]
Id. at 91.
[437]
James Madison, J.M.'s Notes for Speaking for Amendmts [sic] in Congress
1789,
reprinted in Hardy, supra note 430, at 73.
[438]
See id.
[439]
Id.
[440]
Perhaps the oddest reinterpretation of the original intent of the Second
Amendment is Garry Wills's theory that the Second Amendment, rather than
guaranteeing a right of individuals, or a right of state governments, actually
means nothing at all. See Garry Wills, The New Revolutionaries, N.Y. Rev. Books, Aug. 10, 1995, at 50. The Second
Amendment has no content whatsoever, Wills argues, and was a conscious fraud
perpetrated on the American public by James Madison, who used clever
draftsmanship to render the Amendment meaningless. See id. Further,
according to Wills, Madison's secret intention about the Second Amendment
(never before discerned by any scholar other than Wills) should control over
the intent of the state legislatures that ratified the Amendment, naively
thinking that they were ratifying the right of the American people to keep and
bear arms. See id.
[441]
See
supra note 260 and
accompanying text.
[442]
See
Halbrook, supra note 148, at 51, 64-66,
81; Kates, supra note 228, at 87.
[443]
United States Senate, Proceedings on Amendments Proposed by the House
(excerpt), Sept. 9, 1789, reprinted in The Origin of
the Second Amendment, supra note 148, at 712.
[444]
Glenn Harlan Reynolds, A Critical Guide to the Second Amendment, 62 Tenn. L. Rev. 461, 463
(1995).
[445]
See, e.g.,
Senate Subcomm. on the Constitution of the Comm. on the
Judiciary, 97th Cong., 2d Sess., The Right to Keep and
Bear Arms (1982); E. Foner & J.
Garrity, The Reader's Companion to American History 477-78 (1991)
(entry on "Guns and Gun Control"); Stephen P. Halbrook, A Right to Bear Arms: State and Federal Bills
of Rights and Constitutional Guarantees 48 (1989); Leonard W. Levy, Original Intent and the Framers' Constitution
341 (1988); Malcolm,
supra note 161, at 164;
The Oxford Companion to the United States Supreme Court 763-64 (Kermit
L. Hall et al. eds., 1992) (entry on the Second Amendment); Akhil
Reed Amar, The Bill of Rights and the Fourteenth Amendment, 101
Yale L.J. 1193, 1284 (1992); Amar, supra note 232, at 1164;
Charles L. Cantrell, The Right to Bear Arms, 53 Wis. B. Bull. 21 (1980);
David Caplan, The Right of the Individual to Bear Arms, 1982
Det. L. Rev. 789 (1982);
Cottrol & Diamond, supra note 148, at 314-17;
Robert J. Cottrol & Raymond T. Diamond, Public Safety and the Right
to Bear Arms, in The Bill of Rights in Modern
America After 200 Years (David J. Bodenhamer & James E. Ely, Jr. eds.,
1993); Robert Dowlut, The Current Relevancy of Keeping and
Bearing Arms, 15 U. Balt. L.F. 32 (1984);
Robert Dowlut, The Right to Arms: Does the Constitution or the Predilection
of Judges Reign?, 36 Okla. L. Rev. 65 (1983);
Richard Gardiner, To Preserve Liberty: A Look at the Right to Keep
and Bear Arms, 10 N. Ky. L. Rev. 63 (1982);
Halbrook, supra note 429;
Stephen P. Halbrook, The Right of the People or the Power of the
State: Bearing Arms, Arming Militias and the Second Amendment, 26 Val. U. L. Rev. 131 (1991);
David T. Hardy, Armed Citizens, Citizen Armies: Toward a
Jurisprudence of the Second Amendment, 9 Harv. J.L. &
Pub. Pol'y 559
(1986); David T. Hardy, The Second Amendment and the
Historiography of the Bill of Rights, 4 J.L. & Pol'y
1
(1987); Kates, supra note 323, at 204; Don B.
Kates, Jr., Second Amendment, in 4 Encyclopedia
of the American Constitution 1639-40 (Karst & Levi eds., 1986);
Don B. Kates, Jr., The Second Amendment: A Dialogue, 49
Law & Contemp. Probs. 143 (1986);
Kates, supra note 228, at 87;
Stephanie A. Levin, Grassroots Voices: Local Action and National
Military Policy, 40 Buff. L. Rev. 321, 346-47
(1992); Levinson, supra note 147, at 637; Nelson
Lund, The Second Amendment, Political Liberty and the Right to
Self-Preservation, 39 Ala. L. Rev. 103 (1987);
Joyce Lee Malcolm, The Right of the People to Keep and Bear Arms: The
Common Law Tradition, 10 Hastings Const. L.Q. 285 (1983);
Marina, supra note 157, at 417;
James Gray Pope, Republican Moments: The Role of Direct Popular Power in
the American Constitutional Order, 139 U. Pa. L. Rev. 287, 328 (1990); Reynolds,
supra note 289, at 670-73;
Elaine Scarry, War and the Social Contract: Nuclear Policy,
Distribution, and the Right to Bear Arms, 139 U. Pa. L.
Rev. 1257 (1991); Robert E. Shalhope, The Armed Citizen
in the Early Republic, 49 Law & Contemp. Probs.,
Winter 1986, at 125;
Shalhope, supra note 401, at 599;
William Van Alstyne, The Second Amendment and the Personal Right to
Arms, 43 Duke L.J. 1236 (1994);
David Vandercoy, The History of the Second Amendment, 28 Val. U. L. Rev. 1007 (1994);
Robert J. Cottrol & Raymond T. Diamond, The Fifth Auxiliary Right,
104 Yale L.J. 995 (1995) (reviewing
Malcolm, supra note 161);
F. Smith Fussner, Book Review, 3 Const. Commentary
582 (1986) (reviewing Halbrook,
supra note 148);
Joyce Lee Malcolm, Book Review, 54 Geo. Wash. U. L.
Rev. 582 (1986) (reviewing Halbrook,
supra note 148);
cf. Nicholas J. Johnson, Beyond the Second Amendment: An
Individual Right to Arms Viewed Through the Ninth Amendment, 24 Rutgers L.J. 1 (1992);
John Choon Yoo, Our Declaratory Ninth Amendment, 42 Emory L.J. 967 (1993). But see, e.g.,
Cress, supra note 199;
Keith A. Ehrman & Dennis A. Henigan, The Second Amendment in the
Twentieth Century: Have You Seen Your Militia Lately?, 15 U. Dayton L. Rev. 5
(1989); Samuel Fields, Guns, Crime and the Negligent Gun Owner,
10 N. Ky. L. Rev. 141 (1982);
Henigan, supra note 151, at 107;
Warren Spannaus, State Firearms Regulation and the Second Amendment,
6 Hamline L. Rev. 383 (1983).
[446]
See
Donald L. Beschle, Reconsidering the Second Amendment: Constitutional
Protection for a Right of Security, 9 Hamline L. Rev.
69, 103 (1986); Williams, supra note 6, at 551-615.
[447]
See
Halbrook, supra note 148, at 83.
Halbrook observes:
If anyone
entertained this [government-only] notion in the period during which the
Constitution and Bill of Rights were debated and ratified, it remains one of
the most closely guarded secrets of the eighteenth century, for no known
writing surviving from the period between 1787 and 1791 states such a
thesis.
Id.
One need only read the editorials, letters, speeches, and other documents that
survive from the revolutionary era and the early republic to see how deeply
the creators of the United States and of the Second Amendment viewed arms as a
positive good, and an armed people as a sign of civic virtue. One excellent
place to begin such an exploration is
The Origin of the Second Amendment, supra
note 148, a
collection of all known source documents relating to the right to arms, from
the opening of the Constitutional Convention to the ratification of the Second
Amendment.
[448]
See
Halbrook, supra note 429, at 118-19.
[449]
1
Sources of American Independence 176 (1978);
see Halbrook, supra note 429, at 118-19. It
is not unfair to note that the Communitarian agenda is not entirely
inconsistent with the nongun portion of Knox's agenda. It is the "paranoid"
gun groups that Etzioni mocks which have been among the most concerned about
the use of the standing army in domestic law enforcement (such as the "drug
war"), while the Communitarian Network has never written a word of objection
to such a gross violation of the standards of civil society. See,
e.g., Gun Owners of America, Dole Still Spinning the
News--Callers Bring out More Contradictions, June 19, 1995 (quoting
Sen. Feingold's opposition to the military's assuming internal law enforcement
responsibilities); The NRA Institute for Legislative Action, The
Right and the Left Have Met in the Middle, NRA Bullet
Points, Oct. 30, 1995 (noting that a coalition, including the
NRA, ACLU, and other civil rights organizations recommended to Congress that
the military never be misused in a domestic law enforcement role). Moreover,
the Communitarian Network is not any ally of the tax limitation movement.
Although the Communitarian Network certainly is not an advocate of a
British-style hereditary aristocracy, much of the movement's thrust does
involve a preference for imposing order by a political and intellectual elite,
and a snide contempt for the political beliefs of ordinary Americans.
See supra notes 37-38 and
accompanying text.
[450] Domestic Disarmament, supra note 1, at 10.
[451]
See
Platform, supra note 5, at 21.
[452] U.S. Const. amend. II.
[453] Domestic Disarmament, supra note 1, at 29.
[454]
Id.
[455] 92 U.S. 542
(1875).
[456] 116 U.S. 252
(1886). Abdel-Malek consistently mislabels the case
"Pressner" v. Illinois. See Domestic
Disarmament, supra note 1, at 30, 32, 34, 38.
[457] 153 U.S. 535
(1894).
[458] 307 U.S. 174
(1939).
[459] 445 U.S. 55 (1980).
[460] 464 U.S. 863 (1983), denying cert. to 695 F.2d
261 (7th Cir. 1982), aff'g 531 F. Supp. 1169 (N.D. Ill. 1981).
[461] 498 U.S. 1047 (1991), denying cert. to 907 F.2d 1041 (11th Cir.
1990).
[462] Domestic Disarmament, supra note 1, at 32.
[463] 60 U.S. (19 How.) 393 (1856).
[464] Id. at 404 ("We think [blacks] are not included,
and were not intended to be included, under the word 'citizens' in the
Constitution, and can therefore claim none of the rights and privileges which
that instrument provides for and secures to citizens of the United States.").
[465] Id. at 417.
[466]
See
Morison, supra note 101, at 705-25.
[467]
See
Stephen P. Halbrook, Personal Security, Personal Liberty, and "The
Constitutional Right to Bear Arms": Visions of the Framers of the Fourteenth
Amendment, 5 Seton Hall Const. L.J. 341, 351
(1995).
[468] Cong. Globe, 39th Cong., 1st Sess. 674 (1866), cited in
Stephen P. Halbrook, The Jurisprudence of the Second and Fourteenth
Amendments, 4 Geo. Mason U. L. Rev. 1, 21
(1981).
[469]
Representative Henry Raymond (R., N.Y.), for example, stated: "Make the
colored man a citizen of the United States and he has every right which you or
I have as citizens of the United States under the laws and Constitution of the
United States.... [among which is] a right to bear arms." Id. at
23.
Representative Roswell Hart (R., N.Y.) argued during these debates that the
Constitution established a "republican form of government" in which "the right
of the people to keep and bear arms shall not be infringed." Id. Hart
contended that it was the duty of the federal government to guarantee that the
states maintain a similar form of government. See id. Complaining of
the actions of the white Mississippi militia, Representative Sidney Clarke
(R., Kan.) declared: "Sir, I find in the Constitution of the United States an
article which declares that 'the right of the people to keep and bear arms
shall not be infringed.' For myself, I shall insist that the reconstructed
rebels of Mississippi respect the Constitution in their local laws."
Id.
[470] Civil Rights Act of 1866, ch. 31, § 1, 14 Stat. 27 (codified as
amended at 42 U.S.C. § 1982 (1994)).
[471]
See
Halbrook, supra note 467, at 347-51.
[472] U.S. Const. amend. XIV.
[473] Cong. Globe, 39th Cong., 1st Sess. 2765 (1866),
cited in Halbrook, supra note 468, at 24.
[474]
Id.;
see also Amar, supra note 445, at 1225.
[475]
See
Dred Scott v. Sandford, 60 U.S. (19 How.) 393, 450 (1856).
[476] 92 U.S. 542
(1875).
[477] Id. at 550.
[478] Id. at 554.
[479] 83 U.S. (16 Wall.) 36 (1873).
[480]
The Privileges and Immunities Clause of the Fourteenth Amendment provides that
"[no] State shall make or enforce any law which shall abridge the privileges
or immunities of citizens of the United States." U.S. Const. amend. XIV, § 1.
[481]
Dicta in several modern Supreme Court cases suggest that the Court views the
Second Amendment as one of the "specifically enumerated" guarantees in the
Bill of Rights that are protected by incorporation through the Due Process
Clause of the Fourteenth Amendment. See infra notes 549-552, 555-565 and
accompanying text.
[482] Domestic Disarmament, supra note 1, at 30.
[483]
Id. at 29-30.
[484]
Id. at 30 (quoting United States v. Cruikshank, 92
U.S. 542, 553
(1875)).
[485]
Id.
[486] Cruikshank, 92 U.S. at 551
(emphasis added) (citation omitted).
[487] Id. at 553
(emphasis added) (citation omitted).
[488]
Id.
[489]
Under the
Cruikshank Court's theory, preexistent natural rights, such as
peaceable assembly and the bearing of arms, were not among the privileges and
immunities of American citizens protected by the Fourteenth Amendment;
privileges and immunities consisted only of the small class of rights that
actually were created--not just recognized--by the Constitution, such as the
right of interstate travel. See id. at 551-53.
Having written on the gun issue
for over a decade, the authors of this Article must emphasize their
frustration at the frequency with which gun prohibition advocates take the
phrase from Cruikshank out of context, citing it for the opposite of
its original meaning. Perhaps this is poetic justice for the
Slaughter-House Cases/Cruikshank Court, which just as blithely (but
somewhat more artfully) inverted the intended meaning of the Privileges and
Immunities Clause of the Fourteenth Amendment.
[490] 116 U.S. 252
(1886).
[491] Id. at 254.
[492] Id. at 265-66.
Arguably, the Court was wrong in its brusque conclusion, but the Court's
determination that a particular law does not infringe upon the right to bear
arms is not relevant to the issue of whether there is any right at all.
[493] Id. at 265.
[494]
Article I, Section 8, Clause 15 of the Constitution gives Congress the power
"[t]o provide for calling forth the Militia to execute the laws of the Union,
suppress Insurrections and repel Invasions." U.S. Const. art. I, § 8, cl. 15. In addition,
Article I, Section 8, Clause 16 gives Congress the power to
provide for
organizing, arming, and disciplining, the Militia, and for governing such
Part of them as may be employed in the Service of the United States,
reserving to the states respectively, the Appointment of the Officers, and
the Authority of training the Militia according to the discipline prescribed
by Congress.
U.S. Const. art. I, § 8, cl. 16.
[495] Presser, 116 U.S. at 265.
[496]
Id.
[497] 153 U.S. 535
(1894).
[498] Domestic Disarmament, supra note 1, at 31 (citing
Miller v. Texas, 153 U.S. 535
(1894)).
[499] Miller v. Texas, 153 U.S. at 535.
[500] Id. at 535-36.
[501] Id. at 538.
[502]
Id.
[503] 165 U.S. 275
(1897).
[504] Id. at 281.
[505] Id. at 281-82.
[506]
Cf.
Cramer & Kopel, supra note 373, at 685-86
("Since 1987, states have increasingly adopted a new breed of concealed
handgun permit laws that make easier the process for many adults to get a
permit to carry a concealed handgun. While most residents of these states are
unlikely ever to apply for a concealed weapon permit, the process is a matter
of choice." (footnotes omitted)).
[507] 307 U.S. 174
(1939).
[508] Domestic Disarmament, supra note 1, at 31.
[509] Halbrook, supra note 148, at 164.
[510] United States v. Miller, 307 U.S. at 175.
[511] Ch. 757, 48 Stat. 1236.
[512] United States v. Miller, 307 U.S. at 176.
[513] Id. at 177.
[514]
At the time, the Criminal Appeals Act allowed direct appeal to the Supreme
Court when a federal statute was declared unconstitutional. See Criminal Appeals (Nelson) Act of Mar. 2, 1907, ch. 2564, 34 Stat. 1246
(repealed).
[515]
For a critique of the standing doctrine as not based on the text or original
intent of the Framers of the Constitution, see Glenn H. Reynolds,
Penumbral Reasoning on the Right, 140 U. Pa. L. Rev.
1333 (1992).
[516]
Don B. Kates, Jr., et al., "Amicus Brief of International Wound Ballistics
Association, Doctors for Integrity in Research and Public Policy, Colorado
Association of Law Enforcement Firearms Instructors, National Association of
Chiefs of Police, Congress on Racial Equality, American Federation of Police,
Independence Institute, Second Amendment Foundation, and Veterans of Foreign
Wars," Robertson v. City and County of Denver, 874 P.2d 325
(Colo. 1994) (No. 93SA91).
[517] United States v. Cruikshank, 92 U.S. 542, 553
(1875).
[518] Robertson v. Baldwin, 165 U.S. 275, 281
(1897).
[519] United States v. Miller, 307 U.S. 174, 179
(1939) (emphasis added).
[520]
See
supra notes 431-443 and
accompanying text.
[521] United States v. Miller, 307 U.S. at 179
(emphasis added).
[522] Id. at 181.
[523] 10 U.S.C. § 311 (1994).
[524] United States v. Miller, 307 U.S. at 180-82.
[525] Id. at 178.
[526]
Id.
[527] Id. at 175.
[528]
See
Kevin M. Cunningham, When Gun Control Meets the Constitution, 10
St. John's J. Legal Comment. 59, 69 (1994);
NRA-ILA, ILA Research & Information Fact Sheet: Ten
Myths About Gun Control 11 (visited Mar. 28, 1997)
<http://www.nra.org/research/10myths.html>.
[529] United States v. Miller, 307 U.S. at 178.
[530] Id. at 178, 183.
[531] Id. at 178.
[532]
Dred Scott has never formally been overruled, although other portions of
it are no longer law as a result of the Fourteenth Amendment. See
Laurence H. Tribe, Taking Text and Structure Seriously: Reflections
on Free-Form Method in Constitutional Interpretation, 108 Harv. L. Rev. 1221, 1303 (1995).
[533]
The conclusion follows from the Court's language that the individual ownership
of a firearm that does bear a reasonable relationship to the
preservation or efficiency of the civilian militia is protected by the Second
Amendment. See United States. v. Miller, 307
U.S. at 178.
Notably, the Court did not state that the type of gun in question must be
essential to the militia; the type of gun need only bear a reasonable
relationship to the preservation of this reserve, self-armed fighting force
called the militia. See id. Today, nearly every type of firearm in
America bears this type of relationship, because nearly every gun--including
most handguns and hunting rifles--either has a military pedigree or was
adopted by the military after attaining civilian popularity, and can still
today be considered "part of the ordinary military equipment," id.,
especially because familiarity with its use could translate into enhanced
ability to use more purely military arms. Id. The evolution of small
arms technology reveals that advances in firearms design were usually made in
connection with the needs of the military. Single shot breech loaders were
improvements over muzzle loaders, and the former were later supe